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Philosophical Transactions of the Royal Society A Mathematical Physical and Engineering Sciences

Quantum computation in brain microtubules? The Penrose–Hameroff ‘Orch OR‘ model of consciousness

Stuart R. Hameroff

Published Aug 15, 1998• 362 citations
Publisher

Abstract

Potential features of quantum computation could explain enigmatic aspects of consciousness. The Penrose—Hameroff model (orchestrated objective reduction: ‘Orch OR’) suggests that quantum superposition and a form of quantum computation occur in microtubules—cylindrical protein lattices of the cell cytoskeleton within the brain's neurons. Microtubules couple to and regulate neural–level synaptic functions, and they may be ideal quantum computers because of dynamical lattice structure, quantum–level subunit states and intermittent isolation from environmental interactions. In addition to its biological setting, the Orch OR proposal differs in an essential way from technologically envisioned quantum computers in which collapse, or reduction to classical output states, is caused by environmental decoherence (hence introducing randomness). In the Orch OR proposal, reduction of microtubule quantum superposition to classical output states occurs by an objective factor: Roger Penrose's quantum gravity threshold stemming from instability in Planck–scale separations (superpositions) in spacetime geometry. Output states following Penrose's objective reduction are neither totally deterministic nor random, but influenced by a non–computable factor ingrained in fundamental spacetime. Taking a modern pan–psychist view in which protoconscious experience and Platonic values are embedded in Planck–scale spin networks, the Orch OR model portrays consciousness as brain activities linked to fundamental ripples in spacetime geometry.

DOI
10.1098/rsta.1998.0254

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Features of consciousness difficult to understand in terms of conventional neuroscience have evoked application of quantum theory, which describes the fundamental behavior of matter and energy. In this paper we propose that aspects of quantum theory (e.g. quantum coherence) and of a newly proposed physical phenomenon of quantum wave function self-collapse(objective reduction: OR -Penrose, 1994) are essential for consciousness, and occur in cytoskeletal microtubules and other structures within each of the brain's neurons. The particular characteristics of microtubules suitable for quantum effects include their crystal-like lattice structure, hollow inner core, organization of cell function and capacity for information processing. We envisage that conformational states of microtubule subunits (tubulins) are coupled to internal quantum events, and cooperatively interact (compute) with other tubulins. We further assume that macroscopic coherent superposition of quantum-coupled tubulin conformational states occurs throughout significant brain volumes and provides the global binding essential to consciousness. We equate the emergence of the microtubule quantum coherence with pre-conscious processing which grows (for up to 500 milliseconds) until the mass-energy difference among the separated states of tubulins reaches a threshold related to quantum gravity. According to the arguments for OR put forth in Penrose (1994), superpositioned states each have their own space-time geometries. When the degree of coherent mass-energy difference leads to sufficient separation of space-time geometry, the system must choose and decay (reduce, collapse) to a single universe state. In this way, a transient superposition of slightly differing space-time geometries persists until an abrupt quantum classical reduction occurs. Unlike the random, subjective reduction(SR, or R) of standard quantum theory caused by observation or environmental entanglement, the OR we propose in microtubules is a self-collapse and it results in particular patterns of microtubule-tubulin conformational states that regulate neuronal activities including synaptic functions. Possibilities and probabilities for post-reduction tubulin states are influenced by factors including attachments of microtubule-associated proteins (MAPs) acting as nodeswhich tune and orchestratethe quantum oscillations. We thus term the self-tuning OR process in microtubules orchestrated objective reduction(B>Orch OR, and calculate an estimate for the number of tubulins (and neurons) whose coherence for relevant time periods (e.g. 500 milliseconds) will elicit Orch OR. In providing a connection among 1) pre-conscious to conscious transition, 2) fundamental space-time notions, 3) non-computability, and 4) binding of various (time scale and spatial) reductions into an instantaneous event (conscious now, we believe Orch OR in brain microtubules is the most specific and plausible model for consciousness yet proposed.

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Potential features of quantum computation could explain enigmatic aspects of consciousness. The Penrose—Hameroff model (orchestrated objective reduction: ‘Orch OR’) suggests that quantum superposition and a form of quantum computation occur in microtubules—cylindrical protein lattices of the cell cytoskeleton within the brain's neurons. Microtubules couple to and regulate neural–level synaptic functions, and they may be ideal quantum computers because of dynamical lattice structure, quantum–level subunit states and intermittent isolation from environmental interactions. In addition to its biological setting, the Orch OR proposal differs in an essential way from technologically envisioned quantum computers in which collapse, or reduction to classical output states, is caused by environmental decoherence (hence introducing randomness). In the Orch OR proposal, reduction of microtubule quantum superposition to classical output states occurs by an objective factor: Roger Penrose's quantum gravity threshold stemming from instability in Planck–scale separations (superpositions) in spacetime geometry. Output states following Penrose's objective reduction are neither totally deterministic nor random, but influenced by a non–computable factor ingrained in fundamental spacetime. Taking a modern pan–psychist view in which protoconscious experience and Platonic values are embedded in Planck–scale spin networks, the Orch OR model portrays consciousness as brain activities linked to fundamental ripples in spacetime geometry.
Features of consciousness difficult to understand in terms of conventional neuroscience have evoked application of quantum theory, which describes the fundamental behavior of matter and energy. In this paper we propose that aspects of quantum theory (e.g. quantum coherence) and of a newly proposed physical phenomenon of quantum wave function self-collapse(objective reduction: OR -Penrose, 1994) are essential for consciousness, and occur in cytoskeletal microtubules and other structures within each of the brain's neurons. The particular characteristics of microtubules suitable for quantum effects include their crystal-like lattice structure, hollow inner core, organization of cell function and capacity for information processing. We envisage that conformational states of microtubule subunits (tubulins) are coupled to internal quantum events, and cooperatively interact (compute) with other tubulins. We further assume that macroscopic coherent superposition of quantum-coupled tubulin conformational states occurs throughout significant brain volumes and provides the global binding essential to consciousness. We equate the emergence of the microtubule quantum coherence with pre-conscious processing which grows (for up to 500 milliseconds) until the mass-energy difference among the separated states of tubulins reaches a threshold related to quantum gravity. According to the arguments for OR put forth in Penrose (1994), superpositioned states each have their own space-time geometries. When the degree of coherent mass-energy difference leads to sufficient separation of space-time geometry, the system must choose and decay (reduce, collapse) to a single universe state. In this way, a transient superposition of slightly differing space-time geometries persists until an abrupt quantum classical reduction occurs. Unlike the random, subjective reduction(SR, or R) of standard quantum theory caused by observation or environmental entanglement, the OR we propose in microtubules is a self-collapse and it results in particular patterns of microtubule-tubulin conformational states that regulate neuronal activities including synaptic functions. Possibilities and probabilities for post-reduction tubulin states are influenced by factors including attachments of microtubule-associated proteins (MAPs) acting as nodeswhich tune and orchestratethe quantum oscillations. We thus term the self-tuning OR process in microtubules orchestrated objective reduction(B>Orch OR, and calculate an estimate for the number of tubulins (and neurons) whose coherence for relevant time periods (e.g. 500 milliseconds) will elicit Orch OR. In providing a connection among 1) pre-conscious to conscious transition, 2) fundamental space-time notions, 3) non-computability, and 4) binding of various (time scale and spatial) reductions into an instantaneous event (conscious now, we believe Orch OR in brain microtubules is the most specific and plausible model for consciousness yet proposed.
Abstract Features of consciousness difficult to understand in terms of conventional neuroscience have evoked application of quantum theory, which describes the fundamental behavior of matter and energy. In this paper we propose that aspects of quantum theory (e.g. quantum coherence) and of a newly proposed physical phenomenon of quantum wave function “self-collapse” (objective reduction: OR - Penrose, 1994) are essential for consciousness, and occur in cytoskeletal microtubules and other structures within each of the brain's neurons. The particular characteristics of microtubules suitable for quantum effects include their crystal-like lattice structure, hollow inner core, organization of cell function and capacity for information processing. We envisage that conformational states of microtubule subunits (tubulins) are coupled to internal quantum events, and cooperatively interact (compute) with other tubulins. We further assume that macroscopic coherent superposition of quantum-coupled tubulin conformational states occurs throughout significant brain volumes and provides the global binding essential to consciousness. We equate the emergence of the microtubule quantum coherence with pre-conscious processing which grows (for up to 500 ms) until the mass-energy difference among the separated states of tubulins reaches a threshold related to quantum gravity. According to the arguments for OR put forth in Penrose (1994), superpositioned states each have their own space-time geometries. When the degree of coherent mass-energy difference leads to sufficient separation of space-time geometry, the system must choose and decay (reduce, collapse) to a single universe state. In this way, a transient superposition of slightly differing space-time geometries persists until an abrupt quantum → classical reduction occurs. Unlike the random, “subjective reduction” (SR, or R) of standard quantum theory caused by observation or environmental entanglement, the OR we propose in microtubules is a self-collapse and it results in particular patterns of microtubule-tubulin conformational states that regulate neuronal activities including synaptic functions. Possibilities and probabilities for post-reduction tubulin states are influenced by factors including attachments of microtubule-associated proteins (MAPs) acting as “nodes” which tune and “orchestrate” the quantum oscillations. We thus term the self-tuning OR process in microtubules “orchestrated objective reduction” (“Orch OR”), and calculate an estimate for the number of tubulins (and neurons) whose coherence for relevant time periods (e.g. 500 ms) will elicit Orch OR. In providing a connection among (1) pre-conscious to conscious transition, (2) fundamental space-time notions, (3) non-computability, and (4) binding of various (time scale and spatial) reductions into an instantaneous event (“conscious now”), we believe Orch OR in brain microtubules is the most specific and plausible model for consciousness yet proposed.
The Penrose-Hameroff orchestrated objective reduction (orch. OR) model assigns a cognitive role to quantum computations in microtubules within the neurons of the brain. Despite an apparently "warm, wet, and noisy" intracellular milieu, the proposal suggests that microtubules avoid environmental decoherence long enough to reach threshold for "self-collapse" (objective reduction) by a quantum gravity mechanism put forth by Penrose. The model has been criticized as regards the issue of environmental decoherence, and a recent report by Tegmark finds that microtubules can maintain quantum coherence for only 10(-13) s, far too short to be neurophysiologically relevant. Here, we critically examine the decoherence mechanisms likely to dominate in a biological setting and find that (1) Tegmark's commentary is not aimed at an existing model in the literature but rather at a hybrid that replaces the superposed protein conformations of the orch. OR theory with a soliton in superposition along the microtubule; (2) recalculation after correcting for differences between the model on which Tegmark bases his calculations and the orch. OR model (superposition separation, charge vs dipole, dielectric constant) lengthens the decoherence time to 10(-5)-10(-4) s; (3) decoherence times on this order invalidate the assumptions of the derivation and determine the approximation regime considered by Tegmark to be inappropriate to the orch. OR superposition; (4) Tegmark's formulation yields decoherence times that increase with temperature contrary to well-established physical intuitions and the observed behavior of quantum coherent states; (5) incoherent metabolic energy supplied to the collective dynamics ordering water in the vicinity of microtubules at a rate exceeding that of decoherence can counter decoherence effects (in the same way that lasers avoid decoherence at room temperature); (6) microtubules are surrounded by a Debye layer of counterions, which can screen thermal fluctuations, and by an actin gel that might enhance the ordering of water in bundles of microtubules, further increasing the decoherence-free zone by an order of magnitude and, if the dependence on the distance between environmental ion and superposed state is accurately reflected in Tegmark's calculation, extending decoherence times by three orders of magnitude; (7) topological quantum computation in microtubules may be error correcting, resistant to decoherence; and (8) the decohering effect of radiative scatterers on microtubule quantum states is negligible. These considerations bring microtubule decoherence into a regime in which quantum gravity could interact with neurophysiology.
Abstract In The Emperor’s New Mind and Shadows of the Mind, Roger Penrose followed a delicate thread to begin to unravel the problem of consciousness. He concluded that conscious thought is more than computation—our minds utilize some type of non-algorithmic processing unavailable in computers. Regarding the identity of the proposed processing, the intrepid sleuth also searched for a ‘subtle and largely unknown physical principle’ capable of performing the needed non-computational actions. That principle was deduced to be ‘objective reduction’ (OR) of quantum coherent superposition, Penrose’s quantum gravity solution for the problem of wave function collapse in quantum mechanics. The next piece of the puzzle then became: where and how could quantum coherent superposition and OR occur in the brain? To that end, Penrose began collaboration with this author, who suggested that the logical and most likely source of macroscopic quantum effects in the brain lies in neuronal microtubules in the cell cytoskeleton.
We study biologically ‘orchestrated’ coherent quantum processes in collections of protein microtubules of brain neurons, which correlate with, and regulate, neuronal synaptic and membrane activity. In this situation the continuous Schrodinger evolution of each such process terminates in accordance with the specific Diosi–Penrose (DP) scheme of ‘objective reduction’ (‘OR’) of the quantum state. This orchestrated OR activity (‘Orch OR’) is taken to result in moments of conscious awareness and/or choice. We analyze Orch OR in light of advances and developments in quantum physics, computational neuroscience and quantum biology. Much attention is also devoted to the ‘beat frequencies’ of faster microtubule vibrations as a possible source of the observed electroencephalographic (‘EEG’) correlates of consciousness. These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.
The nature of consciousness, its occurrence in the brain, and its ultimate place in the universe are unknown. We proposed in the mid 1990's that consciousness depends on biologically 'orchestrated' quantum computations in collections of microtubules within brain neurons, that these quantum computations correlate with and regulate neuronal activity, and that the continuous Schrodinger evolution of each quantum computation terminates in accordance with the specific Diosi‐Penrose (DP) scheme of 'objective reduction' of the quantum state (OR). This orchestrated OR activity (Orch OR) is taken to result in a moment of conscious awareness and/or choice. This particular (DP) form of OR is taken to be a quantum-gravity process related to the fundamentals of spacetime geometry, so Orch OR suggests a connection between brain biomolecular processes and fine-scale structure of the universe. Here we review and update Orch OR in light of criticisms and developments in quantum biology, neuroscience, physics and cosmology. We conclude that consciousness plays an intrinsic role in the universe.