Emergence refers to the phenomena in many-body systems not obvious from microscopic details and fundamental laws. In this dissertation, I will present some of the works that study exotic emergent phe- nomena. In the first 2 chapters, one kind of gapless quantum spin liquid(QSL) called Dirac Spin Liquid(DSL) is examined, on its stability, experiment signatures and proximate symmetry breaking phases. Dirac fermions, photons and monopoles emerge in DSL, rendering it a strongly interacting phase, with an emergent symmetry group larger than that of the physical system. We establish DSL as likely a stable phase of matter on triangular/kagome lattices and connect DSL with symmetry-breaking magnetic orders on 2D lattices. Then the focus switches to more conventional insulators, and the issue of electric polarization. A topological response term to electromagnetic fields offers a modern definition for polarization. This also implies on the boundary of an insulator, Luttinger theorem is modified to include bulk polarization effects. Lastly, we study a route towards topological superconductivity from a chiral spin liquid(CSL) and construct a wave-function for superconductors without explicit electron pairing.
Emergence refers to the phenomena in many-body systems not obvious from microscopic details and fundamental laws. In this dissertation, I will present some of the works that study exotic emergent phe- nomena. In the first 2 chapters, one kind of gapless quantum spin liquid(QSL) called Dirac Spin Liquid(DSL) is examined, on its stability, experiment signatures and proximate symmetry breaking phases. Dirac fermions, photons and monopoles emerge in DSL, rendering it a strongly interacting phase, with an emergent symmetry group larger than that of the physical system. We establish DSL as likely a stable phase of matter on triangular/kagome lattices and connect DSL with symmetry-breaking magnetic orders on 2D lattices. Then the focus switches to more conventional insulators, and the issue of electric polarization. A topological response term to electromagnetic fields offers a modern definition for polarization. This also implies on the boundary of an insulator, Luttinger theorem is modified to include bulk polarization effects. Lastly, we study a route towards topological superconductivity from a chiral spin liquid(CSL) and construct a wave-function for superconductors without explicit electron pairing.
Frustrated magnetism provides a rich platform for realizing exotic quantum phases in condensed matter systems. Among these, quantum spin liquids (QSLs) are a particularly intriguing class of states that exhibit no magnetic ordering and preserve all symmetries down to zero temperature. Just as conventional magnets can be thought of as spin crystals,QSLs represent their liquid analogs. This thesis explores two broad types of QSLs in two-dimensional magnets, with a focus on their dynamic properties and the nature of transitions from conventional magnetic states into QSL phases. QSLs are topological phases that host fractionalized excitations known as spinons. In these states, mobile spinons are coupled to an emergent gauge field, forming a highly entangled phase of matter. The first part of this thesis focuses on Dirac spin liquids (DSLs), a class of QSLs where spinons exhibit a gapless Dirac dispersion. To study the dynamicsof these spin liquids beyond leading-order mean-field theory, we develop a novel large-N fermionic limit of gapless spinons. In this limit, all gauge excitations are suppressed, and the leading-order corrections instead arise from order parameter fluctuations, which may condense and drive transitions into symmetry-broken phases from the parent DSL. Incorporating random phase approximation (RPA) corrections to the spin susceptibility, we find that sharp, spin-wave–like modes are recovered in the excitation spectrum. This methodology successfully captures characteristic features of the dynamics near phase transitions and in weakly symmetry-broken phases proximate to a DSL. We apply this approach to microscopic models, including the J1-J2 XXZ model on the triangular lattice and the J1-J3 XXZ model on the honeycomb lattice. These models closely represent a wide range of frustrated materials, such as triangular and honeycomb cobaltates and triangular ytterbium compounds. Our theoretical predictions show excellent agreement with experimentally measured inelastic neutron scattering spectra from these materials. Gapless spinons can also sometimes become gapped through chiral symmetry breaking, leading to the formation of a chiral spin liquid (CSL). The CSL is an archetypal bosonic realization of a fractional quantum Hall (FQH) state at half-filling, and has been proposed as a time-reversal–breaking ground state in a variety of frustrated spin models. The second part of this thesis addresses the intriguing possibility of realizing a CSL through the "melting" of a chiral spin crystal—a conventional magnet with non-coplanar ordering. Such a transition offers a physically appealing analogue to the melting of a Wigner crystal into a fermionic FQH liquid. Focusing on the kagome lattice, where chiral interactions are knownto stabilize a CSL ground state, we study the effects of additional long-range Heisenberg interactions and demonstrate a phase transition into a non-coplanar octahedral magnetic order. To describe the universal class of transition between a CSL and a non-coplanar anti-ferromagnetic order, we then develop a novel Chern-Simons–matter field theory framework, constrained by symmetry principles and symmetry fractionalization patterns. This thesis thus provides new insights into the dynamical signatures and phase transitions of quantum spin liquids, offering a bridge between theoretical models and experimental observations in frustrated magnetic systems.
Theory of Dirac spin liquids on spin-S triangular lattice: possible application to α-CrOOH(D)
Triangular lattice quantum antiferromagnet has recently emerged to be a promising playground for realizing Dirac spin liquids (DSLs) -- a class of highly entangled quantum phases hosting emergent gauge fields and gapless Dirac fermions. While previous theories and experiments focused mainly on S=1/2 spin systems, more recently signals of a DSL were detected in an S=3/2 system α-CrOOH(D). In this work we develop a theory of DSLs on triangular lattice with spin-S moments. We argue that in the most natural scenario, a spin-S system realizes a U(2S) DSL, described at low energy by gapless Dirac fermions coupled with an emergent U(2S) gauge field (also known as U(2S) QCD3). An appealing feature of this scenario is that at sufficiently large S, the U(2S) QCD becomes intrinsically unstable toward spontaneous symmetry breaking and confinement. The confined phase is simply the 120∘ coplanar magnetic order, which agrees with semiclassical (large-S) results on simple Heisenberg-like models. Other scenarios are nevertheless possible, especially at small S when quantum fluctuations are strong. For S=3/2, we argue that a U(1) DSL is also theoretically possible and phenomenologically compatible with existing measurements. One way to distinguish the U(3) DSL from the U(1) DSL is to break time-reversal symmetry, for example by adding a spin chirality term Si⋅(Sj×Sk) in numerical simulations: the U(1) DSL becomes the standard Kalmeyer-Laughlin chiral spin liquid with semion/anti-semion excitation; the U(3) DSL, in contrast, becomes a non-abelian chiral spin liquid described by the SU(2)3 topological order, with Fibonacci-like anyons.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
The physics of strongly interacting particles is often extraordinarily rich, leading to the \textit{emergence} of fundamentally new phases and phenomena that cannot exist in the absence of correlations. This thesis is devoted to the study of different classes of quantum systems with such strong correlations. Programmable quantum simulators based on Rydberg atom arrays have recently emerged as versatile platforms to probe quantum many-body phases and their dynamics. In Chapter 2, we start with theories of quantum phase transitions (QPTs) in one-dimensional chains of Rydberg atoms. We demonstrate the existence of a novel QPT in the universality class of the Z3 chiral clock model, calculate its critical exponents, and discuss their measurement with the quantum Kibble-Zurek mechanism. Proceeding to two dimensions, Chapter 3 describes the zero-temperature phase diagram of a square-lattice Rydberg atom array, revealing several experimentally realizable density-wave-ordered phases and QPTs. For a different geometry, namely, the kagome lattice studied in Chapter 4, we identify a regime that constitutes a likely candidate for hosting a phase with long-range quantum entanglement and topological order. Based on mappings to dimer models and gauge theories, we argue for the existence of a quantum spin liquid phase that has proved elusive in solid-state materials. In the next part of this thesis, we focus on similarly strongly correlated phases in the realm of quantum materials. Motivated by recent observations of an enhanced thermal Hall response in the high-temperature cuprate superconductors, in Chapter 5, we study the thermal Hall conductivity, κxy, of chiral spin-liquid ans\"{a}tze on the square lattice, focusing on the contribution from neutral (bosonic or fermionic) spinons. Thereafter, going beyond mean-field theory, we consider the corrections due to emergent gauge fields, which yield a response of opposite sign to that of the fermionic matter. We additionally consider the contribution of phonons to κxy and establish its relation to the spinon Hall viscosity. Thermal Hall measurements also leave intriguing fingerprints in Kitaev materials like α-RuCl3, and in this context, Chapter 6 investigates the unquantized κxy obtained in a gapless spinon Fermi surface state.
Quantum spin liquids are exotic phases of quantum matter especially pertinent to many modern condensed matter systems. Dirac spin liquids (DSLs) are a class of gapless quantum spin liquids that do not have a quasi-particle description and are potentially realized in a wide variety of spin 1/2 1 / 2 magnetic systems on 2d 2 d lattices. In particular, the DSL in square lattice spin- 1/2 1 / 2 magnets is described at low energies by (2+1)d ( 2 + 1 ) d quantum electrodynamics with N_f=4 N f = 4 flavors of massless Dirac fermions minimally coupled to an emergent U(1) U ( 1 ) gauge field. The existence of a relevant, symmetry-allowed monopole perturbation renders the DSL on the square lattice intrinsically unstable. We argue that the DSL describes a stable continuous phase transition within the familiar Neel phase (or within the Valence Bond Solid (VBS) phase). In other words, the DSL is an ``unnecessary’’ quantum critical point within a single phase of matter. Our result offers a novel view of the square lattice DSL in that the critical spin liquid can exist within either the Neel or VBS state itself, and does not require leaving these conventional states.
This thesis explores the interaction of symmetries and quantum anomalies on the low-energy dynamics and phase transitions of strongly correlated quantum matter. Beyond the traditional Landau-Ginzburg-Wilson paradigm, we investigate how the embedding of microscopic lattice symmetries into emergent continuum symmetries governs the stability of quantum critical points in (2+1) dimensions. Through the lens of 't Hooft anomalies and anomaly matching, we establish a theoretical framework for understanding the fate of various exotic quantum phase transitions. A central application of this framework is understanding the stability of emergent conformal field theories (CFTs) that describe gapless quantum critical points. The exact nature of these phase transitions is chiefly governed by how the microscopic lattice symmetries impose stringent conditions on the relevant operators allowed in the low-energy effective theory. When physical symmetries suppress relevant perturbations, an interacting conformal fixed point, such as (2+1)-dimensional quantum electrodynamics (QED₃), can stably emerge. Chapters 2 and 3 explore the consequences of this symmetry embedding through the phenomenon of "unnecessary'' quantum critical points, which uniquely describe continuous transitions occurring entirely within a single phase of matter. We demonstrate that the Dirac spin liquid (DSL) in lattice magnets can surprisingly describe a stable continuous phase transition within a single, conventional, symmetry breaking phase. In chapter 4, we apply these tools to a class of quantum phase transitions between featureless bosonic atomic insulators. Despite lacking topological order or protected edge modes, these insulators represent distinct phases because they can be "obstructed,'' meaning their Wannier centers are not pinned to the physical atomic sites. Surprisingly, we find that the transition between these topologically trivial states can host a conformally invariant state described by QED₃, suggesting that even transitions between trivial phases can harbor rich, fractionalized physics. Lastly, chapter 5 analyzes transitions from a composite Fermi liquid (CFL) to a chiral superconductor, employing more traditional field-theoretic techniques and making concrete connections with recent experiments in moire materials.