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Foundations

Mathematical Formalism and Physical Models for Generative Artificial Intelligence

Zeqian Chen

Published Jun 24, 2025• 0 citations
Publisher

Abstract

This paper presents a mathematical formalism for generative artificial intelligence (GAI). Our starting point is an observation that a “histories” approach to physical systems agrees with the compositional nature of deep neural networks. Mathematically, we define a GAI system as a family of sequential joint probabilities associated with input texts and temporal sequences of tokens (as physical event histories). From a physical perspective on modern chips, we then construct physical models realizing GAI systems as open quantum systems. Finally, as an illustration, we construct physical models realizing large language models based on a transformer architecture as open quantum systems in the Fock space over the Hilbert space of tokens. Our physical models underlie the transformer architecture for large language models.

DOI
10.3390/foundations5030023

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This paper presents a mathematical formalism for generative artificial intelligence (GAI). Our starting point is an observation that a “histories” approach to physical systems agrees with the compositional nature of deep neural networks. Mathematically, we define a GAI system as a family of sequential joint probabilities associated with input texts and temporal sequences of tokens (as physical event histories). From a physical perspective on modern chips, we then construct physical models realizing GAI systems as open quantum systems. Finally, as an illustration, we construct physical models realizing large language models based on a transformer architecture as open quantum systems in the Fock space over the Hilbert space of tokens. Our physical models underlie the transformer architecture for large language models.
The introduction of the transformer architecture in 2017 marked the most striking advancement in natural language processing. The transformer is a model architecture relying entirely on an attention mechanism to draw global dependencies between input and output. However, we believe there is a gap in our theoretical understanding of what the transformer is, and how it works physically. From a physical perspective on modern chips, such as those chips under 28nm, modern intelligent machines should be regarded as open quantum systems beyond conventional statistical systems. Thereby, in this paper, we construct physical models realizing large language models based on a transformer architecture as open quantum systems in the Fock space over the Hilbert space of tokens. Our physical models underlie the transformer architecture for large language models.
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Based on 't Hooft's principle of superposition of states beyond the usual one as described by Dirac in the conventional quantum mechanics, we present a topos-theoretic formalism of quantum artificial intelligence. At first, according to Turing test, we interpret an artificial intelligence (AI) system as a physical system described by a topos (which is a new physical theory built by Isham et al. in 2008). Secondly, by using measure theory, we construct a topos-theoretic model for a classical AI system such as deep learning, while we construct a topos-theoretic model for a quantum AI system by operator theory. Finally, we give the topos-theoretic description of a quantum neural network.
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Generative AI has emerged as a transformative paradigm for diverse applications, yet the escalating scale of modern models exposes critical computational and memory bottlenecks in classical hardware. This paper investigates the intersection of quantum computing and generative artificial intelligence (QGAI) to address these limitations and scale modern generative models. As models grow to billions of parameters, classical systems face bottlenecks in memory, energy, and training efficiency, while quantum computing offers exponential representational benefits for high-dimensional data. The paper analyzes five core quantum generative architectures-Quantum Circuit Born Machines, Quantum Generative Adversarial Networks, Quantum Boltzmann Machines, Quantum Variational Autoencoders, and Quantum Diffusion models, highlighting their design principles, learning mechanisms, and applications. QGAI models have demonstrated significant promise in domains such as drug discovery, human-machine interaction, IoT security, and financial modelling. Despite these advances, QGAI remains constrained by qubit noise, barren plateaus, and integration challenges. We conclude by identifying ten open research challenges and propose directions for achieving scalable, interpretable, and energy-efficient quantum generative learning.