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Mathematics

Highly Efficient and Light NTRU-Based Key Encapsulation Mechanisms with Small Moduli

Jing Fan, Boyue Fang, Weize Wang, Nenghai Yu, Fenghua Li, Long Wang

Published Oct 24, 2025• 0 citations
Publisher

Abstract

In this paper, we present CTRU-Light, an IND-CCA-secure key encapsulation mechanism (KEM) derived from NTRU and RLWE (and RLWR in variant) assumptions over power-of-two cyclotomic rings. Our CTRU-Light employs a compact NTT-compatible modulus q=641 while maintaining minimal public key and ciphertext dimensions with negligible error probability. Specifically, the design yields public key and ciphertext sizes of 1206 bytes under an error probability bound of ≤2−110. When benchmarked against Kyber (NIST’s sole standardized KEM), CTRU-Light demonstrates 23.0–30.0% lower bandwidth consumption, accelerates key generation by at least 6.0%, and achieves over 1.3× speed enhancement in both encapsulation and decapsulation procedures.

DOI
10.3390/math13213388

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In this paper, we present CTRU-Light, an IND-CCA-secure key encapsulation mechanism (KEM) derived from NTRU and RLWE (and RLWR in variant) assumptions over power-of-two cyclotomic rings. Our CTRU-Light employs a compact NTT-compatible modulus q=641 while maintaining minimal public key and ciphertext dimensions with negligible error probability. Specifically, the design yields public key and ciphertext sizes of 1206 bytes under an error probability bound of ≤2−110. When benchmarked against Kyber (NIST’s sole standardized KEM), CTRU-Light demonstrates 23.0–30.0% lower bandwidth consumption, accelerates key generation by at least 6.0%, and achieves over 1.3× speed enhancement in both encapsulation and decapsulation procedures.
The NTRU lattice is a promising candidate to construct practical cryptosystems, in particular key encapsulation mechanism (KEM), resistant to quantum computing attacks. Nevertheless, there are still some inherent obstacles to NTRU-based KEM schemes in having integrated performance, taking security, bandwidth, error probability, and computational efficiency \emph{as a whole}, that is as good as and even better than their \{R,M\}LWE-based counterparts. In this work, we solve this problem by presenting a new family of NTRU-based KEM schemes, referred to as CTRU and CNTR. By bridging low-dimensional lattice codes and high-dimensional NTRU-lattice-based cryptography with careful design and analysis, to the best of our knowledge CTRU and CNTR are the first NTRU-based KEM schemes with scalable ciphertext compression via only one \emph{single} ciphertext polynomial, and are the first that could outperform \{R,M\}LWE-based KEM schemes in integrated performance. For instance, compared to Kyber that is currently the only standardized KEM by NIST, on the recommended parameter set CNTR-768 has about 12%12\%12% smaller ciphertext size while encapsulating 384-bit keys compared to the fixed 256-bit key size of Kyber, security strengthened by (8,7)(8,7)(8,7) bits for classical and quantum security respectively, and significantly lower error probability (2−2302^{-230}2−230 of CNTR-768 vs. 2−1642^{-164}2−164 of Kyber-768). In comparison with the state-of-the-art AVX2 implementation of Kyber-768, CNTR-768 is faster by 1.9X in KeyGen, 2.6X in Encaps, and 1.2X in Decaps, respectively. When compared to the NIST Round 3 finalist NTRU-HRSS, our CNTR-768 has about 15%15\%15% smaller ciphertext size, and the security is strengthened by (55,49)(55,49)(55,49) bits for classical and quantum security respectively. As for the AVX2 implementation, CNTR-768 is faster than NTRU-HRSS by 19X in KeyGen, 2.3X in Encaps, and 1.6X in Decaps, respectively.
We present BAT – an IND-CCA secure key encapsulation mechanism (KEM) that is based on NTRU but follows an encryption/decryption paradigm distinct from classical NTRU KEMs. It demonstrates a new approach of decrypting NTRU ciphertext since its introduction 25 years ago. Instead of introducing an artificial masking parameter p to decrypt the ciphertext, we use 2 linear equations in 2 unknowns to recover the message and the error. The encryption process is therefore close to the GGH scheme. However, since the secret key is now a short basis (not a vector), we need to modify the decryption algorithm and we present a new NTRU decoder. Thanks to the improved decoder, our scheme works with a smaller modulus and yields shorter ciphertexts, smaller than RSA-4096 for 128-bit classical security with comparable public-key size and much faster than RSA or even ECC. Meanwhile, the encryption and decryption are still simple and fast in spite of the complicated key generation. Overall, our KEM has more compact parameters than all current lattice-based schemes and a practical efficiency. Moreover, due to the similar key pair structure, BAT can be of special interest in some applications using Falcon signature that is also the most compact signature in the round 3 of the NIST post-quantum cryptography standardization. However, different from Falcon, our KEM does not rely on floating-point arithmetic and can be fully implemented over the integers.
Key encapsulation mechanism (KEM) is an important key distribution mechanism that not only allows both sender and receiver to safely share a random session key, but also can be mainly applied to construct a hybrid public key encryption scheme. In this paper, we give an positive answer to the question of if it is possible to build an efficient KEM over lattices. More precisely, we design an efficient KEM scheme in standard model based on ideal lattices. We prove that the proposed scheme captures indistinguishability against active chosen ciphertext attacks (IND-CCA) under the ring learning with errors problem, or more formally, IND-CCA security. Compared with the current CCA secure KEM schemes based on lattices in the standard model, our scheme has shorter public key, secret key and encapsulation ciphertext. In addition, our KEM scheme realizes IND-CCA security in the standard model.
In order to resist the security risks caused by quantum computing, post-quantum cryptography (PQC) has been a research focus. Constructing a key encapsulation mechanism (KEM) based on lattices is one of the promising PQC routines. The algebraically structured learning with errors (LWE) problem over power-of-two cyclotomics has been one of the most widely used hardness assumptions for lattice-based cryptographic schemes. However, power-of-two cyclotomic rings may be exploited in the inflexibility of selecting parameters. Recently, trinomial cyclotomic rings of the form Zq[x]/(xn−xn/2+1), where n=2k3l, k≥1,l≥0, have received widespread attention due to their flexible parameter selection. In this paper, we propose Tyber, a variant scheme of the NIST-standardized KEM candidate Kyber over trinomial cyclotomic rings. We provide three parameter sets, aiming at the quantum security of 128, 192, and 256 bits (actually achieving 129, 197, and 276 bits) with matching and negligible error probabilities. When compared to Kyber, our Tyber exhibits stronger quantum security, by 22, 31, and 44 bits, than Kyber for three security levels.
In post-quantum cryptography, recently many interesting works were done to improve the efficiency of Public Key Encryption (PKE) and Key Encapsulation Management (KEM) schemes based on NTRU (ANTS '98) lattices by reducing the size of the ciphertext (ct) and the public key (pk), and also by improving the speed of the associated algorithms: BAT (TCHES, 2022), NTTRU (TCHES, 2019) and it's generalization (called here NTRU-ABC) by Duman et al (PKC, 2023), NEV (ASIACRYPT 2023), NTRU+ (IEEE, 2023), CTRU and CNTR (Science Direct 2023). In Module-Falcon signature paper (ASIA CCS 2020), a public key encryption based on MNTRU was proposed but its efficiency was not better than existing schemes as said by their authors. In this work, we propose EagleTru, a new family of MNTRU and NTRU based PKEs and KEMs. The public key is H = D(pG) -1 mod ± q ∈ R l×l q where gcd(p, q) = 1, G is a square matrix invertible in R l×l q
In this article, we propose a double-NTRU (D-NTRU)-based key encapsulation mechanism (KEM) for the key agreement requirement of the post-quantum world. The proposed KEM is obtained by combining one-way D-NTRU encryption and Dent's KEM design method. The main contribution of this article is to construct a D-NTRU-based KEM that provides indistinguishability under adaptive chosen-ciphertext attack (IND-CCA2) security. The IND-CCA2 analysis and primal/dual attack resistance of the proposed D-NTRU KEM are examined in detail. A comparison with similar protocols is provided regarding parameters, public/secret keys, and ciphertext sizes. The proposed scheme presents arithmetic simplicity and IND-CCA2 security that does not require any padding mechanism.