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Wireless Networks

Rank optimization technique of physical layer secrecy capacity in MIMO wiretap channel

Bhawna Khokher, G. Rajesh, Christo Ananth, N. Prabhu, Hari Mohan Rai, Saurabh Agarwal, Neha Agarwal

Published Dec 5, 2025• 0 citations
Publisher
DOI
10.1007/s11276-025-04061-8

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We discuss the architecture of wireless multiple-input multiple-output (MIMO) channels with additive white Gaussian noise. The transmission optimization problem over covariance matrix for achieving MIMO channel capacity is reviewed under the assumption that the channel state information (CSI) is available from both the transmitter and the receiver. We also discuss several transmission strategies such as beamforming and water-filling algorithm. The information-theoretic approach to physical-layer security for wireless communications system is discussed. Physical-layer security which is different from cryptographic approach security is achieved by exploiting the physical-layer properties of wireless channel. The principal results and concepts in this field such as equivocation rate and secrecy capacity are reviewed. The wiretap channel model is considered. We mainly discussed the Gaussian MIMO wiretap channel and the methods for obtaining its secrecy capacity. The optimization problem for the secrecy capacity of Gaussian MIMO wiretap channel under total transmit power constraint is discussed. CVX, which is a modeling toolbox for solving convex optimization problems, is reviewed. The precision variable of CVX is also considered. The performances of CVX and Monte Carlo optimization are compared. Differential Evolution algorithm is used to compute the secrecy capacity of Gaussian MIMO wiretap channel. The case of weak eavesdropper is considered and the closed form solution based on the necessary KKT conditions is validated. The algorithm for general cases based on the linear approximation and reformulation of the original optimization problem is also investigated and validated. It has been verified that the lower bound and the upper bound of secrecy capacity can be obtained by such algorithm.
This paper considers a multiple-input multiple-output (MIMO) Gaussian wiretap channel with a transmitter, a legitimate receiver and an eavesdropper, each equipped with multiple antennas. We first study the rank of the optimal input covariance matrix that achieves the secrecy capacity of the MIMO Gaussian wiretap channel under an average power constraint. The rank and other properties of the optimal solution are derived based on certain relationships between the channel matrices for the legitimate receiver and eavesdropper. Next, by obtaining necessary and sufficient conditions on the MIMO wiretap channel parameters, we determine the conditions under which the optimal input covariance matrix is full-rank or rank-deficient. For the case that the optimal input covariance is full-rank, we fully characterize the solution. When the optimal input covariance is rank-deficient, we show that the given MIMO wiretap channel can be modeled by an equivalent wiretap channel whose optimal input covariance is full rank and achieves the same secrecy capacity as the original system. Numerical results are presented to illustrate the proposed theoretical findings.
Capacity-achieving signaling strategies for the Gaussian wiretap multiple-input multple-output (MIMO) channel are investigated without the degradedness assumption. In addition to known solutions, a number of new rank-deficient solutions for the optimal transmit covariance matrix are obtained. The case of a weak eavesdropper is considered in detail, and the optimal covariance is established in an explicit, closed form with no extra assumptions. This provides lower and upper bounds to the secrecy capacity in the general case with a bounded gap, which are tight for a weak eavesdropper or/and low SNR. Closed-form solutions are also obtained for isotropic and omnidirectional eavesdroppers, based on which lower and upper bounds to the secrecy capacity are established in the general case. Sufficient and necessary conditions for the optimality of three popular transmission techniques, namely, the zero-forcing (ZF), the standard water-filling over the channel eigenmodes, and the isotropic signaling (IS), are established for the MIMO wiretap channel. These solutions are appealing due to their lower complexity. In particular, no wiretap codes are needed for the ZF transmission, and no precoding or feedback is needed for the isotropic signaling.