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The Prescribed Observation Problem: The Empirical Genesis of Quantum Physics

Alexandre Harvey-Tremblay

Published Apr 16, 2024• 0 citations
Publisher

Abstract

Quantum mechanics, despite its remarkable empirical success, has been subject to longstanding interpretational challenges. This work introduces the Prescribed Observation Problem (POP) framework, which derives the complete formulation of quantum theory from the empirical basis of measurement outcomes, treated as an optimization constraint. Rather than postulating quantum principles axiomatically, the POP framework formulates quantum mechanics as the solution to an entropy maximization problem subject to this constraint, resulting in quantum theory's axioms emerging as theorems – the optimal, least biased probability measure consistent with the given measurement data. Notably, the POP framework is sufficiently powerful to reduce the foundation of quantum mechanics to a single axiom. Conventionally, interpretations of quantum mechanics need only align with the theory's postulated axioms, allowing for a plurality of viable interpretations that cannot definitively rule each other out. In contrast, the POP framework derives the axioms as theorems directly from empirical first principles, grounding them in observational constraints from the outset. This substantially restricts the allowable theoretical landscape, imposing stringent requirements for the viability of interpretations and invalidating all those that contradict this genesis. By engendering quantum theory from a formal empirical footing, the POP framework offers a compelling resolution to the enduring interpretational puzzles that have long plagued the field, effectively eliminating all but one interpretation consistent with both the axioms and their empirical genesis.

DOI
10.20944/preprints202404.1009.v1

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Quantum mechanics, despite its remarkable empirical success, has been subject to longstanding interpretational challenges. This work introduces the Prescribed Observation Problem (POP) framework, which derives the complete formulation of quantum theory from the empirical basis of measurement outcomes, treated as an optimization constraint. Rather than postulating quantum principles axiomatically, the POP framework formulates quantum mechanics as the solution to an entropy maximization problem subject to this constraint, resulting in quantum theory's axioms emerging as theorems – the optimal, least biased probability measure consistent with the given measurement data. Notably, the POP framework is sufficiently powerful to reduce the foundation of quantum mechanics to a single axiom. Conventionally, interpretations of quantum mechanics need only align with the theory's postulated axioms, allowing for a plurality of viable interpretations that cannot definitively rule each other out. In contrast, the POP framework derives the axioms as theorems directly from empirical first principles, grounding them in observational constraints from the outset. This substantially restricts the allowable theoretical landscape, imposing stringent requirements for the viability of interpretations and invalidating all those that contradict this genesis. By engendering quantum theory from a formal empirical footing, the POP framework offers a compelling resolution to the enduring interpretational puzzles that have long plagued the field, effectively eliminating all but one interpretation consistent with both the axioms and their empirical genesis.
We present a complete, mathematically rigorous, and observer-free resolution of the quantum measurement problem. Building entirely on the axiomatic framework established in the preceding work, which derives the Born rule exclusively from unitary dynamics, uniqueness of classical records, unitary invariance, and ergodic stability, we show that the entire measurement process is governed by a single deterministic law: unitary evolution. The apparent wavefunction collapse is not a physical process but an effective description of the emergence of a unique dynamically stable classical record under decoherence and unique ergodicity. No auxiliary postulates, collapse mechanisms, or observer-dependent inputs are required. We explain the origin of definite measurement outcomes, the emergence of objective probability, the elimination of quantum-classical duality, and provide a fully consistent resolution of the Wigner’s friend paradox. The framework reproduces all experimental predictions of quantum mechanics without contradictions and establishes a unified, self-contained foundation for quantum measurement theory. This work constitutes the first complete, minimal, and mathematically closed solution to the quantum measurement problem.
We formulate a constraint-based framework for quantum outcome realization in which realization is treated as a physical, observer-embedded process implemented by admissible quantum channels. Without modifying unitary dynamics or introducing collapse mechanisms, we impose minimal admissibility conditions—complete positivity, compositional closure, observer consistency, record accessibility, and variational selectability—on realization channels. Under these conditions, standard Born-rule measurement statistics are not postulated but are enforced as a necessary consequence of physical admissibility. We further show that multi-agent contradictions of the Frauchiger–Renner type are non-formulable, as the joint observer inferences required for such constructions cannot be jointly instantiated as admissible physical records within a single realization channel. Existing approaches to quantum measurement are thereby exhaustively classified according to whether they deny physical realization, avoid outcome selection, or admit physically selective realization subject to admissibility constraints. The framework does not advance a new interpretation of quantum mechanics; rather, it classifies the space of physically admissible realization mechanisms once outcome definiteness is assumed to be physical. Within this classification, probability assignment, global observer consistency, and the exclusion of certain paradoxical constructions follow as structural consequences rather than independent assumptions.
We present a reformulation of fundamental physics from an enumeration of independent axioms into the solution of a single optimization problem. Any experiment begins with an initial state preparation, involves some physical operation, and ends with a final measurement. Working from this structure, we maximize the entropy of a final measurement relative to its initial preparation subject to a measurement constraint. Solving this optimization problem for the natural constraint --the most permissive constraint compatible with said problem-- identifies an optimal physical theory. Rather than existing as a collection of postulates, quantum mechanics, general relativity, and Yang-Mills emerge within a unified theory. Notably, mathematical consistency further restricts valid solutions to 3+1 dimensions only. This reformulation reveals that the apparent complexity of modern physics, with its various forces, symmetries, and dimensional constraints, emerges as the solution to an optimization problem constructed over all experiments realizable within the constraint of nature.
We present a reformulation of fundamental physics from an enumeration of independent axioms into the solution of a single optimization problem. Any experiment begins with an initial state preparation, involves some physical operation, and ends with a final measurement. Working from this structure, we maximize the entropy of a final measurement relative to its initial preparation subject to a measurement constraint. Solving this optimization problem for the natural constraint --the most permissive constraint compatible with said problem-- identifies an optimal physical theory. Rather than existing as a collection of postulates, quantum mechanics, general relativity, and the Standard Model gauge symmetries emerge within a unified theory. Notably, mathematical consistency further restricts valid solutions to 3+1 dimensions only. This reformulation reveals that the apparent complexity of modern physics, with its various forces, symmetries, and dimensional constraints, emerges as the solution to an optimization problem constructed over all experiments realizable within the constraint of nature.
The quantum measurement problem remains a central unresolved issue in theoretical physics, arising from the incompatibility between unitary quantum dynamics and the emergence of definite measurement outcomes. Closely related is the question of the physical status of the wavefunction within contemporary quantum theory. This review critically surveys leading approaches to the measurement problem, focusing on their formal consistency, physical assumptions, and empirical implications. We examine the standard measurement framework, the role of environment-induced decoherence and quantum Darwinism, and the restrictions imposed by no-go theorems such as Bell, Kochen–Specker, and Pusey–Barrett–Rudolph. Interpretations including Everettian many-worlds, Bohmian mechanics, spontaneous collapse models, relational quantum mechanics, QBist approaches, and Copenhagen-type frameworks are assessed in terms of their ability to account for classical definiteness without sacrificing empirical adequacy. We also review experimental efforts probing macroscopic superpositions and collapse dynamics. The analysis indicates that, despite its predictive success, quantum theory lacks a complete physical account of outcome selection. This suggests that the measurement problem reflects a fundamental structural limitation of current theory, motivating either new physical principles or a redefinition of the wavefunction’s ontological role.
This work develops a conceptual framework for the foundations of quantum physics, linking two main approaches: the algebraic formulation and quantum probability. Rather than proposing new axioms or theories, the text reorganizes and synthesizes existing models, highlighting their assumptions, conceptual structures, and operational significance. The analysis begins with von Neumann's measurement theory and its subsequent developments by Mackey, emphasizing the role of experimentally feasible procedures and the need for a statistical model grounded in laboratory practice. The work adopts an operational perspective, according to which physical quantities are defined solely through experimental measurement methods, and the corresponding probabilistic measures are derived from measurement outcomes. The introduction critically examines the limitations of purely mathematical formulations - such as the algebraic method - when separated from experimental interpretation. The text argues for a clear distinction between axioms, postulates, and presuppositions, and for a reconstruction of quantum theory that respects both empirical constraints and conceptual clarity. Overall, the goal is to provide a coherent path from operational principles to algebraic structures, offering a basis for an axiomatic reformulation of quantum mechanics that remains faithful to physical practice.