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Physical Review A

Relativistic quantum field theory approach to electron wave-packet tunneling: A fully causal process

M. Alkhateeb, X. Gutiérrez de la Cal, M. Ll. Pons, D. Sokolovski, A. Matzkin

Published Jan 29, 2025• 6 citations
Publisher

Abstract

Recent results on electron tunneling across a potential barrier, inferred from observations or obtained from theoretical models, have suggested superluminal or instantaneous barrier traversal times. In this work we investigate relativistic wave-packet dynamics for an electron tunneling through a potential barrier employing space-time resolved solutions to relativistic quantum field theory (QFT) equations. We prove by linking the QFT property of microcausality to the wave-packet behavior that the tunneling dynamics is fully causal, precluding instantaneous or superluminal effects. We illustrate these results by performing numerical computations for an electron tunneling through a potential barrier for standard tunneling as well for Klein tunneling. In all cases (Klein tunneling or regular tunneling across a standard or a supercritical potential) the transmitted wave packet remains in the causal envelope of the propagator, even when its average position lies ahead of the average position of the corresponding freely propagated wave packet.

DOI
10.1103/physreva.111.012222

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Recent results on electron tunneling across a potential barrier, inferred from observations or obtained from theoretical models, have suggested superluminal or instantaneous barrier traversal times. In this work we investigate relativistic wave-packet dynamics for an electron tunneling through a potential barrier employing space-time resolved solutions to relativistic quantum field theory (QFT) equations. We prove by linking the QFT property of microcausality to the wave-packet behavior that the tunneling dynamics is fully causal, precluding instantaneous or superluminal effects. We illustrate these results by performing numerical computations for an electron tunneling through a potential barrier for standard tunneling as well for Klein tunneling. In all cases (Klein tunneling or regular tunneling across a standard or a supercritical potential) the transmitted wave packet remains in the causal envelope of the propagator, even when its average position lies ahead of the average position of the corresponding freely propagated wave packet.
We investigate relativistic wavepacket dynamics for an electron tunneling through a potential barrier employing space-time resolved solutions to relativistic quantum field theory (QFT) equations. We prove by linking the QFT property of micro-causality to the wavepacket behavior that the tunneling dynamics is fully causal, precluding instantaneous or superluminal effects that have recently been reported in the literature. We illustrate these results by performing numerical computations for an electron tunneling through a potential barrier for standard tunneling as well for Klein tunneling. In all cases (Klein tunneling \ or regular tunneling across a standard or a supercritical potential) the transmitted wavepacket remains in the causal envelope of the propagator, even when its average position lies ahead of the average position of the corresponding freely propagated wavepacket.
We show, in the framework of a space-time resolved relativistic quantum field theory approach to tunneling, that microcausality precludes superluminal tunneling dynamics. More specifically in this work dealing with Dirac and Klein-Gordon fields, we first prove that microcausality holds for such fields in the presence of a background potential. We then use this result to show that an intervention performed on a localized region of an initial wave packet subsequently scattering on a potential barrier does not result in any effect outside the light cone emanating from that region. We illustrate these results with numerical computations for Dirac fermions and Klein-Gordon bosons.
We solve numerically the time-dependent Dirac equation for a quantum wave packet tunneling through a potential barrier. We analyze the spatial probability distribution of the transmitted wave packet in the context of the possibility of effectively superluminal peak and front velocities of the electron during tunneling. Both the Dirac and Schr\"odinger theories predict superluminal tunneling speeds. However, in contrast to the Dirac theory the Schr\"odinger equation allows a possible violation of causality. Based on an analysis of the tunneling process in full temporal and spatial resolution, we introduce an instantaneous tunneling speed that can be computed inside the potential barrier.
We have modeled the transmission of an electron wave packet through a resonant tunneling semiconductor nanostructure by solving the time-dependent Schr\"odinger equation using the finite-difference method. We have found in all cases that the passage of the electron wave packet through the tunneling barrier is accompanied by a propagation delay relative to the propagation of an undisturbed wave packet. Tunneling transport is shown to be causal, and no evidence of superluminal behavior is seen, either for resonant or for off-resonant tunneling. In the case of off-resonant tunneling, the peak of the transmitted wave packet is observed to exit a double resonant tunneling barrier before the peak of the incident wave packet enters the structure. However, these two peaks are not directly related, and the appearance of a well-formed peak in the transmitted intensity is shown to be a result of the transient behavior of the tunneling event.
We have analyzed the influence of the wave packet size in the relativistic tunnelling time τ and its uncertainty �τ when it traverses a given potential barrier. The analytical expressions obtained for both magnitudes confirm that the size of the incident pulse has a significant effect on the tunnelling process. This effect is greater for short pulses, compared with the length of the barrier. For the evanescent zone, we have derived an analytical expression for τ with a good limit of validity. This expression constitutes a value tool to calculate the relativistic tunnelling time as a function of the incident wave packet with a good limit of validity. Superluminal propagation is found in this region but with a large value of the uncertainty �τ compared with the tunnelling time itself. We can conclude that the probability of superluminal propagation is practically negligible in the evanescent region. In respect to the Klein zone, we have derived an analytical expression for τ that depends on the size of the incident