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Physical Review Letters

Applicability of Mean-Field Theory for Time-Dependent Open Quantum Systems with Infinite-Range Interactions

Federico Carollo, Igor Lesanovsky

Published Oct 8, 2024• 9 citations
Publisher

Abstract

Understanding quantum many-body systems with long-range or infinite-range interactions is of relevance across a broad set of physical disciplines, including quantum optics, nuclear magnetic resonance, and nuclear physics. From a theoretical viewpoint, these systems are appealing since they can be efficiently studied with numerics, and in the thermodynamic limit are expected to be governed by mean-field equations of motion. Over the past years the capabilities to experimentally create long-range interacting systems have dramatically improved permitting their control in space and time. This allows us to induce and explore a plethora of nonequilibrium dynamical phases, including time crystals and even chaotic regimes. However, establishing the emergence of these phases from numerical simulations turns out to be surprisingly challenging. This difficulty led to the assertion that mean-field theory may not be applicable to time-dependent infinite-range interacting systems. Here, we rigorously prove that mean-field theory in fact exactly captures their dynamics, in the thermodynamic limit. We further provide bounds for finite-size effects and their dependence on the evolution time.

DOI
10.1103/physrevlett.133.150401

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Understanding quantum many-body systems with long-range or infinite-range interactions is of relevance across a broad set of physical disciplines, including quantum optics, nuclear magnetic resonance, and nuclear physics. From a theoretical viewpoint, these systems are appealing since they can be efficiently studied with numerics, and in the thermodynamic limit are expected to be governed by mean-field equations of motion. Over the past years the capabilities to experimentally create long-range interacting systems have dramatically improved permitting their control in space and time. This allows us to induce and explore a plethora of nonequilibrium dynamical phases, including time crystals and even chaotic regimes. However, establishing the emergence of these phases from numerical simulations turns out to be surprisingly challenging. This difficulty led to the assertion that mean-field theory may not be applicable to time-dependent infinite-range interacting systems. Here, we rigorously prove that mean-field theory in fact exactly captures their dynamics, in the thermodynamic limit. We further provide bounds for finite-size effects and their dependence on the evolution time.
Understanding quantum many-body systems with long-range or infinite-range interactions is of relevance across a broad set of physical disciplines, including quantum optics, nuclear magnetic resonance and nuclear physics. From a theoretical viewpoint, these systems are appealing since they can be efficiently studied with numerics, and in the thermodynamic limit are expected to be governed by mean-field equations of motion. Over the past years the capabilities to experimentally create long-range interacting systems have dramatically improved permitting their control in space and time. This allows to induce and explore a plethora of nonequilibrium dynamical phases, including time-crystals and even chaotic regimes. However, establishing the emergence of these phases from numerical simulations turns out to be surprisingly challenging. This difficulty led to the assertion that mean-field theory may not be applicable to time-dependent infinite-range interacting systems. Here, we rigorously prove that mean-field theory in fact exactly captures their dynamics, in the thermodynamic limit. We further provide bounds for finite-size effects and their dependence on the evolution time.
The study of nonequilibrium phenomena in correlated lattice systems has developed into one of the most active and exciting branches of condensed matter physics. This research field provides rich new insights that could not be obtained from the study of equilibrium situations, and the theoretical understanding of the physics often requires the development of new concepts and methods. On the experimental side, ultrafast pump-probe spectroscopies enable studies of excitation and relaxation phenomena in correlated electron systems, while ultracold atoms in optical lattices provide a new way to control and measure the time evolution of interacting lattice systems with a vastly different characteristic time scale compared to electron systems. A theoretical description of these phenomena is challenging because, first, the quantum-mechanical time evolution of many-body systems out of equilibrium must be computed and second, strong-correlation effects which can be of a nonperturbative nature must be addressed. This review discusses the nonequilibrium extension of the dynamical mean field theory (DMFT), which treats quantum fluctuations in the time domain and works directly in the thermodynamic limit. The method reduces the complexity of the calculation via a mapping to a self-consistent impurity problem, which becomes exact in infinite dimensions. Particular emphasis is placed on a detailed derivation of the formalism, and on a discussion of numerical techniques, which enable solutions of the effective nonequilibrium DMFT impurity problem. Insights gained into the properties of the infinite-dimensional Hubbard model under strong nonequilibrium conditions are summarized. These examples illustrate the current ability of the theoretical framework to reproduce and understand fundamental nonequilibrium phenomena, such as the dielectric breakdown of Mott insulators, photodoping, and collapse-and-revival oscillations in quenched systems. Furthermore, remarkable novel phenomena have been predicted by the nonequilibrium DMFT simulations of correlated lattice systems, including dynamical phase transitions and field-induced repulsion-to-attraction conversions.
Realistic effective interparticle interactions of quantum many-body systems are widely seen as being short-range. However, the rigorous mathematical analysis of this type of model turns out to be extremely difficult, in general, with many important fundamental questions remaining open still nowadays. By contrast, mean-field models come from different approximations or Ansätze, and are thus less realistic, in a sense, but are technically advantageous, by allowing explicit computations while capturing surprisingly well many real physical phenomena. Here, we establish a precise mathematical relation between mean-field and short-range models, by using the long-range limit that is known in the literature as the Kac limit. If both attractive and repulsive long-range forces are present then it turns out that the limit mean-field model is not necessarily what one traditionally guesses. One important innovation of our study, in contrast with previous works on the subject, is the fact that we are able to show the convergence of equilibrium states, i.e., of all correlation functions. This paves the way for studying phase transitions, or at least important fingerprints of them like strong correlations at long distances, for models having interactions whose ranges are finite, but very large. It also sheds a new light on mean-field models. Even on the level of pressures, our results go considerably further than previous ones, by allowing, for instance, a continuum of long-range interaction components, as well as very general short-range Hamiltonians for the "free" part of the model.
Boundary time crystals are a class of exotic dissipative quantum phases that spontaneously break continuous time-translation symmetry in the thermodynamic limit of open quantum systems. In finite-size systems, the long-time evolution of boundary time crystals exhibits decaying oscillations that cannot be captured by widely used mean-field theory. To address this issue, we develop an effective approach called the stroboscopic rotating wave approximation, which provides a well-approximated state for the long-time evolution of boundary time crystals in the strongly driven regime. In this approach, the order parameter exhibits both a long-time decaying envelope governed by an effective Lindblad superoperator and short-time oscillations dominated by a reduced quantum dynamical semigroup. Our results reveal that the competition among dephasing processes along three directions induces persistent oscillations, marking the emergence of the boundary-time-crystal phase. We obtain the analytical expressions for the steady-state density operator, the oscillation period, and the decay rate of the order parameter when the coherent energy splitting exceeds the dissipation rate. Our work provides a beyond-mean-field tool for studying the dynamics of periodically driven open quantum systems and understanding the formation of time crystals.
Mean-field Hartree theory is a central tool for mapping interacting many-body dynamics into an effective nonlinear one-particle evolution. This approximation has been also employed when the Hamiltonian that governs the many-body dynamics is not Hermitian. Indeed, non-Hermitian Hamiltonians model particle gain/loss or the evolution of open quantum systems between consecutive quantum jumps. Furthermore, the validity of the Hartree approximation for generic non-Hermitian Hamiltonians lies at the basis of a quantum algorithm for nonlinear differential equations, where the nonlinear equation is mapped into a many-body Schr\"odinger equation, which may be non-Hermitian. In this application, the mean-field approximation can be seen as a linearization method, and at the end of the algorithm, the obtained linear system is solved using the Harrow-Hassidim-Lloyd (HHL) algorithm. The non-Hermitian mean-field Hartree approximation is far from being completely understood, and no rigorous results justify its applications. Instead, it is usually presented as a heuristic extension of the Hermitian case. In the first part of this thesis, we show that this approximation can fail. We consider the most general bosonic mean-field Hamiltonian with two-body interactions and we prove that, if the Hamiltonian is not Hermitian, the Hartree equation does not capture the correct second time derivative of the one-particle marginal state at t=0t=0t=0 in the limit of infinitely many particles. We construct a series of examples that we can solve analytically or numerically, which support the failure of the Hartree approximation and give further insight into the new phenomena that arise in non-Hermitian physics. Furthermore, we consider the mean-field evolution of open quantum systems and we show how to use the mean-field approximation of open quantum systems as a linearization method of nonlinear differential equations. In the second part of this thesis, we study the mean-field dynamics of a Hermitian system of NNN interacting bosons starting from an initially condensed state. For a broad class of mean-field Hamiltonians, including models with arbitrary bounded interactions and models with unbounded interaction potentials, we prove that the probability of having nnn particles outside the condensate decays exponentially in nnn for any finite evolution time. Our results strengthen previously known bounds that provide only polynomial control on the probability of having nnn excitations. Finally, we consider the HHL algorithm. Several circuit-level variants have been proposed to simplify its implementation, including constructions in which the clock register is factorized via Hadamard gates to reduce circuit depth and entanglement. We provide a rigorous analysis of the convergence of the output towards the ideal solution, and we show that this commonly deployed variant can fundamentally alter the asymptotic convergence of the algorithm. This phenomenon is not a finite-size artifact and compromises the correctness guarantees of the factorized-clock implementation. We provide an analytic characterization of the underlying mechanism and propose a minimal and experimentally feasible modification that suffices to restore convergence while preserving the practical advantages of the simplified circuit. Our results clarify an overlooked correctness issue in a widely used HHL implementation pattern and delineate the conditions under which simplified realizations faithfully reproduce the intended algorithmic behavior.
Experimental progress in atomic, molecular, and optical platforms in the last decade has stimulated strong and broad interest in the quantum coherent dynamics of many long-range interacting particles. The prominent collective character of these systems enables novel non-equilibrium phenomena with no counterpart in conventional quantum systems with local interactions. Much of the theory work in this area either focussed on the impact of variable-range interaction tails on the physics of local interactions or relied on mean-field-like descriptions based on the opposite limit of all-to-all infinite-range interactions. In this Report, we present a systematic and organic review of recent advances in the field. Working with prototypical interacting quantum spin lattices without disorder, our presentation hinges upon a versatile theoretical formalism that interpolates between the few-body mean-field physics and the many-body physics of quasi-local interactions. Such a formalism allows us to connect these two regimes, providing both a formal quantitative tool and basic physical intuition. We leverage this unifying framework to review several findings of the last decade, including the peculiar non-ballistic spreading of quantum correlations, counter-intuitive slowdown of entanglement dynamics, suppression of thermalization and equilibration, anomalous scaling of defects upon traversing criticality, dynamical phase transitions, and genuinely non-equilibrium phases stabilized by periodic driving. The style of this Report is on the pedagogical side, which makes it accessible to readers without previous experience in the subject matter.