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Entropy

On the Coupling Between Cosmological Dynamics and Quantum Behavior: A Multiscale Thermodynamic Framework

Andreas Warkentin

Published Sep 18, 2025• 1 citation
Publisher

Abstract

A multiscale thermodynamic model is considered, in which cosmological dynamics enforce persistent non-equilibrium conditions through recursive energy exchange across hierarchically ordered subsystems. The internal energy of each subsystem is recursively determined by energetic interactions with its subcomponents, forming a nested hierarchy extending up to cosmological scales. The total energy of the universe is assumed to be constant, imposing global consistency conditions on local dynamics. On the quantum scale, subsystems remain thermodynamically constrained in their accessible state space due to the unresolved energetic embedding imposed by higher-order couplings. As a result, quantum behavior is interpreted as an effective projection of unresolved thermodynamic interactions. In this view, the wave function serves as a mathematical representation of a subsystem's thermodynamic embedding, summarizing the unresolved energetic couplings with its environment, as shaped by recursive interactions across cosmological and microscopic scales. Phenomena such as zero-point energy and vacuum fluctuations are thereby understood as residual effects of structural energy constraints. Classical mechanics arises as a limiting case under full energetic resolution, while the quantum formalism reflects thermodynamic incompleteness. This formulation bridges statistical mechanics and quantum theory without metaphysical assumptions. It remains fully compatible with standard formalism, offering a thermodynamic interpretation based solely on energy conservation and hierarchical organization. All effects arise from scale-dependent resolution, not from violations of established physics.

DOI
10.3390/e27090976

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A multiscale thermodynamic model is considered, in which cosmological dynamics enforce persistent non-equilibrium conditions through recursive energy exchange across hierarchically ordered subsystems. The internal energy of each subsystem is recursively determined by energetic interactions with its subcomponents, forming a nested hierarchy extending up to cosmological scales. The total energy of the universe is assumed to be constant, imposing global consistency conditions on local dynamics. On the quantum scale, subsystems remain thermodynamically constrained in their accessible state space due to the unresolved energetic embedding imposed by higher-order couplings. As a result, quantum behavior is interpreted as an effective projection of unresolved thermodynamic interactions. In this view, the wave function serves as a mathematical representation of a subsystem's thermodynamic embedding, summarizing the unresolved energetic couplings with its environment, as shaped by recursive interactions across cosmological and microscopic scales. Phenomena such as zero-point energy and vacuum fluctuations are thereby understood as residual effects of structural energy constraints. Classical mechanics arises as a limiting case under full energetic resolution, while the quantum formalism reflects thermodynamic incompleteness. This formulation bridges statistical mechanics and quantum theory without metaphysical assumptions. It remains fully compatible with standard formalism, offering a thermodynamic interpretation based solely on energy conservation and hierarchical organization. All effects arise from scale-dependent resolution, not from violations of established physics.
This paper proposes a self-consistent and rigorous framework for quantum cosmology—Scale-Invariant Hierarchical Quantum Cosmology (SIHQC). Its core dynamical mechanism isenvironment-induced decoherence driven by energy flow. When the energy flow is zero, theUniverse as a closed quantum system resides in a pure coherent superposition state, where allmoments, spatial positions, and quantum branches coexist completely. When the energy flowexceeds the critical threshold, the decoherence process projects the Universe onto anobservable classical effective spacetime, naturally emerging a single "present", a single spatialposition, and a definite classical history.This framework postulates that the Universe originated from a scale-invariant hierarchicalquantum initial state with a strictly self-similar hierarchical structure. This state is rigorouslydefined via the inductive limit of Hilbert spaces, which completely circumvents the divergenceproblem caused by infinite tensor products in traditional quantum cosmology. Based on thetheory of open quantum systems and the mechanism of environment-induced decoherence,this paper systematically addresses fundamental issues in quantum cosmology, including thestructure of the initial singularity, the origin of the arrow of time, and the quantum-to-classicaltransition, using energy flow as the sole driving variable. It also discusses its implications for thedynamics of cosmic expansion.A universal and constant global decoherence threshold of the Universe ε0 = 1/τP exists in theframework, uniquely determined by the Planck time. The current temperature of the CosmicMicrowave Background (CMB) is a natural manifestation of this threshold in the low-energyUniverse, rather than an artificially input parameter. This model is fully compatible withstandard quantum mechanics, open system dynamics, thermodynamics, the classical limit ofgeneral relativity, and the ΛCDM cosmological model. It only introduces two free parametersconstrained by observations (the branch number and the hierarchy activation exponent ),and provides four physical inferences with clear falsifiability
A consistent theory of non-equilibrium thermodynamics for Markovian open quantum systems has been developed in the late seventies in analogy with Classical Irreversible Thermodynamics. The time-evolution of these open systems is usually described by means of effective master equations in Lindblad form, that turn out to be reliable when there is a separation of time-scales between system and environment, such that memory effects are negligible and the so-called Markovian approximation is justified. In this framework, the variations of energy and entropy in the system are consistently described, distinguishing between heat and work contributions and providing a statement of the second law of thermodynamics as positivity of the entropy production.\nHowever, there is empirical evidence that many physical systems like photosynthetic complexes,\nopto-mechanical resonators and superconducting qubits, just to mention a few, experience more general non-Markovian dynamics. The formulation of the laws of thermodynamics in a non-Markovian setting is matter of current research and represents the main topic of the present work. As a first step, we show that the entropy production defined as in the Markovian case can be negative for a class of non-Markovian dynamics. We argue that this outcome should not be interpreted as a violation of the second law of thermodynamics because the environment must be explicitly taken into account in the balance of entropy in the non-Markovian setting. In order to justify this claim we adopt a more general point of view, studying a closed bipartite quantum system, such that each of the two subsystems plays the role of a finite environment out of equilibrium for the other one. We concentrate on the balance of energy first and construct an effective Hamiltonian for each subsystem using physically reasonable requirements; then we define heat and work as in the standard Markovian treatment, with the effective Hamiltonian replacing the free Hamiltonian. It turns out that, in our framework, the work power is perfectly balanced between subsystems, while the correlations can store a part of energy locally inaccessible and exchange it with both subsystems in the form of heat.\nConcerning the balance of entropy, a quite general formulation of the second law of thermodynamics can be given as follows: under the assumption of a factorized initial state for the compound system, the sum of the total variations of the entropies in the two subsystems is always nonnegative. We show with an explicit example that this general formulation does not correspond to the statement presented in the framework of Markovian master equations, which should not be considered a priori the second law of thermodynamics.\nIn the last part of the thesis we concentrate of the so-called fluctuation relations, that are results extending the thermodynamic formalism beyond the behavior of average quantities. After reviewing the main theoretical outcomes, such as the Jarzynski equality and the Crooks fluctuation theorem, we describe a proposal to access experimentally the work performed on an ensemble of diatomic molecules by a time-dependent electric field coupled with their vibrational degree of freedom. This procedure could then be used to test the quantum Jarzynski equality. With respect to the results so far appeared in the literature, in which the left-hand side of the equality is inferred from an experiment and the right-hand side is computed according to a model, in our proposed setting we should be able to estimate from the experiment both the left-hand side and the right-hand side of the equality, independently.
During the last decades, there have been many theoretical and experimental advances both in the extension of thermodynamics to comprise microscopic systems out-of-equilibrium and in the understanding of quantum mechanics.Along with the state-of-the-art capability of controlling fragile quantum systems in a wide variety of physical platforms, this context has paved the way for the current strategic efforts to develop a thermodynamic theory of quantum systems.In this sense, the research field coined as quantum thermodynamics (QT) already plays a key role in the design and development of future quantum-based technologies.More specifically, QT aims both to apply the usual thermodynamic concepts and notions to describe arbitrary non-equilibrium quantum systems and to understand the emergence of classical thermodynamic behaviour from the underlying fundamentally quantum dynamics.However, despite all current progress, there is still no consolidated formalism for a general thermodynamic description of fully autonomous quantum objects.Besides, the lack of consensus on some central aspects, such as the definitions of quantum counterparts of thermodynamic quantities, is particularly notorious.In this thesis, we focus on the energetic analysis within autonomous quantum systems.To this aim, we propose a novel and general formalism for a dynamic description of the energy exchanges between interacting subsystems.From the Schmidt decomposition approach, we identify effective Hamiltonians as the representative operators for characterizing the local internal energies, whose expectation values satisfy the usual thermodynamic notion of energy additivity.In contrast to the currently used methodologies, such procedure treats the subsystems with equal footing and do not rely on any sort of approximations and additional hypotheses, e.g., semi-classical description, weak-coupling regime, strict energy conservation and Markovian dynamics.In short, our proposal contributes to the development of QT by providing a new formalism that does not suffer from the usual restrictive shortcomings and establishes a new and exact route for defining other general thermodynamic quantities to the quantum regime.
ABSTRACT This work introduces a discrete, non-continuous mathematical paradigm formalizing the universe as a countably discrete digital matrix spanning the absolute interval [0, ∞). We reject the classical assumption that the Planck spacetime scale forms the fundamental floor of reality. Instead, we propose that the Planck fabric is an emergent property woven by a nested, self-similar hierarchy of infinitely small, subatomic, string-like informational units vibrating from absolute zero upward. By mathematically modeling multi-scale hierarchical fractional entanglement, we demonstrate how these sub-Planckian string-like particles undergo localized sub-sampling, state collapsing, and integration transformations to stitch themselves into macroscopic classical realities. Furthermore, we redefine standard Von Neumann and Shannon entropy metrics into a singular, scale-dependent information delta. This redefinition proves that thermodynamic entropy, vacuum fluctuations, and background noise are not fundamental physical constants, but rather mathematical artifacts of an incomplete observer constrained by specific spatial, temporal, and spectral sensing windows.
During the last decades, there have been many theoretical and experimental advances both in the extension of thermodynamics to comprise microscopic systems out-of-equilibrium and in the understanding of quantum mechanics. Along with the state-of-the-art capability of controlling fragile quantum systems in a wide variety of physical platforms, this context has paved the way for the current strategic efforts to develop a thermodynamic theory of quantum systems. In this sense, the research field coined as quantum thermodynamics (QT) already plays a key role in the design and development of future quantum-based technologies. More specifically, QT aims both to apply the usual thermodynamic concepts and notions to describe arbitrary non-equilibrium quantum systems and to understand the emergence of classical thermodynamic behaviour from the underlying fundamentally quantum dynamics. However, despite all current progress, there is still no consolidated formalism for a general thermodynamic description of fully autonomous quantum objects. Besides, the lack of consensus on some central aspects, such as the definitions of quantum counterparts of thermodynamic quantities, is particularly notorious. In this thesis, we focus on the energetic analysis within autonomous quantum systems. To this aim, we propose a novel and general formalism for a dynamic description of the energy exchanges between interacting subsystems. From the Schmidt decomposition approach, we identify effective Hamiltonians as the representative operators for characterizing the local internal energies, whose expectation values satisfy the usual thermodynamic notion of energy additivity. In contrast to the currently used methodologies, such procedure treats the subsystems with equal footing and do not rely on any sort of approximations and additional hypotheses, e.g., semi-classical description, weak-coupling regime, strict energy conservation and Markovian dynamics. In short, our proposal contributes to the development of QT by providing a new formalism that does not suffer from the usual restrictive shortcomings and establishes a new and exact route for defining other general thermodynamic quantities to the quantum regime.
The definition of entropy in both classical and quantum contexts relies on a coarse-graining of the underlying microscopic description. While this dependence is widely acknowledged, the physical constraints that determine which coarse-grainings are admissible are rarely made explicit. This issue becomes particularly acute when the universe is treated as a closed system, where no external observer or privileged level of description can be assumed. Any characterization of entropy — including claims about the low-entropy initial conditions of the universe — must then be grounded in descriptions that can be physically instantiated from within the system itself. In this work, we introduce a rigorous operational framework that establishes explicit physical selection principles over the space of admissible descriptions. We organize these criteria into necessary conditions (local accessibility and physical implementation via internal interactions) and practical sufficiency conditions (finite resource requirements anchored in Landauer’s principle, dynamical stability, and effective consistency). To demonstrate the validity of our framework, we introduce a concrete one-dimensional spin-chain toy model, illustrating how mathematically valid global partitions fail to be physically realizable due to dynamic propagation limits and informational constraints. We analyze the far-reaching implications of this restriction across three domains. In classical statistical mechanics, it limits the arbitrariness of macrostate definitions. In quantum theory, it identifies environment-induced decoherence (einselection) not merely as a formal tool, but as the objective dynamical mechanism that forces the emergence of admissible internal partitions. In cosmology, it resolves foundational circularities in the quasi-classical histories framework and reframes the thermodynamic arrow of time as a "doubly relational" property—dependent both on cosmic boundary conditions and on the material limits of internal subsystems. Our framework clarifies the operational status of entropy as an emergent property of physically instantiated descriptions within a universe that observes itself.