Classically, probability is considered in terms of the number of possible outcomes. For example, a die toss has six possible outcomes and a coin toss, two. Probability calculations make use of probabilities and hence of the total number of possible outcomes. Thus, they are not deterministic calculations which follow “what happens” as in Newtonian mechanics. We suggest that if free particle quantum mechanics is probabilistic, it must also involve the notion of possible outcomes in an experiment and not represent a deterministic approach. We suggest, however, that something interesting applies to quantum mechanics because we have suggested that free particle quantum mechanics arises from the Lorentz invariant A = -Et+px. We note that there exist x,t trajectory points which follow x=vt. We also note, however, that one may introduce the idea of intervals dx, dt (because Newton’s dx→0, dt→0 is an idealization) and that A is unchanged for x,t and x+hbar/p , t+hbar/E. In other words, we suggest that there are intervals with probability about each x,t trajectory point. A trajectory point is associated with deterministic physics, but probability about this point is not. In other words, one has a kind of hybrid probability scheme. Thus, exp(ipx) and exp(-iEt) really represent fluctuation probabilities about a trajectory point x and t. These ranges of possible x and t fluctuations about a trajectory point x,t allow for further probability to occur in certain interactions. We consider two examples. The first is 2-slit interference which involves a deterministic particle moving along a straight line towards a 2-slit mechanism perpendicular to its path. At the 2-slit apparatus, one considers a probabilistic calculation as the uncertainty in x, i.e. dx=hbar/p allows for possible interaction with both slits. This involves considering all possible outcomes (i.e. motion through one slit or the other which is a classical situation), but exp(i p dot r1) and exp(i p dot r2) “sit on top” of these trajectories at the 2-slit apparatus and one has interference of the probabilities linked with each classical possible outcome. Thus, there are two sets of probabilities which are intertwined, the probability range hbar/p for each path and the two possible paths which have equal probability. One must consider the possible outcomes for both sets together. We suggest that a similar analysis applies to the case of 1-D reflection-refraction for x=0 at an n1-n2 index of refraction junction. Thus, we suggest that a deterministic free particle with x=vt may encounter probabilistic interaction situations, such as a two-slit apparatus or an n1-n2 index of refraction junction. These are probabilistic only because there is a probability fluctuation scheme in x associated with each deterministic x point. It is this probability which allows for a second probability to arise due to interaction with the slits or at the 1-D n1-n2 junction. In such a case, one must consider all possible outcomes which means that one does not only consider the exp(ipx) type probabilities, but also those linked with the physical interaction, i.e. two possible paths, one from each slit, or an incident, reflected and refracted photon at x=0 (n1-n2 junction). It is a combination of all possible paths which must be used in calculations. We thus suggest that even though there is a sense of determinism, i..e free particles move as x=vt and these exist in the 2-slit case and the 1-D reflection-refraction case, in a probabilistic calculation one must consider all probabilistic outcomes consistent with these. Thus, quantum mechanical calculations are true probabilistic calculations in the sense that they involve all possible outcomes in an analysis.
Classically, probability is considered in terms of the number of possible outcomes. For example, a die toss has six possible outcomes and a coin toss, two. Probability calculations make use of probabilities and hence of the total number of possible outcomes. Thus, they are not deterministic calculations which follow “what happens” as in Newtonian mechanics. We suggest that if free particle quantum mechanics is probabilistic, it must also involve the notion of possible outcomes in an experiment and not represent a deterministic approach. We suggest, however, that something interesting applies to quantum mechanics because we have suggested that free particle quantum mechanics arises from the Lorentz invariant A = -Et+px. We note that there exist x,t trajectory points which follow x=vt. We also note, however, that one may introduce the idea of intervals dx, dt (because Newton’s dx→0, dt→0 is an idealization) and that A is unchanged for x,t and x+hbar/p , t+hbar/E. In other words, we suggest that there are intervals with probability about each x,t trajectory point. A trajectory point is associated with deterministic physics, but probability about this point is not. In other words, one has a kind of hybrid probability scheme. Thus, exp(ipx) and exp(-iEt) really represent fluctuation probabilities about a trajectory point x and t. These ranges of possible x and t fluctuations about a trajectory point x,t allow for further probability to occur in certain interactions. We consider two examples. The first is 2-slit interference which involves a deterministic particle moving along a straight line towards a 2-slit mechanism perpendicular to its path. At the 2-slit apparatus, one considers a probabilistic calculation as the uncertainty in x, i.e. dx=hbar/p allows for possible interaction with both slits. This involves considering all possible outcomes (i.e. motion through one slit or the other which is a classical situation), but exp(i p dot r1) and exp(i p dot r2) “sit on top” of these trajectories at the 2-slit apparatus and one has interference of the probabilities linked with each classical possible outcome. Thus, there are two sets of probabilities which are intertwined, the probability range hbar/p for each path and the two possible paths which have equal probability. One must consider the possible outcomes for both sets together. We suggest that a similar analysis applies to the case of 1-D reflection-refraction for x=0 at an n1-n2 index of refraction junction. Thus, we suggest that a deterministic free particle with x=vt may encounter probabilistic interaction situations, such as a two-slit apparatus or an n1-n2 index of refraction junction. These are probabilistic only because there is a probability fluctuation scheme in x associated with each deterministic x point. It is this probability which allows for a second probability to arise due to interaction with the slits or at the 1-D n1-n2 junction. In such a case, one must consider all possible outcomes which means that one does not only consider the exp(ipx) type probabilities, but also those linked with the physical interaction, i.e. two possible paths, one from each slit, or an incident, reflected and refracted photon at x=0 (n1-n2 junction). It is a combination of all possible paths which must be used in calculations. We thus suggest that even though there is a sense of determinism, i..e free particles move as x=vt and these exist in the 2-slit case and the 1-D reflection-refraction case, in a probabilistic calculation one must consider all probabilistic outcomes consistent with these. Thus, quantum mechanical calculations are true probabilistic calculations in the sense that they involve all possible outcomes in an analysis.
In Part 1, we argued that the consideration of all possible outcomes is a defining idea of a probabilistic calculation. We then argued that in free particle quantum mechanics there were two sets of outcomes, one driving the other. In particular, a single particle moves as x=vt, but at each x,t point, one has interaction uncertainty/fluctuations of dt and dx linked with exp(-iEt) and exp(ipx). As a result, in a 2-slit interference problem, exp(ipx) (a probability linked with possible positional fluctuations about x) leads to a further probability of interacting with both slits. The two sets of outcomes must be considered, i.e. exp(i p dot r1) + exp(i p dot r2), where r1 is a vector from the center of the first slit to a point on a screen far away, and r2, a vector from the center of the second slit to the same screen point. We also considered the case of reflection-refraction from an n1-n2 index of refraction junction. The point is that these two cases are clearly probabilistic, i.e. not deterministic at all. Here we consider two different scenarios which have the appearance of a deterministic result, but are actually probabilistic and so linked with all possible outcomes, i.e. an average over these which must be understood as an average (as in classical probability). The first is a single particle bound state and the second, transmission through a potential wall. In the bound state case, the analogue is a Newtonian bound state and in fact between the classical turning points KEave(x) + V(x) = E in the probabilistic case which exactly matches the classical one. One is, however, dealing with an average KEave(x) = -1/2m d/dx d/dx W/ W, where W=Sum over p a(p)exp(ipx), it involves all possible outcomes and is not a physical state. Given the similarity to a deterministic problem there is a danger of not considering the quantum bound calculation as a probabilistic one. In the quantum single particle case, one may be surprised by tunneling, but the quantum probabilistic scenario is one in which all possible interaction outcomes are considered together (as is required by probability) and so one cannot possibly ignore interactions linked to a particle entering or leaving the potential region. Furthermore, it is only KEave(x) which equals the classical result and so E which is single value in the classical case, is linked to an average value in the quantum case, i.e. a particle may have a p such that pp/2m is not zero at the classical turning point. Only KEave(x) =0 at this point. An interesting feature is that a probabilistic calculation applies to a single particle run (which only produces one outcome). One, however, cannot measure the full probability associated with a problem without making a very large number of measurements.
In Part 1, we argued that Newtonian mechanics essentially contains the notion of probability found in the free particle wavefunction exp(-iEt+ipx). The difference is that the wavefunction/probability quantifies dx=hbar/p and dt=hbar/E. The standard Newtonian approach is to have dx->0 dt->0 in order not to deal with the lengths of these intervals. This limiting feature may work in the classical world (but not for photons reflecting and refracting through windows), as the actual sizes of dx and dt may in general be very small in the classical world, but they are not small in the case of atomic or nuclear lengths. The question is: In Newtonian mechanics, without any reference to exp(-iEt+ipx), how would one obtain finite values for dx and dt? Furthermore, why should one wish to obtain dx,dt values associated with x,t in x=vt. We suggest that because one deals with a moving object, and not a stationary one, any x,t on a x=vt trajectory should be associated with a dx,dt to verify its existence. Unlike the stationary case, for which one may strike the particle and make it move, dx,dt for the moving particle should be dynamical and associated with Lorentz invariance. We suggest that it is meaningless to speak of x,t for a moving particle without a corresponding dx,dt. If one can obtain dx,dt values, then one can argue, as we did in Part 1, that Newtonian mechanics contains the notion of an uncertainty dx about x and dt about t for a free particle. This is essentially the uncertainty which allows the 2-slit interference to occur and solves the probabilistic reflection-refraction problem at an n1-n2 index of refraction interface. Of course, if probability must exist within dx and dt, one requires a math expression for such a probability (i.e. exp(-iEt+ipx). One cannot simply use Newtonian mechanics because it does not make use of such a probability, but at least it predicts that such a probability should exist, we argue. Here we show that one may directly use special relativity to show that dx=hbar/p and dt=hbar/E in Newtonian mechanics, such that one has a dx and dt associated with the same value of the classical action as x,t for which x=vt. The classical action describes, for various x,t values describes the x(t)) trajectory in spacetime and so having built-in dx,dt values in this same action ( which is the Lorentz invariant -Et+px both nonrelativistically and relativistically) shows that Newtonian mechanics must be associated with finite dx,dt. The reason that we consider a dx and dt in the first place is that v=dx/dt. The Newtonian approach is to take the limit dx->0 and dt->0. This, we argue, is associated with a coarse-grained equation x=vt which holds both relativistically and nonrelativistically. This is associated with a coarse-grained classical action.Each x,t on the trajectory x=vt yields a different action value for the action (x/v*.5mvv or -x/v mo sqrt(1-vv/cc) or -Et+px where x/t=v. One may consider x=vt and x+dx1 and t+dt1 as the next points in the trajectory. According to Newtonian mechanics, one may make these values arbitrarily small. Furthermore, x=vt holds both nonrelativsitically and nonrelativisitically. How then can one propose a finite valued dx and dt? We argue that the manner in which this may be achieved is to have a dx,dt associated with x,t which does not change the action value for x,t, i.e. does not change -Et+px. This set dx,dt is finite valued even though the next x,t considered may have a dx1, dt1 value such that dx1<<dx and dt1<<dt. If, however, dx and dt are to be taken seriously, the dx1 and dt1 less than dx,dt are simply math values, not physical ones. In other words, one needs a dx,dt to justify the existence of x,t and if x=vt allows any x+dx1 (dx1<<hbar/p), then this is a coarse-grained equation. The coarse-grained action, however, allows for the defining dx=hbar/p and dt=hbar/E even if the action itself is coarse-grained.
In a number of previous notes, we argued that free particle quantum mechanics, i.e. exp(-iEt+ipx), follows from the Lorentz invariant A = -Et+px. For t=0,x=0, A=0, but we argued that there is another solution, dx = hbar/p and dt=hbar/E (we use intervals because x=0, t=0 is a trajectory point). We then noted that this solution is linked with the probability exp(-iEt+ipx) which is Lorentz invariant and creates the above intervals in t and x. Finally, we remarked on the fact that exp(-iEt) conserves energy and exp(ipx), momentum, when one uses these for 2-body collisions, i.e. AND situations. Here we point out that there are numerous dt= f(p,E) and dx=g(p,E) (f, g are arbitrary functions) which yield A=0. For example, dt=p and dx=E is an example. Only dx=hbar/p and dt =hbar/E, however, lead to a probability form which conserves momentum and energy and this is something which we did not stress clearly in previous notes. Thus, there seem to be a number of issues involved in obtaining a free particle probability exp(-iEt+ipx) and these are independent requirements, which then lead to a particular solution. We argue that these requirements are: ((1a)) One wishes to preserve Lorentz invariance ((1b)) One desires discrete dx, dt intervals instead of Newton’s intervals which tend to 0. ((1c)) These intervals need to be linked with a particle related probability which defines them. This probability is critical physically because if the theory is to define photons and particles equally well ( as special relativity ((1a)) applies to both), one must account for the probabilistic effects of 2-slit interference and 1-D reflection-refraction at an n1-n2 index of refraction junction. ((1d)) One must have conservation of momentum and energy. We argue that it is the combination of these requirements that ultimately leads to the free particle probability exp(-iEt+ipx).
In classical physics, interactions appear to be of the form of cause and effect, as in Newton’s second law is: F = dp/dt. The force F governs the interaction and dp/dt is the effect. In quantum mechanics, there is a probability for an impulse hit interaction by a particle given by exp(ipx) within a wavelength region of size hbar/p. As a result, instead of an interaction occurring within dx->0, the particle itself dictates an interaction region of the size hbar/p. Consequently, in a 2-slit interaction, the slits should be about a wavelength hbar/p apart. In classical physics, an interaction occurs within the interaction region (dx->0), but in the 2-slit case the interaction region includes the space from the first slit to the second, so to ask: What is happening as the particle interacts within this region? means that a particle can pass through one slit and inteact with the other, or it can interact with the slit through which it passes. The interaction region is the smallest region in which the interaction occurs (as if it were a black box). The particle physically passes through one slit or the other, but interacts either way with both slits probabilisitcally because otherwise the interaction region would only be one slit or the other contradicting the probabilistic range hbar/p of interaction. As a result, a two-slit calculation is really a calculation of an interaction within an hbar/p region including both slits. This interaction is probabilistic due to the exp(ipx) interaction hit nature of the particle and so it is the particle which dictates the interaction to a large degree. The fact that the particle must pass through one slit or the other, together with a probabilistic interaction over the hbar/p region means that two key notions are at work, one being the physical location of the particle (passing through one slit or the other) which governs how the probabilistic interaction (due to the particle) operates. In particular, one draws two parallel rays, one from the center of each slit towards a fixed point on a screen far away. The interaction is based on the exp(ipx) probabilistic interaction of the particle and the separation of the two slits because the particle interacts with both as it passes through only one. In other words, reality is not simply based on what one can measure during an interaction. The fact that one does measure through which slit the particle passes does not mean that the positions of the slits cannot stil helpl lead to determinate statements such as zero particles arrive at certain x points on the screen. The slit separation is part of the physical reality of the problem. (Note: there is also diffraction from the two edges of each slit, i.e. diffraction, which follows the same ideas and so one has a combination of diffraction from each slit together with interference.) As a result, we suggest that one consider the entire region from one slit to the other as a quantum interaction region similar to the dx->0 used in Newtonian mechanics. Quantum mechanics then provides a probabilistic, not deterministic, descripition of possible interactions and their probability weights, unlike the cause (force) and effect (deterministic change in p of the particle) of Newtonian mechanics. The exp(ipx), hbar/p gradation form of probability, allows for probabilities to add or subtract at different x points. The walls of the 2-slit apparatus are linked with probabilistic momentum angle changing, with each angle having the same probability (uniform distribution), but otherwise much of the interaction is dictated by the particle, unlike in Netwonian mechanics. For a V(x) = Sum over i Vk exp(ikx), both exp(ipx) and exp(ikx) are one a similar footing.
In Part 1, we considered Newtonian elastic scattering and proposed a probability exp(-iEt+ip dot r) to allow for equal product probability weights for any (ei, ej) (energy) and (pi, pj) (momentum vector) outcome pair. We insisted on the probability being a Lorentz scalar and argued that all free particles have the same real value weight, hence the modulus of 1. This notion is based on probability as it is applied to possible outcomes. This means that one does not have a fully deterministic situation because otherwise one would know the exact ei,ej, pi,pj outcome and would not require probabilities in the first place. In Part 2, we argued that a deterministic approach based on x=vt for a free particle contains no notion of probability and so this seems to contradict exp(-iEt+ipx) with its physical intervals: delta t = hbar/E and delta x = hbar/p. We then noted that these intervals and hence probability are found in the Action= Lagrangian * t = -Et+px with v=x/t. We concluded that x=vt, a solution of d/dt dL/dv partial - dL/dv = 0 loses some of the information present and that examining the action reveals more information because one is forced to deal with x,t, E and p at the same time. Here, we return to Newtonian elastic two-body scattering and assume that one has the following deterministic case: e1,e2, p1, p2 → e3,e4, p3,p4. One would then assume that no probability of any kind is present. We suggest that momentum is conserved due to action-reaction, something that Newton already proposed without any notion of probability required. Energy is conserved because it cannot be ultimately created or destroyed and we consider special elastic collisions. We then consider the Newtonian idea of a particle being acted upon by a force -dV(x)/dx, where V(x) is a potential. The interaction occurs for a dt, dx, but Newtonian physics assumes that dx→0, dt→0. Thus, Newtonian mechanics allows for a minimum dx->0 for conservation of momentum. By going into the center-of-mass frame of two particles which collide elastically, one has p and -p in this frame. When the two particles come together at x,t, for a tiny time one has a joint particle with no net momentum which is interacting and breaking apart. Then, in the 1D case, one particle moves out with p1 and the other with -p1 in the cm-frame. If one considers A= -Et+px for one particle, then Newton’s dt->0, dx->0 as well as x=0, t=0 yield A=0. It is known from special relativity, however, that there is a jump in x for a particle viewed from a moving frame. In particular, if the particle is at x=0 at t in the rest frame (cm frame), then in the moving frame: x’ = g(v) v t where g(v)=1/sqrt(1-vv/cc).This is linked to the person in the moving frame (-v) measuring the particle which seems to move to him/her. This measurement takes some minimum amount of time. Thus, it seems that one must reject dx→0 on the grounds of special relativity. The question then becomes: What is the smallest dx and dt one may have based on special relativity? We suggest that given the A=0 case, one may have delta x =hbar/p and delta t = hbar/E. Even in a deterministic elastic interaction, the notion that dt and dx cannot be 0 leads to minimal values for these which are probabilistic, i.e. they are based on special relativity and not on the actual interaction. If one has initial uncertainty in x and t, even if the particle then moves with x=vt, this uncertainty should also be propagated along as well, because the dx, dt uncertainty cannot simply vanish. We suggest that the notion of exp(-iEt+ipx) emerges even if one removes the initial probabilistic assumption of elastic scattering with unknown outcomes. Known outcomes still lead to uncertain dx=hbar/p and dt =hbar/E in keeping with the uncertainty contained in Lt= -Et+px, which is used for deterministic calculations. Thus, it is special relativity which places a constraint on how small dx and dt may be in a physical reaction and one cannot simply use the Newtonian dx→0, dt→0.
In Part 1, we argued that P(x)dx=dx/L (where L is an arbitrary length) applies to a particle at rest. If one views such a particle from a frame moving at constant -v, it is moving. We argued that in such a case, the relevant probability is not simply linked to the position x, but also to the momentum p at x because this delivers an impulse hit. In particular, probability is presumably to be used in a physical problem with interactions and probability and a dynamical particle requires a dynamical probability describing both x,t and E,p. This led to exp(-iEt+px) which actually predicts intervals in space hbar/p and time hbar/E. In other words, a probabilistic view point leads to these results. Here, we ask the question: What if one simply wishes to use deterministic physics to describe a moving particle? After all, Newtonian mechanics is deterministic and one does not really need to focus on P(x)=1/L or its modification for a moving particle. In such a case, a particle moving with constant v (starting at x=0, t=0) is described by x/t=v both in Newtonian mechanics and special relativity. There is no uncertainty in x and t here which begs the question: Why does it appear in the probabilistic formalism of Part 1? In particular, exp(-iEt+ipx) derived in Part 1 implies physical regions: dx = hbar/p and dt=hbar/E and these seem to be absent in x/t=v and this is a problem. We suggest that a probabilistic approach is buried in the Lagrangian formalism which leads to the result d/dt v = 0, i.e describes the particle’s motion in space. This motion is actually x/t=v, but this equation only presents a subset of the description of a particle that is moving with constant speed, even in a deterministic Lagrangian/Action approach. We have already pointed this out in (1). We briefly explain it again here, but the real question is why does one need to consider the Lagrangian in order to describe x/t=v? In other words, the probabilistic approach associated with v=x/t only emerges in the Lagrangian formalism using a relativistic action Lt = -Et+px, with x/t=v. Ignoring the action and Lagrangian leads to an absence of hbar/p and hbar/E and one is only concerned with x/t=v. We note that the Lagrangian is primarily linked to the result: p = dL/dv partial and so argue that one is not simply interested in motion (x/t=v), but also in interaction because p is associated with an impulse hit. Thus, the Lagrangian approach is more than simply a mechanism which describes x,t motion, it is associated with p and E (through Hamiltonian = E = pv-L.) Using the Lagrangian approach suggests that it does not suffice to consider x and t by themselves when p and E are present. One must consider all four variables x,t,E,p which is the same point made in Part 1. The physics of the problem dictates that it is not enough to simply think in terms of x,t,v. The Lagrangian approach, which is constructed to ultimately yield x/t=v, when written in terms of E, p, i.e. Lt = -Et+px demonstrates uncertainty in x, hbar/p and t, hbar/E as shown in (1). This uncertainty must then be written in terms of a probability which is Lorentz invariant and leads to exp(-iEt+ipx). The point is that one would not even consider a probability if one did not consider E,p and x,t together as a complete treatment of a moving particle. In other words, x/t=v is an incomplete description of the state of a particle moving with constant speed, even in a deterministic framework.. At first this might seem surprising, but it is well known that energy and p are linked to interactions. In special relativity, one does not consider x,t,v alone and then compute p and E from these, but considers four vectors and Lorentz invariant equations. It is possible to create a Lorentz invariant equation involving all four state variables x,t,E,p and it turns out that this is the relativistic Lagrangian which describes motion, so this approach is more general than simply stating x/t=v. Thus, delta x = hbar/p and delta t= hbar/E appear in both the probabilistic approach of Part 1 and the deterministic one of the Lagrangian used here.