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A Lightweight Variant of Falcon for Efficient Post-Quantum Digital Signature

Aigerim Kerimbayeva, Maksim Iavich, Yenlik Begimbayeva, Sergiy O. Gnatyuk, Sakhybay Tynymbayev, Zhanerke Temirbekova, Olga Ussatova

Published Jul 1, 2025• 5 citations
Publisher

Abstract

Conventional public-key cryptographic systems are increasingly threatened by advances in quantum computing, accelerating the need for robust post-quantum cryptographic solutions. Among these, Falcon, a compact lattice-based digital signature scheme, has emerged as a leading candidate in the NIST post-quantum standardization process due to its efficiency and theoretical security grounded in hard lattice problems. This work introduces Falcon-M, a modified version of the Falcon algorithm that significantly reduces implementation complexity. It does so by replacing Falcon’s intricate trapdoor-based key-generation mechanism with a simplified approach that utilizes randomized polynomial Gaussian sampling and fast Fourier transform (FFT) operations. Falcon-M incorporates SHA-512 hashing and discrete Gaussian sampling to preserve cryptographic soundness and statistical randomness while maintaining the core structure of Falcon’s signing and verification processes. We formally specify the Falcon-M algorithm, provide an updated pseudocode, and offer a comparative analysis with the original Falcon in terms of algorithmic complexity, security assumptions, and implementation overhead. Additionally, we present formal lemmas and theorems to ensure correctness and define theoretical bounds on forgery resistance. Although Falcon-M does not rely on a formal cryptographic trapdoor, we demonstrate that it achieves strong practical security based on assumptions related to the Short Integer Solution (SIS) problem. Falcon-M is thus well-suited for lightweight post-quantum applications, particularly in resource-constrained environments, such as embedded systems and Internet-of-Things (IoT) platforms.

DOI
10.3390/info16070564

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Conventional public-key cryptographic systems are increasingly threatened by advances in quantum computing, accelerating the need for robust post-quantum cryptographic solutions. Among these, Falcon, a compact lattice-based digital signature scheme, has emerged as a leading candidate in the NIST post-quantum standardization process due to its efficiency and theoretical security grounded in hard lattice problems. This work introduces Falcon-M, a modified version of the Falcon algorithm that significantly reduces implementation complexity. It does so by replacing Falcon’s intricate trapdoor-based key-generation mechanism with a simplified approach that utilizes randomized polynomial Gaussian sampling and fast Fourier transform (FFT) operations. Falcon-M incorporates SHA-512 hashing and discrete Gaussian sampling to preserve cryptographic soundness and statistical randomness while maintaining the core structure of Falcon’s signing and verification processes. We formally specify the Falcon-M algorithm, provide an updated pseudocode, and offer a comparative analysis with the original Falcon in terms of algorithmic complexity, security assumptions, and implementation overhead. Additionally, we present formal lemmas and theorems to ensure correctness and define theoretical bounds on forgery resistance. Although Falcon-M does not rely on a formal cryptographic trapdoor, we demonstrate that it achieves strong practical security based on assumptions related to the Short Integer Solution (SIS) problem. Falcon-M is thus well-suited for lightweight post-quantum applications, particularly in resource-constrained environments, such as embedded systems and Internet-of-Things (IoT) platforms.
A lightweight, robust, and efficient security mechanism is necessary to combat quantum-generation threats across multiple domains, including healthcare, transportation, and industrial automation, in the Internet of Things (IoT). Post-quantum cryptography has emerged in response to the increasing vulnerability of traditional cryptographic methods, such as RSA and ECC, to quantum attacks. Taking advantage of the hardness of Short Integer Solutions (SIS) and Learning with Errors (LWE), we propose a lattice-based signature scheme for IoT applications. A computationally efficient IoT device model that maintains authenticated, integrity, and anonymity is proposed. The scheme has the advantage of being faster and more efficient than existing key size schemes such as IBS, CLS, and FALCON, according to a detailed security assessment. The proposed scheme maintains practical deployment ability while reducing post-quantum security in IoT ecosystems.
The rapid expansion of the Internet of Things (IoT) has introduced millions of resource-constrained devices into critical infrastructures, consumer environments, and industrial systems. These devices rely on lightweight communication protocols such as MQTT to support low-power, intermittent, and bandwidth-limited operation. However, common TLS algorithms used to secure MQTT communications are vulnerable to quantum attacks made feasible by Shor's algorithm. As a result, IoT infrastructures must evaluate and adopt post-quantum cryptographic (PQC) methods capable of providing long-term resilience. This report investigates the implementation of PQC algorithms within an MQTT-based IoT networks using three Raspberry Pis. Specifically, it integrates the FALCON digital signature scheme, one of NIST's selected post-quantum signature algorithms, to maintain message authenticity and integrity across resource-constrained MQTT clients and brokers. By measuring system performance, the research characterizes the practical trade-offs of deploying lattice-based PQC on lightweight hardware.
The transition to post-quantum cryptography (PQC) marks a pivotal shift in ensuring digital security, prompted by the potential of quantum computers to compromise classical systems such as Rivest-Shamir-Adlema and elliptic-curve cryptography. In response, NIST has standardized three foundational PQC algorithms: Module-lattice-based Key-encapsulation Mechanism for key establishment; Module-lattice-based Digital Signature, and Stateless Hash-based Digital Signature algorithms for digital signatures. Meanwhile, FALCON and Hamming Quasi-cyclic (HQC) schemes, both selected as finalists, are expected to join the standards soon. This paper presents a comprehensive survey of these NIST-selected PQC standards, with a dual focus on software implementations and hardware architecture designs. We analyze their mathematical frameworks, distinctive features, and optimization strategies related to performance, security, and resource efficiency. The software review examines algorithmic complexity, memory usage, and programming considerations, while the hardware review discusses FPGA and ASIC implementations, emphasizing modular arithmetic, polynomial operations, and resource efficiency challenges. A comparative analysis highlights the strengths and trade-offs of each algorithm, offering insights into their applicability across various platforms-from resource-constrained internet of things devices to high-performance computing environments. This study provides a foundational understanding of NIST’s selected PQC standards and their practical deployment in securing the post-quantum era.
This paper presents a comparative analysis of two lattice-based post-quantum digital signature schemes: FALCON and SOLMAE. FALCON which was finallty selected by NIST for PQC standardization, represents an efficient realization of the GPV framework over NTRU lattices. SOLMAE, inspired by FALCON, Mitaka, and Antrag, aims to improve implementation simplicity and performance while preserving strong security guarantees. Adopting a pedagogical approach, we provide algorithmic insights into both schemes and conduct practical evaluations using their Python implementations, focusing on key generation, signing, and verification procedures. Performance comparisons at two NIST security levels (512 and 1024 bits) highlight SOLMAE’s potential advantages in simplicity and execution time, suggesting its suitability for deployment in resource-constrained environments.
The National Institute of Standards and Technology (NIST) has recently concluded the third round of its Post Quantum Cryptography Standardization Process, selecting four finalist algorithms for standardization: CRYSTALS Kyber, CRYSTALS-Dilithium, FALCON, and SPHINCS+. These algorithms are designed to withstand attacks from both classical and quantum computers, ensuring the long-term security of digital communications. This paper presents a comprehensive comparative analysis of the security margins and practical deployment readiness of these finalist algorithms. CRYSTALS-Kyber, a key encapsulation mechanism based on the hardness of the Module Learning With Errors problem, offers strong security and efficient performance. CRYSTALS-Dilithium, a digital signature algorithm based on module lattices, provides robust security guarantees and relatively straightforward implementation. FALCON, a lattice-based digital signature algorithm utilizing the Fast Fourier Transform, offers compact signatures and fast verification but faces implementation challenges due to its reliance on floating-point arithmetic. SPHINCS+, a hash-based signature scheme, stands out as a conservative choice with security based solely on the well-established security of hash functions. The analysis reveals that while each algorithm has its strengths, they also face unique challenges in terms of side-channel vulnerabilities, formal security proofs, and performance trade-offs. The practical deployment of these algorithms requires careful consideration of specific security requirements, performance needs, and resource constraints. Ongoing research efforts aim to enhance the algorithms' resistance against advanced attacks, optimize their performance across diverse platforms, and develop standardized and secure hybrid cryptographic systems. The transition to post-quantum cryptography will involve challenges such as interoperability with legacy systems, the need for clear standards and regulatory guidance, and the costs associated with software and hardware updates. Continued engagement with the cryptographic community and monitoring of the evolving security landscape will be crucial for ensuring a secure and effective migration to post-quantum cryptography.
Quantum computing challenges the mathematical problems anchoring the security of the classical public key algorithms. For quantum-resistant public key algorithms, the National Institute of Standards and Technology (NIST) has undergone a multi-year standardization process and selected the post-quantum cryptography (PQC) public key digital signatures of Dilithium, Falcon, and SPHINCS+. Finding common ground to compare these algorithms can be difficult because of their design differences, including the fundamental math problems (lattice-based vs. hash-based). We use a visualization model to show the key/signature size vs. security trade-offs for all PQC algorithms. Our performance analyses compare the algorithms’ computational loads in the execution time. Building on the individual algorithms’ analyses, we analyze the communication costs and implementation overheads when integrated with Public Key Infrastructure (PKI) and with Transport Layer Security (TLS) and Transmission Control Protocol (TCP)/Internet Protocol (IP). Our results show that the lattice-based algorithms of Dilithium and Falcon induce lower computational overheads than the hash-based algorithms of SPHINCS+. In addition, the lattice-based PQC can outperform the classical algorithm with comparable security strength; for example, Dilithium 2 and Falcon 512 outperform RSA 4096 in the TLS handshake time duration.