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Criticality and novel quantum liquid phases in Ginzburg--Landau theories with compact and non-compact gauge fields

J. Smiseth

Published Jan 1, 2005• 0 citations
OpenAlex

Abstract

We have studied the critical properties of three-dimensional U(1)-symmetric lattice gauge theories. The models apply to various physical systems such as insulating phases of strongly correlated electron systems as well as superconducting and superfluid states of liquid metallic hydrogen under extreme pressures. This thesis contains an introductory part and a collection of research papers of which seven are published works and one is submitted for publication.\n\nPaper I: Critical properties of the 2+1-dimensional compact abelian Higgs model with gauge charge q=2 are studied. We introduce a novel method of computing the third moment M3 of the action which allows us to extract correlation length and specific heat critical exponents ν and α without invoking hyperscaling. Finite-size scaling analysis of M3 yields the ratio (1+α)/ν and 1/ν separately. We find that α and ν vary along the critical line of the theory, which however exhibits a remarkable resilience of Z2 criticality. We conclude that the model is a fixed-line theory, which we propose to characterize the zero temperature quantum phase transition from a Mott-Hubbard insulator to a charge fractionalized insulator in two spatial dimensions.\n\nPaper II: Large scale Monte Carlo simulations are employed to study phase transitions in the three-dimensional compact abelian Higgs model in adjoint representations of the matter field, labeled by an integer q, for q=2,3,4,5. We also study various limiting cases of the model, such as the Zq lattice gauge theory, dual to the 3DZq spin model, and the 3D xy spin model which is dual to the Zq lattice gauge theory in the limit q → ∞. In addition, for benchmark purposes, we study the 2D square lattice 8-vertex model, which is exactly solvable and features non-universal critical exponents. The critical exponents α and ν are calculated from finite size scaling of the third moment of the action, and the method is tested thoroughly on models with known values for these exponents. We have found that for q=3, the three-dimensional compact abelian Higgs model exhibits a second order phase transition line which joins a first order phase transition line at a tricritical point. The results for q=2 in Paper I are reported with a higher lever of detail.\n\nPaper III: This paper is based on a talk by F. S. Nogueira in the Aachen HEP 2003 conference where a review of the results for the compact abelian Higgs model from Paper I and Paper II was presented, as well as the results for the q=1 case studied by F. S. Nogueira, H. Kleinert and A. Sudbø.\n\nPaper IV: We study the effects of a Chern-Simons (CS) term in the phase structure of two different abelian gauge theories in three dimensions. By duality transformations we show how the compact U(1) gauge theory with a CS term for certain values of the CS coupling can be written as a gas of vortex loops interacting through steric repulsion. This theory is known to exhibit a phase transition governed by proliferation of vortex loops. We also employ Monte Carlo simulations to study the non-compact U(1) abelian Higgs model with a CS term. Finite size scaling of the third moment of the action yields critical exponents α and ν that vary continuously with the strength of the CS term, and a comparison with available analytical results is made.\n\nPaper V: The critical properties of N-component Ginzburg-Landau theory are studied in d=2+1 dimensions. The model is dualized to a theory of N vortex fields interacting through a Coulomb and a screened potential. The model with N=2 shows two anomalies in the specific heat. From Monte Carlo simulations we calculate the critical exponents α and ν and the mass of the gauge field. We conclude that one anomaly corresponds to an inverted 3D xy fixed point, while the other corresponds to a 3D xy fixed point. There are N fixed points, namely one corresponding to an inverted 3D xy fixed point, and N-1corresponding to neutral 3D xy fixed points. Applications are briefly discussed.\n\nPaper VI: The phase diagram and critical properties of the N-component London superconductor are studied both analytically and through large-scale Monte-Carlo simulations in d=2+1 dimensions. The model with different bare phase stiffnesses for each flavor is a model of superconductivity which should arise out of metallic phases of light atoms under extreme pressure. A projected mixture of electronic and protonic condensates in liquid metallic hydrogen under extreme pressure is the simplest example, corresponding to N=2 with individually conserved matter fields. We compute critical exponents α and ν for N=2 and N=3. The results from Paper V are presented at a higher level of detail. For the arbitrary N case, there are N fixed points,namely one charged inverted 3D xy fixed point, and N-1 neutral 3D xy fixed points. We explicitly identify one charged vortex mode and N-1 neutral vortex modes. The model for N=2 and equal bare phase stiffnesses corresponds to a field theoretical description of an easy-plane quantum antiferromagnet. In this case, the critical exponents are computed and found to be non 3D xy values. Furthermore, we study the model in an external magnetic field, and find a novel feature, namely N-1 superfluid phases arising out of N charged condensates. In particular, for N=2 we point out the possibility of two novel types of field-induced phase transitions in ordered quantum fluids: i) A phase transition from a superconductor to a superfluid or vice versa, driven by tuning an external magnetic field. This identifies the superconducting phase of liquid metallic hydrogen as a novel quantum fluid. ii) A phase transition corresponding to a quantum fluid analogue of sublattice melting, where a composite field-induced Abrikosov vortex lattice is decomposed and disorders the phases of the constituent condensate with lowest bare phase stiffness. Both transitions belong to the 3D xy universality class.\n\nPaper VII: We consider the vortex superconductor with two individually conserved condensates in a finite magnetic field. The ground state is a lattice of cocentered vortices in both order parameters. We find two novel phase transitions when temperature is increased at fixed magnetic field. i) A "vortex sublattice melting" transition where vortices in the field with lowest phase stiffness ("light vortices") loose cocentricity with the vortices with large phase stiffness ("heavy vortices"), entering a liquid state (the structure factor of the light vortex sublattice vanishes continuously.) This transition is in the 3D xy universality class. ii) A first order melting transition of the lattice of heavy vortices in a liquid of light vortices.\n\nPaper VIII: We report on large-scale Monte Carlo simulations of a novel type of a vortex matter phase transition which should take place in a three dimensional two-component superconductor. We identify the regime where first, at a certain temperature a field-induced lattice of co-centered vortices of both order parameters melts, causing the system to loose superconductivity. In this state the two-gap system retains a broken composite symmetry and we observe that at a higher temperature it undergoes an extra phase transition where the disordered composite one-flux-quantum vortex lines are "ionized" into a "plasma" of constituent fractional flux vortex lines in individual order parameters. This is the hallmark of the superconductor-to-superfluid-to-normal fluid phase transitions projected to occur in e.g. liquid metallic hydrogen.

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We have studied the critical properties of three-dimensional U(1)-symmetric lattice gauge theories. The models apply to various physical systems such as insulating phases of strongly correlated electron systems as well as superconducting and superfluid states of liquid metallic hydrogen under extreme pressures. This thesis contains an introductory part and a collection of research papers of which seven are published works and one is submitted for publication.\n\nPaper I: Critical properties of the 2+1-dimensional compact abelian Higgs model with gauge charge q=2 are studied. We introduce a novel method of computing the third moment M3 of the action which allows us to extract correlation length and specific heat critical exponents ν and α without invoking hyperscaling. Finite-size scaling analysis of M3 yields the ratio (1+α)/ν and 1/ν separately. We find that α and ν vary along the critical line of the theory, which however exhibits a remarkable resilience of Z2 criticality. We conclude that the model is a fixed-line theory, which we propose to characterize the zero temperature quantum phase transition from a Mott-Hubbard insulator to a charge fractionalized insulator in two spatial dimensions.\n\nPaper II: Large scale Monte Carlo simulations are employed to study phase transitions in the three-dimensional compact abelian Higgs model in adjoint representations of the matter field, labeled by an integer q, for q=2,3,4,5. We also study various limiting cases of the model, such as the Zq lattice gauge theory, dual to the 3DZq spin model, and the 3D xy spin model which is dual to the Zq lattice gauge theory in the limit q → ∞. In addition, for benchmark purposes, we study the 2D square lattice 8-vertex model, which is exactly solvable and features non-universal critical exponents. The critical exponents α and ν are calculated from finite size scaling of the third moment of the action, and the method is tested thoroughly on models with known values for these exponents. We have found that for q=3, the three-dimensional compact abelian Higgs model exhibits a second order phase transition line which joins a first order phase transition line at a tricritical point. The results for q=2 in Paper I are reported with a higher lever of detail.\n\nPaper III: This paper is based on a talk by F. S. Nogueira in the Aachen HEP 2003 conference where a review of the results for the compact abelian Higgs model from Paper I and Paper II was presented, as well as the results for the q=1 case studied by F. S. Nogueira, H. Kleinert and A. Sudbø.\n\nPaper IV: We study the effects of a Chern-Simons (CS) term in the phase structure of two different abelian gauge theories in three dimensions. By duality transformations we show how the compact U(1) gauge theory with a CS term for certain values of the CS coupling can be written as a gas of vortex loops interacting through steric repulsion. This theory is known to exhibit a phase transition governed by proliferation of vortex loops. We also employ Monte Carlo simulations to study the non-compact U(1) abelian Higgs model with a CS term. Finite size scaling of the third moment of the action yields critical exponents α and ν that vary continuously with the strength of the CS term, and a comparison with available analytical results is made.\n\nPaper V: The critical properties of N-component Ginzburg-Landau theory are studied in d=2+1 dimensions. The model is dualized to a theory of N vortex fields interacting through a Coulomb and a screened potential. The model with N=2 shows two anomalies in the specific heat. From Monte Carlo simulations we calculate the critical exponents α and ν and the mass of the gauge field. We conclude that one anomaly corresponds to an inverted 3D xy fixed point, while the other corresponds to a 3D xy fixed point. There are N fixed points, namely one corresponding to an inverted 3D xy fixed point, and N-1corresponding to neutral 3D xy fixed points. Applications are briefly discussed.\n\nPaper VI: The phase diagram and critical properties of the N-component London superconductor are studied both analytically and through large-scale Monte-Carlo simulations in d=2+1 dimensions. The model with different bare phase stiffnesses for each flavor is a model of superconductivity which should arise out of metallic phases of light atoms under extreme pressure. A projected mixture of electronic and protonic condensates in liquid metallic hydrogen under extreme pressure is the simplest example, corresponding to N=2 with individually conserved matter fields. We compute critical exponents α and ν for N=2 and N=3. The results from Paper V are presented at a higher level of detail. For the arbitrary N case, there are N fixed points,namely one charged inverted 3D xy fixed point, and N-1 neutral 3D xy fixed points. We explicitly identify one charged vortex mode and N-1 neutral vortex modes. The model for N=2 and equal bare phase stiffnesses corresponds to a field theoretical description of an easy-plane quantum antiferromagnet. In this case, the critical exponents are computed and found to be non 3D xy values. Furthermore, we study the model in an external magnetic field, and find a novel feature, namely N-1 superfluid phases arising out of N charged condensates. In particular, for N=2 we point out the possibility of two novel types of field-induced phase transitions in ordered quantum fluids: i) A phase transition from a superconductor to a superfluid or vice versa, driven by tuning an external magnetic field. This identifies the superconducting phase of liquid metallic hydrogen as a novel quantum fluid. ii) A phase transition corresponding to a quantum fluid analogue of sublattice melting, where a composite field-induced Abrikosov vortex lattice is decomposed and disorders the phases of the constituent condensate with lowest bare phase stiffness. Both transitions belong to the 3D xy universality class.\n\nPaper VII: We consider the vortex superconductor with two individually conserved condensates in a finite magnetic field. The ground state is a lattice of cocentered vortices in both order parameters. We find two novel phase transitions when temperature is increased at fixed magnetic field. i) A "vortex sublattice melting" transition where vortices in the field with lowest phase stiffness ("light vortices") loose cocentricity with the vortices with large phase stiffness ("heavy vortices"), entering a liquid state (the structure factor of the light vortex sublattice vanishes continuously.) This transition is in the 3D xy universality class. ii) A first order melting transition of the lattice of heavy vortices in a liquid of light vortices.\n\nPaper VIII: We report on large-scale Monte Carlo simulations of a novel type of a vortex matter phase transition which should take place in a three dimensional two-component superconductor. We identify the regime where first, at a certain temperature a field-induced lattice of co-centered vortices of both order parameters melts, causing the system to loose superconductivity. In this state the two-gap system retains a broken composite symmetry and we observe that at a higher temperature it undergoes an extra phase transition where the disordered composite one-flux-quantum vortex lines are "ionized" into a "plasma" of constituent fractional flux vortex lines in individual order parameters. This is the hallmark of the superconductor-to-superfluid-to-normal fluid phase transitions projected to occur in e.g. liquid metallic hydrogen.
Critical properties of U(1) symmetric gauge theories are studied in 2+1 dimensions, analytically through duality transformations and numerically through Monte Carlo simulations. Physical applications range from quantum phase transitions in two dimensional insulating materials to super uid and superconducting properties of light atoms such as hydrogen under extreme pressure. A novel finite size scaling method, utilizing the third moment M3 of the action, is developed. Finite size scaling analysis of M3 yields the ratio (1 + α)=/ υ and 1= /v separately, so that critical exponents α and v can be obtained independently without invoking hyperscaling. This thesis contains eight research papers and an introductory part covering some basic concepts and techniques.
In three research articles we have studied the critical properties of effective lattice models for strongly correlated electron systems by Monte Carlo simulations. A similar model is used in a fourth article for investigating thermal fluctuations of vortices in a rotating Bose–Einstein condensate. In the first part of this thesis we review the necessary background and introduce the models one by one. The last part is a collection of the papers.\n\nPaper I [1]: We consider the scaling of the mean square dipole moment in a plasma with logarithmic interactions in a two- and three-dimensional system. In both cases, we establish the existence of a low-temperature regime where the mean square dipole moment does not scale with system size and a hightemperature regime does scale with system size. Thus, there is a nonanalytic change in the polarizability of the system as a function of temperature, and hence a metal-insulator transition in both cases. The relevance of this transition in three dimensions to quantum phase transitions in 2 + 1-dimensional systems is briefly discussed.\n\nPaper II [2]: The existence of a discontinuity in the inverse dielectric constant of the two-dimensional Coulomb gas is demonstrated on purely numerical grounds. This is done by expanding the free energy in an applied twist and performing a finite-size scaling analysis of the coefficients of higher-order terms. The phase transition, driven by unbinding of dipoles, corresponds to the Kosterlitz-Thouless transition in the 2D XY model. The method developed is also used for investigating the possibility of a Kosterlitz-Thouless phase transition in a threedimensional system of point charges interacting with a logarithmic pair-potential, a system related to effective theories of low-dimensional strongly correlated systems. We also contrast the finite-size scaling of the fluctuations of the dipole moments of the two-dimensional Coulomb gas and the three-dimensional logarithmic system to those of the three-dimensional Coulomb gas.\n\nPaper III [3]: We perform large-scale Monte Carlo simulations on an effective gauge theory for an easy plane quantum anti-ferromagnet, including a Berry phase term that projects out the S = 1/2 sector. Without a Berry phase term, the model exhibits a phase transition in the 3DXY universality class associated with proliferation of gauge-charge neutral U(1) vortices. The instantons that eliminate the phase transition in the gauge-charged sector are cancelled by the Berry phases. The result is a first order phase transition. This gauge theory therefore does not exhibit deconfined criticality.\n\nPaper IV [4]: We perform Monte Carlo studies of vortices in three dimensions in a cylindrical confinement, with uniform and nonuniform density. The former is relevant to rotating 4He, the latter is relevant to a rotating trapped Bose condensate. In the former case we find dominant angular thermal vortex fluctuations close to the cylinder wall. For the latter case, a novel effect is that at low temperatures the vortex solid close to the center of the trap crosses directly over to a tension-less vortex tangle near the edge of the trap. At higher temperatures an intermediate tensionful vortex liquid located between the vortex solid and the vortex tangle, may exist.
We use a novel method of computing the third moment M3{M}_{3}M3​ of the action of the (2+12+12+1)-dimensional compact Higgs model in the adjoint representation with q=2q=2q=2 to extract correlation length and specific heat exponents $\ensuremath{\nu}$ and $\ensuremath{\alpha}$ without invoking hyperscaling. Finite-size scaling analysis of M3{M}_{3}M3​ yields the ratios $(1+\ensuremath{\alpha})/\ensuremath{\nu}$ and $1/\ensuremath{\nu}$ separately. We find that $\ensuremath{\alpha}$ and $\ensuremath{\nu}$ vary along the critical line of the theory, which however exhibits a remarkable resilience of Z2{Z}_{2}Z2​ criticality. We propose this novel universality class to be that of the quantum phase transition from a Mott-Hubbard insulator to a charge-fractionalized insulator in two spatial dimensions.
In this thesis, we investigate several topics pertaining to emergent collective quantum phenomena in the domain of correlated fermions, using the quantum Monte Carlo method. They display exotic low temperature phases as well as phase transitions which are beyond the Landau–Ginzburg theory. The interplay between three key points is crucial for us: fermion statistics, many body effects and topology. We highlight the following several achievements: 1. Successful modeling of continuum field theories with lattice Hamiltonians, 2. their sign-problem-free Monte Carlo simulations of these models, 3. and numerical results beyond mean field descriptions. First, we consider a model of Dirac fermions with a spin rotational invariant inter- action term that dynamically generates a quantum spin Hall insulator. Surprisingly, an s-wave superconducting phase emerges due to the condensation of topological de- fects of the spin Hall order parameter. When particle-hole symmetry is present, the phase transition between the topological insulator and the superconducting phase is an example of a deconfined quantum critical point(DQCP). Although its low energy effec- tive field theory is purely bosonic, the exact conservation law of the skyrmion number operator rules out the possibility of realizing this critical point in lattice boson models. This work is published in Ref. [1]. Second, we dope the dynamically generated quantum spin Hall insulator mentioned above. Hence it is described by a field theory without Lorentz invariance due to the lack of particle-hole symmetry. This sheds light on the extremely hot topic of twisted bilayergraphene: Why is superconductivity generated when the repulsive Coulomb interaction is much stronger than the electron-phonon coupling energy scale? In our case, Cooper pairs come from the topological skyrmion defects of the spin current order parameter, which are charged. Remarkably, the nature of the phase transition is highly non-mean-field-like: one is not allowed to simply view pairs of electrons as single bosons in a superfluid-Mott insulator transition, since the spin-current order parameter can not be ignored. Again, due to the aforementioned skyrmions, the two order parameters are intertwined: One phase transition occurs between the two symmetry breaking states. This work is summarized in Ref. [2]. Third, we investigate the 2 + 1 dimensional O(5) nonlinear sigma model with a topological Wess-Zumino-Witten term. Remarkably, we are able to perform Monte Carlo calculations with a UV cutoff given by the Dirac Landau level quantization. It is a successful example of simulating a continuous field theory without lattice regularization which leads to an additional symmetry breaking. The Dirac background and the five anti-commuting Dirac mass terms naturally introduce the picture of a non-trivial Berry phase contribution in the parameter space of the five component order parameter. Using the finite size scaling method given by the flux quantization, we find a stable critical phase in the low stiffness region of the sigma model. This is a candidate ground state of DQCP when the O(5) symmetry breaking terms are irrelevant at the critical point. Again, it has a bosonic low energy field theory which is seemingly unable to be realized in pure boson Hamiltonians. This work is summarized in Ref. [3].
This thesis presents six research papers on topics in condensed-matter theory and one paper on a computational method.In two of the papers the focus is on the search for Deconfined Quantum Criticality in models describing quantum antiferromagnets on the square lattice. DQC is conjectured to be a quantum critical point between Neel and valence bond solid ordering in the models. If true, it would represent a schism with the Landau Ginzburg Wilson paradigm of phase transitions, inwhich such a critical point cannot be generic. Verification of the existence of DQC could have consequences not only for our understanding of phase transitions in general, but more specifically also for the understanding of the cuprate superconductors.Despite extensive Monte Carlo simulations, we are not able to reach a conclusion on the character of the phase transition for one of the proposed DQC models. In another, more fundamental model, no phase transition is found at all, severely undermining a lot of the theoretical framework assumed to be true in earlier work.Four of the papers investigate thermodynamical properties of superconductors with several (three or more) superconducting bands. This research is motivated by the multiband iron based superconductors, but the results should be quite general.Using large scale Monte Carlo simulations, we reveal that a new, time reversal symmetry broken non-superconducting phase should be viable for repulsive inter-band interactions. This is in contrast to mean field studies where no such phase is found, signifying the importance of fluctuations in these systems, even in three dimensions.In the last paper we present a multi-histogram reweighting method for nonequilibrium Markov chains with discrete energies.
We consider relativistic U(1) gauge theories in 2+12+12+1 dimensions, with Nb{N}_{b}Nb​ species of complex bosons and Nf{N}_{f}Nf​ species of Dirac fermions at finite temperature. The quantum phase transition between the Higgs and Coulomb phases is described by a conformal field theory (CFT). At large Nb{N}_{b}Nb​ and Nf{N}_{f}Nf​, but for arbitrary values of the ratio Nb∕Nf{N}_{b}∕{N}_{f}Nb​∕Nf​, we present computations of various critical exponents and universal amplitudes for these CFTs. We make contact with the different spin liquids, charge liquids, and deconfined critical points of quantum magnets that these field theories describe. We compute physical observables that may be measured in experiments or numerical simulations of insulating and doped quantum magnets.