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From Chaos to Equilibrium: Dynamics and Thermodynamics of Fermionic Quantum Matter

Rishabh Jha

Published Jan 1, 2025• 0 citations
Publisher

Abstract

This dissertation presents a comprehensive investigation of fermionic quantum matter into the intricate relationship between quantum chaos, thermalization, and their connection to gravitational duals, with particular emphasis on the Sachdev-Ye-Kitaev (SYK) model and its extensions. Through an integrated approach combining analytical solutions in the large-N limit with advanced numerical techniques, we explore fundamental questions in quantum many-body physics, including the interplay of chaos and ergodicity, universal transport in non-Fermi liquids, and the role of gravitational analogs in strongly correlated systems. We first demonstrate that coupled SYK lattices evade instantaneous thermalization despite weak charge fluctuations, governed by a discrete wave equation dependent solely on hopping strength, independent of on-site interactions. Thermodynamically, coupled SYK models exhibit critical exponents universal to van der Waals fluids and AdS black holes, yet diverge from the Hawking-Page transition at ultralow temperatures, revealing a continuum of first-order phase transitions. They simultaneously retain the quantum chaotic properties of both a single-dot SYK model and black holes. In extended SYK chains, we identify a universal DC conductivity bound across interaction regimes, identifying crossovers between insulating, Fermi liquid, strange metal, and bad metal phases with signatures of holographic insulator behavior. Quench dynamics in mixed SYK systems reveal rapid thermalization without prethermal plateaus, enabling direct observation of thermalization in closed quantum systems in the thermodynamic limit. To diagnose ergodicity-breaking, we introduce the Krylov variance, a probe of operator localization in Krylov space, validated through mass-deformed SYK and quantum East models. Finally, we uncover Page curve entanglement dynamics and temporal quantum phase transitions in entanglement Hamiltonians of interacting fermionic chains, where symmetry-sector crossings highlight limitations of perturbative calculations performed around initial times, such as in Hawking’s analysis of black hole evaporation. We provide a condensed matter analog of the holographic “island formula” — a mechanism invoking quantum extremal surfaces to resolve the black hole information paradox. Methodologically, this work integrates large-N-type expansions, Keldysh contour techniques, and numerical methods to bridge condensed matter physics, quantum information, and gravitational duality. The results establish SYK-type systems as a universal framework for studying non-Fermi liquids, quantum criticality, and black hole analogs, while paving the way for exploring bosonic extensions and generalizations to open quantum systems.

DOI
10.53846/goediss-11377

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This dissertation presents a comprehensive investigation of fermionic quantum matter into the intricate relationship between quantum chaos, thermalization, and their connection to gravitational duals, with particular emphasis on the Sachdev-Ye-Kitaev (SYK) model and its extensions. Through an integrated approach combining analytical solutions in the large-N limit with advanced numerical techniques, we explore fundamental questions in quantum many-body physics, including the interplay of chaos and ergodicity, universal transport in non-Fermi liquids, and the role of gravitational analogs in strongly correlated systems. We first demonstrate that coupled SYK lattices evade instantaneous thermalization despite weak charge fluctuations, governed by a discrete wave equation dependent solely on hopping strength, independent of on-site interactions. Thermodynamically, coupled SYK models exhibit critical exponents universal to van der Waals fluids and AdS black holes, yet diverge from the Hawking-Page transition at ultralow temperatures, revealing a continuum of first-order phase transitions. They simultaneously retain the quantum chaotic properties of both a single-dot SYK model and black holes. In extended SYK chains, we identify a universal DC conductivity bound across interaction regimes, identifying crossovers between insulating, Fermi liquid, strange metal, and bad metal phases with signatures of holographic insulator behavior. Quench dynamics in mixed SYK systems reveal rapid thermalization without prethermal plateaus, enabling direct observation of thermalization in closed quantum systems in the thermodynamic limit. To diagnose ergodicity-breaking, we introduce the Krylov variance, a probe of operator localization in Krylov space, validated through mass-deformed SYK and quantum East models. Finally, we uncover Page curve entanglement dynamics and temporal quantum phase transitions in entanglement Hamiltonians of interacting fermionic chains, where symmetry-sector crossings highlight limitations of perturbative calculations performed around initial times, such as in Hawking’s analysis of black hole evaporation. We provide a condensed matter analog of the holographic “island formula” — a mechanism invoking quantum extremal surfaces to resolve the black hole information paradox. Methodologically, this work integrates large-N-type expansions, Keldysh contour techniques, and numerical methods to bridge condensed matter physics, quantum information, and gravitational duality. The results establish SYK-type systems as a universal framework for studying non-Fermi liquids, quantum criticality, and black hole analogs, while paving the way for exploring bosonic extensions and generalizations to open quantum systems.
Abstract It has been known that the large-q complex Sachdev-Ye-Kitaev (SYK) model falls under the same universality class as that of van der Waals (mean-field) and saturates the Maldacena-Shenker-Stanford (MSS) bound, both features shared by various black holes. This makes the SYK model a useful tool in probing the fundamental nature of quantum chaos and holographic duality. This work establishes the robustness of this shared universality class and chaotic properties for SYK-like models by extending to a system of coupled large-q complex SYK models of different orders. We provide a detailed derivation of thermodynamic properties, specifically the critical exponents for an observed phase transition, as well as dynamical properties, in particular the Lyapunov exponent, via the out-of-time correlator calculations. Our analysis reveals that, despite the introduction of an additional scaling parameter through interaction strength ratios, the system undergoes a continuous phase transition at low temperatures, similar to that of the single SYK model. The critical exponents align with the Landau–Ginzburg (mean-field) universality class, shared with van der Waals gases and various AdS black holes. Furthermore, we demonstrate that the coupled SYK system remains maximally chaotic in the large-q limit at low temperatures, adhering to the MSS bound, a feature consistent with the single SYK model. These findings establish robustness and open avenues for broader inquiries into the universality and chaos in complex quantum systems. We provide a detailed outlook for future work by considering the ‘very’ low-temperature regime, where we discuss relations with the Hawking–Page phase transition observed in the holographic dual black holes. We present preliminary calculations and discuss the possible follow-ups that might be taken to make the connection robust.
Quantum chaos remains a challenging concept because classical signatures of chaos do not directly transfer to quantum systems. This thesis investigates which indicators of chaos are shared between classical and quantum mechanics and how they can be used to characterise non-integrable many-body systems. We examine ergodicity and thermalisation by means of the Eigenstate Thermalisation Hypothesis (ETH) as signatures of non-integrability, and study the Out-of-Time-Ordered Correlator (OTOC) as a probe of information scrambling and as a measure of sensitivity to initial conditions. We briefly discuss the appearance of chaotic wavefunctions and observations such as quantum scars and quantum ergodicity in individual eigenmodes of the Bunimovich stadium potential. Using the OTOC, we discuss extensions of the Lyapunov exponent to quantum systems and apply these ideas to the Sachdev–Ye–Kitaev (SYK) model. In the large-N limit, and using the AdS/CFT correspondence, we find that the model might potentially be the dual of a black hole and that it is maximally chaotic. We conclude by discussing additional proposed signatures of quantum chaos and prospects for experimental realisations of the SYK model.
The Sachdev-Ye-Kitaev (SYK) model is a quantum mechanical many body system with random all-to-all interactions on fermionic N sites (N>>1). This model is shown to saturate the known maximal chaos bound of many body system and then based on this observation it is conjectured to be dual to a quantum black hole in the sense of the AdS/CFT correspondence. In this dissertation, we show that the large N physics of the SYK model is systematically described by a single bi-local field. In particular, we emphasize the appearance of the emergent conformal reparametrization symmetry at the critical IR fixed point and the corresponding divergent contribution of the symmetry modes in the propagator of the bi-local field. We discuss non-linear-level derivation of the zero modes effective action, which is given by the Schwarzian derivative for finite reparametrization symmetry. Besides the symmetry modes, which correspond to the dilaton-gravity sector in the dual AdS theory, the SYK model also predicts an infinite tower of matter fields in AdS_2. We demonstrate that this infinite spectrum can be nicely packaged into a single field in 3-dimensional space-time. Finally, we consider the question of identifying the dual space-time of the SYK model. Focusing on the signature of emergent space-time of the (Euclidean) model, we explain the need for non-local (Radon-type) transformations on external legs of n-point Green's functions. This results in a dual theory with Euclidean AdS signature with additional leg-factors. We speculate that these factors incorporate the coupling of additional bulk states similar to the discrete states of 2D string theory.
Understanding how quantum systems transition from integrable to fully chaotic behavior remains a central open problem in physics. The Sachdev--Ye--Kitaev (SYK) model provides a paradigmatic framework for studying many-body chaos and holography, yet it captures only the strongly correlated limit, leaving intermediate regimes unexplored. Here, we investigate the Yukawa--SYK (YSYK) model, where bosonic fields mediate random fermionic interactions, and demonstrate that it naturally bridges single-particle and many-body chaos. Using spectral and dynamical chaos markers, we perform a comprehensive finite-size characterization of the YSYK model. We show that the interaction strength acts as a tunable control parameter interpolating between the SYK2_22​ and SYK4_44​ limits, and introduce a framework enabling direct and quantitative comparison with these benchmark models. In the intermediate regimes, we uncover distinct dynamical regimes marked by partial ergodicity breaking, prethermalization plateaus, and incomplete scrambling. Finally, we propose a feasible optical-cavity implementation of the YSYK model using ultra-cold atoms. Our results establish the YSYK model as a unifying platform connecting single-particle and many-body chaos, paving the way for experimental observation of these phenomena.
Via holographic duality (or ‘AdS/CFT'), the process of black hole formation and evaporation corresponds to the process of thermalization of certain (unitary) quantum field theories, evolving from non-equilibrium initial states towards thermal equilibrium. In this context, the question of how thermal a generic high-energy eigenstate looks in a theory with a holographic dual is closely tied to the question of how legitimately one may consider the dual geometry of this pure state to be a black hole. In this thesis we present some results which shed light on the nature of this relationship, through a detailed study of the dynamics of the so-called SYK model —a holographic, many-body quantum mechanical system of interacting fermions. The results indicate that this model satisfies the eigenstate thermalization hypothesis, which we extend to explore its implications on certain quantum chaotic properties the SYK Hamiltonian that mirror the quantum chaotic behavior of black holes.
In recent years a new paradigm has emerged to investigate non-Fermi liquids without quasiparticles, based on the exactly-solvable Sachdev-Ye-Kitaev model which consists of a large number of fermions with all-to-all, random Gaussian interactions. This model exhibits a rich phenomenology at low energy, including power-law decaying spectral functions, maximal chaos and connections to black hole horizons in anti-de Sitter spacetime. These intriguing properties have inspired a broad research program at the intersection of condensed matter physics, quantum information and quantum gravity. In this thesis we explore the phases and phase transitions occurring in Sachdev-Ye-Kitaev models that are coupled in various ways, with an eye on physical platforms that could enable their realization in condensed matter systems. This journey takes us from the investigation of quantum chaos in many-body systems and revival dynamics in traversable wormholes, all the way to the physics of disordered graphene flakes and unconventional superconductivity.