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Contributions to Plasma Physics

Quenching the Hubbard Model: Comparison of Nonequilibrium Green's Function Methods

Jan‐Philip Joost, Christopher Makait, Alexander Osterkorn, Erik Schroedter

Published Jan 15, 2026• 1 citation
Publisher

Abstract

ABSTRACT We benchmark nonequilibrium Green's function (NEGF) approaches for interaction quenches in the half‐filled Fermi–Hubbard model in one and two dimensions. We compare fully self‐consistent two‐time Kadanoff–Baym equations (KBE), the generalized Kadanoff–Baym ansatz (GKBA), and the recently developed NEGF‐based quantum fluctuations approach (NEGF‐QF) with second‐order Born (2B) and GW self‐energies. As references, we use DMRG in 1D and time‐dependent perturbation theory at weak coupling. While all methods reproduce the early‐time build‐up of correlations (prethermalization), different deficiencies emerge during the slower relaxation in the long‐time limit: KBE shows overdamped oscillations, GKBA exhibits a negative overshoot of the Fermi‐surface jump, and NEGF‐QF develops a prethermalization plateau with delayed relaxation. In 1D, we find that GKBA + 2B agrees best with DMRG across the explored parameter range, while QF + GW deviates the most, consistent with its reduced self‐consistency. In 2D, all approaches correctly capture the momentum‐dependence of the relaxation dynamics.

DOI
10.1002/ctpp.70075

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ABSTRACT We benchmark nonequilibrium Green's function (NEGF) approaches for interaction quenches in the half‐filled Fermi–Hubbard model in one and two dimensions. We compare fully self‐consistent two‐time Kadanoff–Baym equations (KBE), the generalized Kadanoff–Baym ansatz (GKBA), and the recently developed NEGF‐based quantum fluctuations approach (NEGF‐QF) with second‐order Born (2B) and GW self‐energies. As references, we use DMRG in 1D and time‐dependent perturbation theory at weak coupling. While all methods reproduce the early‐time build‐up of correlations (prethermalization), different deficiencies emerge during the slower relaxation in the long‐time limit: KBE shows overdamped oscillations, GKBA exhibits a negative overshoot of the Fermi‐surface jump, and NEGF‐QF develops a prethermalization plateau with delayed relaxation. In 1D, we find that GKBA + 2B agrees best with DMRG across the explored parameter range, while QF + GW deviates the most, consistent with its reduced self‐consistency. In 2D, all approaches correctly capture the momentum‐dependence of the relaxation dynamics.
The Hubbard model is a prototype for strongly correlated many-particle systems, including electrons in condensed matter and molecules, as well as for fermions or bosons in optical lattices. While the equilibrium properties of these systems have been studied in detail, the nonequilibrium dynamics following a strong nonperturbative excitation only recently came into the focus of experiments and theory. It is of particular interest how the dynamics depend on the coupling strength and on the particle number and whether there exist universal features in the time evolution. Here, we present results for the dynamics of finite Hubbard clusters based on a self-consistent nonequilibrium Green functions (NEGF) approach invoking the generalized Kadanoff-Baym ansatz (GKBA). We discuss the conserving properties of the GKBA with Hartree-Fock propagators in detail and present a generalized form of the energy conservation criterion of Baym and Kadanoff for NEGF. Furthermore, we demonstrate that the HF-GKBA cures some artifacts of prior two-time NEGF simulations. Besides, this approach substantially speeds up the numerical calculations and thus presents the capability to study comparatively large systems and to extend the analysis to long times allowing for an accurate computation of the excitation spectrum via time propagation. Our data obtained within the second Born approximation compare favorably with exact diagonalization results (available for up to 13 particles) and are expected to have predictive capability for substantially larger systems in the weak-coupling limit.
The dynamics of strongly correlated fermions following an external excitation reveals extremely rich collective quantum effects. Examples are fermionic atoms in optical lattices, electrons in correlated materials, and dense quantum plasmas. Presently, the only quantum-dynamics approach that rigorously describes these processes in two and three dimensions is the nonequilibrium Green functions (NEGF) method. However, NEGF simulations are computationally expensive due to their T^{3} scaling with the simulation duration T. Recently, T^{2} scaling was achieved with the generalized Kadanoff-Baym ansatz (GKBA), for second-order Born (SOA) selfenergies, which has substantially extended the scope of NEGF simulations. Here we demonstrate that GKBA-NEGF simulations can be performed with order T^{1} scaling, both for SOA and GW selfenergies, and point out the remarkable capabilities of this approach.
The time evolution in quantum many-body systems after external excitations is attracting high interest in many fields, including dense plasmas, correlated solids, laser-excited materials, or fermionic and bosonic atoms in optical lattices. The theoretical modeling of these processes is challenging, and the only rigorous quantum-dynamics approach that can treat correlated fermions in two and three dimensions is nonequilibrium Green functions (NEGF). However, NEGF simulations are computationally expensive due to their T3{T}^{3}T3 scaling with the simulation duration TTT. Recently, T2{T}^{2}T2 scaling was achieved with the generalized Kadanoff-Baym ansatz (GKBA), for the second-order Born (SOA) self energy, which has substantially extended the scope of NEGF simulations. In a recent Letter [Schl\"unzen et al., Phys. Rev. Lett. 124, 076601 (2020).] we demonstrated that GKBA-NEGF simulations can be efficiently mapped onto coupled time-local equations for the single-particle and two-particle Green functions on the time diagonal, hence the method has been called the G1-G2 scheme. This allows one to perform the same simulations with order T1{T}^{1}T1 scaling, both for SOA and GWGWGW self energies giving rise to a dramatic speedup. Here we present more details on the G1-G2 scheme, including derivations of the basic equations including results for a general basis, for Hubbard systems, and for jellium. Also, we demonstrate how to incorporate initial correlations into the G1-G2 scheme. Further, the derivations are extended to a broader class of self energies, including the TTT matrix in the particle-particle and particle-hole channels and the dynamically-screened-ladder approximation. Finally, we demonstrate that, for all self energies, the CPU-time scaling of the G1-G2 scheme with the basis dimension Nb{N}_{b}Nb​ can be improved compared to our first report: The overhead compared to the original GKBA is not more than an additional factor Nb{N}_{b}Nb​, even for Hubbard systems.
Electron dynamics in a two‐sites Hubbard model is studied using the nonequilibrium Green's function approach. The study is motivated by the empirical observation that a full solution of the integro‐differential Kadanoff–Baym equation (KBE) is more stable and often accompanied by artificial damping [Marc Puig von Friesen, C. Verdozzi, and C.‐O. Almbladh (2009)] than its time‐linear reformulations relying on the generalized Kadanoff–Baym ansatz (GKBA). Additionally, for conserving theories, numerical simulations suggest that KBE produces natural occupations bounded by one and zero in agreement with the Pauli exclusion principle, whereas, in some regimes, GKBA‐based theories violate this principle. As the first step for understanding these issues, the electron dynamics arising in the adiabatic switching scenario is studied. Many‐body approximations are classified according to the channel of the Bethe–Salpeter equation in which electronic correlations are explicitly treated. They give rise to the so‐called second Born, T‐matrix, and GW approximations. In each of these cases, the model is reduced to a system of ordinary differential equations, which resemble equations of motion for a driven harmonic oscillator with time‐dependent frequencies. A more complete treatment of electronic correlations is achieved by combining different correlation channels, with parquet theory serving as a starting point.
The nonequilibrium description of quantum systems requires, for more than two or three particles, the use of a reduced description to be numerically tractable. Two possible approaches are based on either reduced density matrices or nonequilibrium Green functions (NEGF). Both concepts are formulated in terms of hierarchies of coupled equations—the Bogoliubov-Born-Green-Kirkwood-Yvon (BBGKY) hierarchy for the reduced density operators and the Martin-Schwinger-hierarchy (MS) for the Green functions, respectively. In both cases, similar approximations are introduced to decouple the hierarchy, yet still many questions regarding the correspondence of both approaches remain open. Here we analyze this correspondence by studying the generalized Kadanoff–Baym ansatz (GKBA) that reduces the NEGF to a single-time theory. Starting from the BBGKY-hierarchy we present the approximations that are necessary to recover the GKBA result both, with Hartree-Fock propagators (HF-GKBA) and propagators in second Born approximation. To test the quality of the HF-GKBA, we study the dynamics of a 4-electron Hubbard nanocluster starting from a strong nonequilibrium initial state and compare to exact results and the Wang-Cassing approximation to the BBGKY hierarchy presented recently by Akbari et al. [1].
The quantum dynamics of fermionic or bosonic many-body systems following external excitation can be successfully studied using two-time nonequilibrium Green's functions (NEGF) or single-time reduced density matrix methods. Approximations are introduced via a proper choice of the many-particle self-energy or decoupling of the BBGKY hierarchy. These approximations are based on Feynman's diagram approaches or on cluster expansions into single-particle and correlation operators. Here, we develop a different approach where, instead of equations of motion for the many-particle NEGF (or density operators), single-time equations for the correlation functions of fluctuations are analyzed. We present a derivation of the first two equations of the alternative hierarchy of fluctuations and discuss possible decoupling approximations. In particular, we derive the polarization approximation (PA) which is shown to be equivalent to the single-time version [following by applying the generalized Kadanoff-Baym ansatz (GKBA)] of the nonequilibrium GW approximation with exchange effects of NEGF theory, for weak coupling. The main advantage of the quantum fluctuations approach is that the standard ensemble average can be replaced by a semiclassical average over different initial realizations, as was demonstrated before by Lacroix and co-workers [see e.g. D. Lacroix et al., Phys. Rev. B, 2014, 90, 125112]. Here, we introduce the stochastic GW (SGW) approximation and the stochastic polarization approximation (SPA) which are demonstrated to be equivalent to the single-time GW approximation without and with exchange, respectively, in the weak coupling limit. In addition to the standard stochastic approach to sample initial configurations, we also present a deterministic approach. Our numerical tests confirm that our approach has the same favorable linear scaling with the computation time as the recently developed G1-G2 scheme [Schluenzen et al., Phys. Rev. Lett., 2020, 124, 076601]. At the same time, the SPA and SGW approaches scale more favorably with the system size than the G1-G2 scheme, allowing to extend nonequilibrium GW calculations to bigger systems.