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IEEE Transactions on Information Forensics and Security

Loop-Back Mechanism-Based Physical-Layer Secret Key Generation in FDD System Under Hardware Impairments

Yang Xuan, Dongming Li

Published Jan 1, 2025• 2 citations
Publisher

Abstract

In physical-layer secret key generation, key generation performance is susceptible to hardware impairments (HIs), which can degrade channel reciprocity. Additionally, the security of loop-back mechanism based schemes in frequency division duplex (FDD) systems requires further enhancement. To address these challenges, this paper proposes a secure key generation scheme based on a loop-back mechanism for FDD systems. By transmitting signals across different frequency bands in a loop-back fashion, the proposed scheme mitigates the adverse effects of HI variations across frequency bands and enhances system security. Theoretical analyses are conducted on the normalized mean square error and the secret key rate of the loop-back mechanism in both FDD and time division duplex (TDD) systems, providing a clear security assessment of the proposed scheme. Simulation and experimental results demonstrate that by accounting for HI differences in the frequency domain, the proposed scheme improves channel reciprocity, enhances the secret key rate, achieves a higher key generation ratio (KGR), and reduces the key disagreement rate (KDR) compared to state-of-the-art methods.

DOI
10.1109/tifs.2025.3564064

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In physical-layer secret key generation, key generation performance is susceptible to hardware impairments (HIs), which can degrade channel reciprocity. Additionally, the security of loop-back mechanism based schemes in frequency division duplex (FDD) systems requires further enhancement. To address these challenges, this paper proposes a secure key generation scheme based on a loop-back mechanism for FDD systems. By transmitting signals across different frequency bands in a loop-back fashion, the proposed scheme mitigates the adverse effects of HI variations across frequency bands and enhances system security. Theoretical analyses are conducted on the normalized mean square error and the secret key rate of the loop-back mechanism in both FDD and time division duplex (TDD) systems, providing a clear security assessment of the proposed scheme. Simulation and experimental results demonstrate that by accounting for HI differences in the frequency domain, the proposed scheme improves channel reciprocity, enhances the secret key rate, achieves a higher key generation ratio (KGR), and reduces the key disagreement rate (KDR) compared to state-of-the-art methods.
In the physical-layer key generation, the channel reciprocity is vulnerable to hardware impairments (HIs) that can adversely impact the performance of key generation, and the security of loop-back mechanism based schemes in frequency division duplex (FDD) systems remains to be improved. To enhance both channel reciprocity and system security, this paper proposes a secure and highly reciprocal key generation scheme in FDD system by increasing the number of loop backs. By transmitting signals via different frequency bands in the loop-back mechanism, the proposed scheme can eliminate the adverse effects of the variations in HIs across different frequency bands and can improve system security. The normalized mean square error performance of the proposed scheme is theoretically analyzed and the security of the proposed method is illustrated. The simulation and experimental results demonstrate that by considering HIs differences during the design process, the proposed loop-back mechanism based scheme can enhance the channel reciprocity and achieve higher key generation ratio, and lower key disagreement rate compared with the state-of-the-art method.
Physical layer security key generation exploits unpredictable features from wireless channels to achieve high security, which requires high reciprocity in order to set up symmetric keys between two users. This paper investigates enhancing the channel reciprocity using a loop-back scheme with multiple frequency bands in time-division duplex (TDD) communication systems, in order to mitigate the effect of hardware fingerprint interference and synchronization offset. The scheme is evaluated to be robust to passive eavesdropping and active Man-in-the-Middle attack through both theoretical analyses and practical measurements. A secret key generation protocol is subsequently designed. The performance of the proposed secret key generation method is then evaluated through both numerical simulation and experiments. Results demonstrate that the proposed scheme can effectively mitigate non-reciprocity and outperforms the classical TDD scheme in both key disagreement rate and key generation rate.
Physical Layer Secret Key Generation (PLSKG), which utilizes wireless channel reciprocity, is increasingly adopted to secure wireless communications. In Time Division Duplexing (TDD) systems, the inherent channel reciprocity facilitates the generation of cryptographic keys without requiring a key exchange process. Conversely, Frequency Division Duplexing (FDD) systems present greater challenges for key generation due to the use of distinct frequency bands for uplink and downlink, resulting in differing frequency responses. In this paper, we address this challenge by modeling the channel along with connecting cables as a two-port network and utilizing the reciprocity principles applicable to such networks within the same frequency range. For key generation, we construct the channel profile for each FDD band by utilizing the amplitude of the bidirectional scattering parameters S12and S21in two closely spaced FDD bands, thereby ensuring the required reciprocity in FDD systems. To assess the practicality of the proposed scheme, we analyze its performance across various indoor scenarios and compare it with other key generation schemes using multiple performance indicators. The comparative results confirm the feasibility and effectiveness of our scheme in terms of randomness and key disagreement ratio.
The utilization of physical layer Secret Key Generation (SKG) is increasingly prevalent in securing wireless communication within Internet of Things systems, particularly in Narrow-band IoT. While most key-generation schemes are tailored for Time Division Duplex (TDD) systems, generating secret keys in Frequency Division Duplex (FDD) systems presents challenges due to the distinct frequency bands for uplink and downlink. In response to this, we propose an efficient FDD-based key generation technique that capitalizes on the reciprocity of scattering matrix parametersS12andS21within the same frequency range. Specifically, we harness the capabilities of MUSIC algorithm during the direction of arrival estimation phase. Numerical results demonstrate promising outcomes in addressing key challenges, including randomness, and Key Disagreement Ratio (KDR).
Secret key generation from wireless channel is an emerging technique to provide secure keys for message encryption. However, the measured channel state information (CSI) requires high reciprocity in order to obtain symmetric keys. In this paper, we propose a novel loop-back transmission scheme for time division duplex (TDD) systems, which is named as LB-TDD. The proposed LB-TDD scheme can effectively reduce the CSI non-reciprocity due to the hardware fingerprint interference and system synchronization offset. We initially discuss the benefits and optimizations of using LB-TDD for CSI reciprocity enhancement. After that, a secret key generation method based on orthogonal frequency division multiplexing (OFDM) probing signals is introduced. Finally, a channel model and a practical universal software radio peripheral (USRP) system is setup for both simulation and experimental verification. Evaluation results show that our proposed LB-TDD scheme can effectively eliminate CSI non-reciprocity for secret key generation.
In frequency division duplexing (FDD) systems, the uplink and downlink transmit information in different frequency bands, so it is difficult to use channel reciprocity to generate secret keys. Since the reciprocity holds for the same frequency ranges, if we consider the FDD bands very close to each other, we can anticipate continuity between uplink and downlink bands which can guarantee the required reciprocity. In this paper, we use phase differences between neighboring antennas in an antenna array to construct reciprocal channel features. Moreover, we increase the reciprocity by applying polynomial curve-fitting on the measurements so that two users can generate highly similar keys in FDD systems. Exploiting an effective pre-processing procedure, our proposed scheme achieves competitive performance in terms of efficiency and key disagreement rate (KDR). In addition, we present a detailed statistical analysis to determine the error probability for generated keys from both sides. Numerical simulation results are presented to verify the feasibility and effectiveness of the proposed scheme.