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Locality and many-body quantum spectra

Samuel J. Garratt

Published Jan 1, 2021• 0 citations
Publisher

Abstract

This thesis is concerned with many-body quantum dynamics in lattice models. Our focus is on the spectral properties of Floquet operators that describe local interactions in one dimension. Physical properties are expressed as multiple sums over paths in the many-body Fock space, and this leads naturally to interpretations in terms of interference effects, or of paired paths. By averaging properties over ensembles of random systems we wash out non-universal interference effects, and study the structures which survive. We first address the ergodic phase of quantum dynamics. In this setting random matrix theory (RMT) and the eigenstate thermalisation hypothesis (ETH) are expected to describe spectral properties. This can be understood through the diagonal approximation to sums over paired paths. We show how the diagonal approximation must be extended in systems with local interactions, and that as a result there are deviations from RMT and the ETH which, at finite times, diverge with system size. Our focus is primarily on the spectral form factor (SFF) and related quantities, and our approach is to express averaged sums over pairs of paths in terms of a transfer matrix that acts in the space direction. We then show how, within this framework, the transition from a many-body localised (MBL) phase to an ergodic one can be viewed as symmetry breaking. This transition in dynamics has sharp signatures in spectral statistics, so it is natural to consider the SFF. The transfer matrix generating the SFF has symmetries associated with translations in time: in the ergodic phase one of these symmetries is broken, whereas in the MBL phase it is not. For the Floquet models we consider the relevant symmetry group is that of a clock model. We introduce an order parameter for the broken symmetry, and show how the applicability of the diagonal approximation can be understood as a form of long-range order.

DOI
10.5287/ora-zr1gazkgk

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This thesis is concerned with many-body quantum dynamics in lattice models. Our focus is on the spectral properties of Floquet operators that describe local interactions in one dimension. Physical properties are expressed as multiple sums over paths in the many-body Fock space, and this leads naturally to interpretations in terms of interference effects, or of paired paths. By averaging properties over ensembles of random systems we wash out non-universal interference effects, and study the structures which survive. We first address the ergodic phase of quantum dynamics. In this setting random matrix theory (RMT) and the eigenstate thermalisation hypothesis (ETH) are expected to describe spectral properties. This can be understood through the diagonal approximation to sums over paired paths. We show how the diagonal approximation must be extended in systems with local interactions, and that as a result there are deviations from RMT and the ETH which, at finite times, diverge with system size. Our focus is primarily on the spectral form factor (SFF) and related quantities, and our approach is to express averaged sums over pairs of paths in terms of a transfer matrix that acts in the space direction. We then show how, within this framework, the transition from a many-body localised (MBL) phase to an ergodic one can be viewed as symmetry breaking. This transition in dynamics has sharp signatures in spectral statistics, so it is natural to consider the SFF. The transfer matrix generating the SFF has symmetries associated with translations in time: in the ergodic phase one of these symmetries is broken, whereas in the MBL phase it is not. For the Floquet models we consider the relevant symmetry group is that of a clock model. We introduce an order parameter for the broken symmetry, and show how the applicability of the diagonal approximation can be understood as a form of long-range order.
We study many-body quantum dynamics using Floquet quantum circuits in one space dimension as simple examples of systems with local interactions that support ergodic phases.Physical properties can be expressed in terms of multiple sums over Feynman histories, which for these models are paths or manybody orbits in Fock space.A natural simplification of such sums is the diagonal approximation, where the only terms that are retained are ones in which each path is paired with a partner that carries the complex conjugate weight.We identify the regime in which the diagonal approximation holds and the nature of the leading corrections to it.We focus on the behavior of the spectral form factor (SFF) and of matrix elements of local operators, averaged over an ensemble of random circuits, making comparisons with the predictions of random matrix theory (RMT) and the eigenstate thermalization hypothesis (ETH).We show that properties are dominated at long times by contributions to orbit sums in which each orbit is paired locally with a conjugate, as in the diagonal approximation, but that in large systems these contributions consist of many spatial domains, with distinct local pairings in neighboring domains.The existence of these domains is reflected in deviations of the SFF from RMT predictions, and of matrix element correlations from ETH predictions; deviations of both kinds diverge with system size.We demonstrate that our physical picture of orbit-pairing domains has a precise correspondence in the spectral properties of a transfer matrix that acts in the space direction to generate the ensemble-averaged SFF.In addition, we find that domains of a second type control non-Gaussian fluctuations of the SFF.These domains are separated by walls that are related to the entanglement membrane, known to characterize the scrambling of quantum information.
Phenomena in quantum chaotic systems such as spectral fluctuations are known to be described remarkably well by the random matrix theory (RMT) in small energy intervals and over large time scales. However, in exchange for analytical tractability, RMT has been constructed to leave out an important element of realistic physical systems { the notion of locality. Since quantum information propagates at a finite speed in a spatially-extended quantum chaotic system, there exists time scales before which RMT is effective. How do we describe the non-equilibrium quantum dynamics at intermediate timescales which are much longer than the local relaxation time but too short for RMT to apply? What are the signatures of many-body quantum chaotic systems beyond the description of RMT? In this thesis, we address these questions by analysing minimal models that incorporate a notion of locality and at the same time retain some analytical tractability of RMT. More specifically, we study Floquet quantum circuits that are random in space but periodic in time. These circuits consist of local and random quantum gates that act on a q-state `spin' at each site. After a brief review of classical chaos, quantum chaos, and quantum circuits in Chapter 1, we present three main results. In Chapter 2, we formulate a diagrammatical approach for computing ensemble averages of observables over random unitary circuits, and derive exact results on spectral statistics and dynamical observables for a Floquet circuit in the large-q limit. In Chapter 3, we further investigate the spectral statistics in spatiallyextended many-body quantum chaotic systems by computing the spectral form factor K(t) analytically and numerically. We show that K(t) follows the RMT description at times longer than the Thouless time tTh and identify the scaling of tTh at the large-q limit of a Floquet circuit. In Chapter 4, we discuss eigenstate correlations for spatially-extended many-body quantum chaotic systems, in terms of the statistical properties of matrix elements of local observables. While the eigenstate thermalization hypothesis (ETH) is known to give an excellent description of these quantities, the phenomenon of scrambling and the butterfly effect imply structure beyond ETH. We determine analytically and verify numerically the universal form of this structure at long distances and small eigenvalue separations for Floquet systems.
A key goal of quantum chaos is to establish a relationship between widely observed universal spectral fluctuations of clean quantum systems and random matrix theory (RMT).Most prominent features of such RMT behavior with respect to a random spectrum, both encompassed in spectral pair correlation function, are statistical suppression of small level spacings (correlation hole) and enhanced stiffness of the spectrum at large spectral ranges.For single particle systems with fully chaotic classical counterparts, the problem has been partly solved by Berry [Proc.R. Soc.London, A400, 229 (1985)] within the so-called diagonal approximation of semiclassical periodic-orbit sums, while the derivation of the full RMT spectral form factor K(t) (Fourier transform of spectral pair correlation function), from semiclassics has been completed by Müller et al. [Phys.Rev. Lett.93, 014103 (2004)].In recent years, the questions of long-time dynamics at high energies, for which the full many-body energy spectrum becomes relevant, are coming at the forefront even for simple many-body quantum systems, such as locally interacting spin chains.Such systems display two universal types of behaviour which are termed as the 'many-body localized phase' and 'ergodic phase'.In the ergodic phase, the spectral fluctuations are excellently described by RMT, even for very simple interactions and in the absence of any external source of disorder.Here we provide a clear theoretical explanation for these observations.We compute K(t) in the leading two orders in t and show its agreement with RMT for non-integrable, time-reversal invariant many-body systems without classical counterparts, a generic example of which are Ising spin 1/2 models in a periodically kicking transverse field.In particular, we relate K(t) to partition functions of a class of twisted classical Ising models on a ring of size t, hence the leading order RMT behavior K(t)2t is a consequence of translation and reflection symmetry of the Ising partition function.
We study operator dynamics in many-body quantum systems, focusing on generic features of systems that are ergodic, spatially extended, and lack conserved densities. Quantum circuits of various types provide simple models for such systems. We focus on Floquet quantum circuits, comparing their behavior with what has been found previously for circuits that are random in time. Floquet circuits, which have discrete time-translation symmetry, represent an intermediate case between circuits that are random in time and lack any symmetry, and systems with a time-independent Hamiltonian and continuous time-translation invariance. By making this comparison, one of our aims is to identify signatures of time-translation symmetry in Floquet operator dynamics. To characterize behavior we examine a variety of quantities in solvable models and numerically: operator autocorrelation functions; the partial spectral form factor; the out-of-time-order correlator (OTOC); and the paths in operator space that make the dominant contributions to the ensemble-averaged autocorrelation functions. Our most striking result is that ensemble-averaged autocorrelation functions show behavior that is distinctively different in Floquet systems compared to systems in which successive time-steps are independent. Specifically, while average autocorrelation functions decay on a microscopic timescale for circuits that are random in time, in Floquet systems they have a late-time tail with a duration that grows parametrically with the size of the operator support. In the simplest models this tail is separated from the initial decay by a minimum, so that the average autocorrelation function has an intermediate-time peak. The existence of these tails provides a way to understand deviations of the spectral form factor from random matrix behavior at times shorter than the Thouless time. In contrast to this feature in autocorrelation functions, we find no new aspects to the behavior of OTOCs for Floquet models compared to random-in-time circuits. We show that this difference between averaged autocorrelation functions and OTOCs can be understood in terms of the paths in operator space that contribute to the two quantities: paths for the former retain a limited support at late times, while paths for the latter are dominated by operator spreading.
We study spectral statistics in spatially extended chaotic quantum many-body systems, using simple lattice Floquet models without time-reversal symmetry. Computing the spectral form factor K(t) analytically and numerically, we show that it follows random matrix theory (RMT) at times longer than a many-body Thouless time, t_{Th}. We obtain a striking dependence of t_{Th} on the spatial dimension d and size of the system. For d>1, t_{Th} is finite in the thermodynamic limit and set by the intersite coupling strength. By contrast, in one dimension t_{Th} diverges with system size, and for large systems there is a wide window in which spectral correlations are not of RMT form. Lastly, our Floquet model exhibits a many-body localization transition, and we discuss the behavior of the spectral form factor in the localized phase.
A key goal of quantum chaos is to establish a relationship between widely observed universal spectral fluctuations of clean quantum systems and random matrix theory (RMT). Most prominent features of such RMT behavior with respect to a random spectrum, both encompassed in the spectral pair correlation function, are statistical suppression of small level spacings (correlation hole) and enhanced stiffness of the spectrum at large spectral ranges. For single-particle systems with fully chaotic classical counterparts, the problem has been partly solved by Berry [Proc. R. Soc. A 400, 229 (1985)] within the so-called diagonal approximation of semiclassical periodic-orbit sums, while the derivation of the full RMT spectral form factor K(t) (Fourier transform of the spectral pair correlation function) from semiclassics has been completed by Müller et al. [Phys. Rev. Lett. 93, 014103 (2004)]. In recent years, the questions of long-time dynamics at high energies, for which the full many-body energy spectrum becomes relevant, are coming to the forefront even for simple many-body quantum systems, such as locally interacting spin chains. Such systems display two universal types of behaviour which are termed the "many-body localized phase" and "ergodic phase." In the ergodic phase, the spectral fluctuations are excellently described by RMT, even for very simple interactions and in the absence of any external source of disorder. Here we provide a clear theoretical explanation for these observations. We compute K(t) in the leading two orders in t and show its agreement with RMT for nonintegrable, time-reversal invariant many-body systems without classical counterparts, a generic example of which are Ising spin-1/2 models in a periodically kicking transverse field. In particular, we relate K(t) to partition functions of a class of twisted classical Ising models on a ring of size t; hence, the leading-order RMT behavior K(t)≃2t is a consequence of translation and reflection symmetry of the Ising partition function.Received 5 February 2018Revised 12 April 2018DOI:https://doi.org/10.1103/PhysRevX.8.021062Published by the American Physical Society under the terms of the Creative Commons Attribution 4.0 International license. Further distribution of this work must maintain attribution to the author(s) and the published article's title, journal citation, and DOI.Published by the American Physical SocietyPhysics Subject Headings (PhySH)Research AreasQuantum chaosQuantum statistical mechanicsStatistical PhysicsNonlinear DynamicsCondensed Matter, Materials & Applied Physics