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New Journal of Physics

From the Bloch equation to the thermodynamically consistent master equation

Eugenia Pyurbeeva, Ronnie Kosloff

Published Jan 1, 2026• 1 citation
Publisher

Abstract

Abstract The Bloch equation which first inspired the field of open quantum systems, was conceived by pure physical reasoning. Since then, the Lindblad (GKLS) form of a quantum master equation, its most general mathematical representation, became an established staple in the open quantum systems toolbox. It allows the description of a multitude of quantum phenomena, however its universality comes at a cost—without additional constraints, the resultant dynamics are not necessarily thermodynamically consistent, and the equation itself lacks an intuitive interpretation. We present a mathematically equivalent form of the Lindblad master equation under a single constraint of strict energy conservation, which reinstates physical intuition, separating the system dynamics into its elemental parts: thermal mixing, dephasing, and energy relaxation. The analytical capabilities of the formalism are illustrated by calculating the fixed point of the dynamics and exploring the conditions for canonical invariance in quantum systems.

DOI
10.1088/1367-2630/ae3796

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Abstract The Bloch equation which first inspired the field of open quantum systems, was conceived by pure physical reasoning. Since then, the Lindblad (GKLS) form of a quantum master equation, its most general mathematical representation, became an established staple in the open quantum systems toolbox. It allows the description of a multitude of quantum phenomena, however its universality comes at a cost—without additional constraints, the resultant dynamics are not necessarily thermodynamically consistent, and the equation itself lacks an intuitive interpretation. We present a mathematically equivalent form of the Lindblad master equation under a single constraint of strict energy conservation, which reinstates physical intuition, separating the system dynamics into its elemental parts: thermal mixing, dephasing, and energy relaxation. The analytical capabilities of the formalism are illustrated by calculating the fixed point of the dynamics and exploring the conditions for canonical invariance in quantum systems.
The Bloch equation that set the foundation for open quantum systems, was conceived by pure physical reasoning. Since then, the Lindblad (GKLS) form of a quantum master equation, its most general mathematical representation, became an established staple in the open quantum systems toolbox. It allows to describe a multitude of quantum phenomena, however its universality comes at a cost - without additional constraints, the resultant dynamics are not necessarily thermodynamically consistent, and the equation itself lacks an intuitive interpretation. We present a mathematically equivalent form of the Lindblad master equation under a single constraint of strict energy conservation. The "elemental Bloch" equation separates the system dynamics into its elemental parts, making an explicit distinction between thermal mixing, dephasing, and energy relaxation, and thus reinstating the physical intuition in the equation. We derive the equation for a many-level system by accounting for all relevant transitions between pairs of levels. Finally, the formalism is illustrated by calculating the fixed point of the dynamics and exploring the conditions for canonical invariance in quantum systems.
The Lindblad (GKLS) master equation, which represents the mathematical form for the general evolution of a density matrix, is a versatile and widely-used tool in open quantum systems. In contrast with the typical approach of imposing additional conditions on the system, such as weak coupling or energy conservation, we explore the structure of the equation with no assumptions. We demonstrate that general quantum dynamics can be expressed through a combination of free evolution, exchanges of some physical quantities (generalised charges), not necessarily commuting with the Hamiltonian, between the system and the bath, and pure dephasing. This result comprises a novel perspective on quantum master equations, employing physical processes as elemental parts. We use it to explore the dynamics and stationary states of a two-level system and show that strong coupling, particle exchange, and non-Abelian effects all share the same physical origin. Moreover, we demonstrate that the generalised Gibbs state for all three cases contains a non-commutation term, which has not been previously considered.
The Lindblad theory of open quantum systems has been successfully applied in various fields ranging from quantum optics, condensed matter physics, and quantum thermodynamics to quantum chemistry. Nevertheless, there are situations where we can compare its predictions to those of exact methods or numerically exact results and find discrepancies between them. One example is the case where a single harmonic oscillator is coupled to a thermal bath of independent harmonic oscillators. In this case, for certain parameters, the exact master equation describes equilibration of the system to a thermal state with a temperature different from the one predicted by the Lindblad master equation. The Lindblad theory, based on a weak coupling between the system and environment as well as the Born-Markov approximation, predicts that the system will evolve to a thermal state whose temperature is equal to the initial temperature of the bath. This result is a consequence of the Born approximation, which supposes that throughout the evolution, the bath only fluctuates around its initial equilibrium state. In this master thesis we study the validity of the Born approximation as well as its consistency with other approximations. By starting from a Hamiltonian for the total system we show that, if the the Born approximation is not invoked, the dynamics of the system is determined by a hierarchy of equations for matrices which can be used to reconstruct the reduced density matrix of the system. This hierarchy approach is fundamentally different from the standard approach, which describes the system dynamics with a weak-coupling master equation, because the hierarchy does not restrict the amount of entanglement possible between the system and the environment. Furthermore, we show how invoking the Born approximation reduces to the usual result and how a generalised ansatz, which we refer to as a generalised Born approximation, reduces the hierarchy to a master equation where the bath temperature is an additional degree of freedom. Finally, we analyse the conservation of the energy of the total system and its relationship to the Markov and secular approximations, and discuss whether imposing it as a condition can fix the time-dependent temperature.
Master equations play a pivotal role in investigating open quantum systems. In particular, the Bloch-Redfield equation stands out due to its relation to a concrete physical environment. However, without further approximations it does not lead to a Lindblad master equation that guarantees that the density matrix stays completely positive, which has raised some concerns regarding its use. This study builds on previous efforts to transform the Bloch-Redfield framework into a mathematically robust Lindblad equation while fully preserving the effects that are lost within the secular approximation that is commonly used to guarantee positivity. These previous approaches introduced two potential deficiencies: The environment-induced energy shift can be non-Hermitian and some decay rates can be negative, violating the assumptions of Lindblad's theorem. Here we propose and evaluate straightforward solutions to both problems. Our approach offers an effective and general procedure for obtaining a Lindblad equation, derived from a concrete physical environment, while mitigating the unphysical dynamics present in the Bloch-Redfield equation.
Thermodynamics entails a set of mathematical conditions on quantum Markovian dynamics.In particular, strict energy conservation between the system and environment implies that the dissipative dynamical map commutes with the map of the system's unitary evolution.Employing spectral analysis, we prove the general form of the ensuing master equation.The obtained structure extends thermodynamical considerations to dynamical processes.Comparing this form with master equations obtained from microscopic derivations allows validating their compatibility with thermodynamics.It predicts that coherence is not generated spontaneously under steady-state transport.Moreover, for a bipartite system-environment it singles out the global master equation as the thermodynamically compatible choice for nondriven systems, as well as supplying insight into the validity of the secular approximation.
Derivation of a quantum master equation for a system weakly coupled to a bath which takes into account non-secular effects, but, nevertheless, has the mathematically correct Gorini-Kossakowski-Lindblad-Sudarshan (GKLS) form (in particular, preserves positivity of the density operator) and also satisfies the standard thermodynamic properties is a known long-standing problem in theory of open quantum systems. The non-secular terms are important when some energy levels of the system or their differences (Bohr frequencies) are nearly degenerate. We provide a fully rigorous derivation of such equation based on a formalization of the weak-coupling limit for the general case.