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IEEE Transactions on Information Theory

Communication-Constrained Secret Key Generation: Second-Order Bounds

Henri Hentilä, Yanina Y. Shkel, Visa Koivunen

Published Sep 13, 2024• 3 citations
Publisher

Abstract

We study communication-constrained secret key generation, where two legitimate parties would like to generate a secret key using communication subject to a rate constraint. The problem is studied in the finite-blocklength regime. In this regime, the use of auxiliary random variables subject to Markov chain conditions in the corresponding asymptotic bounds has proven to make most existing proof techniques insufficient. However, two recently proposed proof techniques – one for the achievability side based on Poisson matching, and another for the converse side based on reverse hypercontractivity – allow us to overcome these issues to some extent. Based on these techniques, novel one-shot and second-order achievability and converse bounds are derived for the problem. While the second-order bounds do not coincide, leaving a precise second-order characterization of the problem an open issue, they improve upon the previously known tightest bounds. The second-order bounds are demonstrated for two simple sources: the binary symmetric source and the Gaussian symmetric source. For the binary source, we find that the gap between the two bounds is mainly due to an unwanted constant in the converse bound, and the non-convexity of the achievability bound.

DOI
10.1109/tit.2024.3460474

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We study communication-constrained secret key generation, where two legitimate parties would like to generate a secret key using communication subject to a rate constraint. The problem is studied in the finite-blocklength regime. In this regime, the use of auxiliary random variables subject to Markov chain conditions in the corresponding asymptotic bounds has proven to make most existing proof techniques insufficient. However, two recently proposed proof techniques – one for the achievability side based on Poisson matching, and another for the converse side based on reverse hypercontractivity – allow us to overcome these issues to some extent. Based on these techniques, novel one-shot and second-order achievability and converse bounds are derived for the problem. While the second-order bounds do not coincide, leaving a precise second-order characterization of the problem an open issue, they improve upon the previously known tightest bounds. The second-order bounds are demonstrated for two simple sources: the binary symmetric source and the Gaussian symmetric source. For the binary source, we find that the gap between the two bounds is mainly due to an unwanted constant in the converse bound, and the non-convexity of the achievability bound.
A basic two-terminal secret key generation model is considered, where the interactive communication rate between the terminals may be limited, and in particular may not be enough to achieve the maximum key rate. We first prove a multi-letter characterization of the key-communication rate region (where the number of auxiliary random variables depends on the number of rounds of the communication), and then provide an equivalent but simpler characterization in terms of concave envelopes in the case of unlimited number of rounds. Two extreme cases are given special attention. First, in the regime of very low communication rates, the key bits per interaction bit (KBIB) is expressed with a new “symmetric strong data processing constant”, which has a concave envelope characterization analogous to that of the conventional strong data processing constant. The symmetric strong data processing constant can be upper bounded by the supremum of the maximal correlation coefficient over a set of distributions, which allows us to determine the KBIB for binary symmetric sources, and conclude, in particular, that the interactive scheme is not more efficient than the one-way scheme at least in the low communication-rate regime. Second, a new characterization of the minimum interaction rate needed for achieving the maximum key rate (MIMK) is given, and we resolve a conjecture by Tyagi regarding the MIMK for (possibly nonsymmetric) binary sources. We also propose a new conjecture for binary symmetric sources that the interactive scheme is not more efficient than the one-way scheme at any communication rate.
We revisit the problem of secret key agreement using interactive public communication for two parties and propose a new secret key agreement protocol. The protocol attains the secret key capacity for general observations and attains the second-order asymptotic term in the maximum length of a secret key for independent and identically distributed observations. In contrast to the previously suggested secret key agreement protocols, the proposed protocol uses interactive communication. In fact, the standard one-way communication protocol used prior to this work fails to attain the asymptotic results above. Our converse proofs rely on a recently established upper bound for secret key lengths. Both our lower and upper bounds are derived in a single-shot setup and the asymptotic results are obtained as corollaries.
We revisit the problem of secret key agreement using interactive public communication for two parties and propose a new secret key agreement protocol. The protocol attains the secret key capacity for general observations and attains the second-order asymptotic term in the maximum length of a secret key for independent and identically distributed observations. In contrast to the previously suggested secret key agreement protocols, the proposed protocol uses interactive communication. In fact, the standard one-way communication protocol used prior to this paper fails to attain the asymptotic results above. Our converse proofs rely on a recently established upper bound for secret key lengths. Both our lower and upper bounds are derived in a single-shot setup and the asymptotic results are obtained as corollaries.
This paper investigates the maximal secret communication rate over a wiretap channel subject to reliability and secrecy constraints at a given blocklength. New achievability and converse bounds are derived, which are uniformly tighter than existing bounds, and lead to the tightest bounds on the second-order coding rate for discrete memoryless and Gaussian wiretap channels. The exact second-order coding rate is established for semi-deterministic wiretap channels, which characterizes the optimal tradeoff between reliability and secrecy in the finite-blocklength regime. Underlying our achievability bounds are two new privacy amplification results, which not only refine the classic privacy amplification results, but also achieve secrecy under the stronger semantic-security metric.
In secret-key generation using a compound source, the actual statistics of the source are unknown to the participants. It is assumed rather that the actual source belongs to a set (compound set) which is known to the participants. The secret-key generation protocol should guarantee in this case reliability and security of the generated secret-key simultaneously for all elements of the compound set. In this paper, secret-key generation based on a three-party compound source is studied in which an eavesdropper's side information is also taken into account and strong secrecy is guaranteed. At the same time, the public communication rate constraint between the legitimate users is part of the secret-key generation protocol. In this setting, the achievable secret-key rates for finite compound sources are first reformulated as a region of secret-key rate versus communication rate constraint pairs. It is shown that this region is in general convex, even if the compound set is infinite. Based on this, the secret-key capacity results are extended to be valid for arbitrary (possibly infinite) compound sources with a finite set of marginals. In this case, the secret-key capacity is completely characterized as a function of the forward communication rate parameter between the legitimate users.
For a discrete or a continuous source model, we study the problem of secret-key generation with one round of rate-limited public communication between two legitimate users. Although we do not provide new bounds on the wiretap secret-key (WSK) capacity for the discrete source model, we use an alternative achievability scheme that may be useful for practical applications. As a side result, we conveniently extend known bounds to the case of a continuous source model. Specifically, we consider a sequential key-generation strategy, that implements a rate-limited reconciliation step to handle reliability, followed by a privacy amplification step performed with extractors to handle secrecy. We prove that such a sequential strategy achieves the best known bounds for the rate-limited WSK capacity (under the assumption of degraded sources in the case of two-way communication). However, we show that, unlike the case of rate-unlimited public communication, achieving the reconciliation capacity in a sequential strategy does not necessarily lead to achieving the best known bounds for the WSK capacity. Consequently, reliability and secrecy can be treated successively but not independently, thereby exhibiting a limitation of sequential strategies for rate-limited public communication. Nevertheless, we provide scenarios for which reliability and secrecy can be treated successively and independently, such as the two-way rate-limited SK capacity, the one-way rate-limited WSK capacity for degraded binary symmetric sources, and the one-way rate-limited WSK capacity for Gaussian degraded sources.