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Physical review. B./Physical review. B

Auxiliary master equation approach to the Anderson-Holstein impurity problem out of equilibrium

Daniel Werner, Rok Žitko, Enrico Arrigoni

Published Feb 23, 2024• 5 citations
Publisher

Abstract

We introduce a method based on the auxiliary master equation for solving the problem of an impurity with local electron-electron and electron-phonon interaction embedded between two conduction leads with a finite-bias voltage. The Anderson-Holstein Hamiltonian is transformed to a corresponding Lindblad equation with a reduced set of sites, providing an optimal approximation of the hybridization function. The problem is solved in the superfermion representation, using a configuration interaction for fermions and bosons. The phonon basis is shifted and rotated with the intention of permitting a low phonon basis cutoff, even in the strong-coupling regime. We benchmark this approach with the numerical renormalization group in equilibrium, finding excellent agreement. We observe, however, that the rotation brings no advantage beyond the bare shift. This is even more apparent out of equilibrium, where issues in convergence with respect to the size of the phononic Hilbert space occur only in the rotated basis. As an application of the method, we explore the evolution of the phononic peak in the differential conductance spectra with changing phonon frequency.

DOI
10.1103/physrevb.109.075156

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We introduce a method based on the auxiliary master equation for solving the problem of an impurity with local electron-electron and electron-phonon interaction embedded between two conduction leads with a finite-bias voltage. The Anderson-Holstein Hamiltonian is transformed to a corresponding Lindblad equation with a reduced set of sites, providing an optimal approximation of the hybridization function. The problem is solved in the superfermion representation, using a configuration interaction for fermions and bosons. The phonon basis is shifted and rotated with the intention of permitting a low phonon basis cutoff, even in the strong-coupling regime. We benchmark this approach with the numerical renormalization group in equilibrium, finding excellent agreement. We observe, however, that the rotation brings no advantage beyond the bare shift. This is even more apparent out of equilibrium, where issues in convergence with respect to the size of the phononic Hilbert space occur only in the rotated basis. As an application of the method, we explore the evolution of the phononic peak in the differential conductance spectra with changing phonon frequency.
We present a numerical method for the study of correlated quantum impurity problems out of equilibrium, which is particularly suited to address steady-state properties within dynamical mean field theory. The approach, recently introduced by Arrigoni et al. [Phys. Rev. Lett. 110, 086403 (2013)], is based upon a mapping of the original impurity problem onto an auxiliary open quantum system, consisting of the interacting impurity coupled to bath sites as well as to a Markovian environment. The dynamics of the auxiliary system is governed by a Lindblad master equation whose parameters are used to optimize the mapping. The accuracy of the results can be readily estimated and systematically improved by increasing the number of auxiliary bath sites, or by introducing a linear correction. Here, we focus on a detailed discussion of the proposed approach including technical remarks. To solve for the Green's functions of the auxiliary impurity problem, a non-Hermitian Lanczos diagonalization is applied. As a benchmark, results for the steady-state current-voltage characteristics of the single-impurity Anderson model are presented. Furthermore, the bias dependence of the single-particle spectral function and the splitting of the Kondo resonance are discussed. In its present form, the method is fast, efficient, and features a controlled accuracy.
Within the recently introduced auxiliary master equation approach it is possible to address steady state properties of strongly correlated impurity models, small molecules or clusters efficiently and with high accuracy. It is particularly suited for dynamical mean field theory in the nonequilibrium as well as in the equilibrium case. The method is based on the solution of an auxiliary open quantum system, which can be made quickly equivalent to the original impurity problem. In its first implementation a Krylov space method was employed. Here, we aim at extending the capabilities of the approach by adopting matrix product states for the solution of the corresponding auxiliary quantum master equation. This allows for a drastic increase in accuracy and permits us to access the Kondo regime for large values of the interaction. In particular, we investigate the nonequilibrium steady state of a single impurity Anderson model and focus on the spectral properties for temperatures T below the Kondo temperature T_K and for small bias voltages phi. For the two cases considered, with T=T_K/4 and T=T_K/10 we find a clear splitting of the Kondo resonance into a two-peak structure for phi close above T_K. In the equilibrium case (phi=0) and for T=T_K/4, the obtained spectral function essentially coincides with the one from numerical renormalization group.
We study the single-impurity Anderson model out of equilibrium under the influence of a bias voltage ϕ and a magnetic field B . We investigate the interplay between the shift ( ) of the Kondo peak in the spin-resolved density of states (DOS) and the one ( ) of the conductance anomaly. In agreement with experiments and previous theoretical calculations we find that, while the latter displays a rather linear behavior with an almost constant slope as a function of B down to the Kondo scale, the DOS shift first features a slower increase reaching the same behavior as only for . Our auxiliary master equation approach yields highly accurate nonequilibrium results for the DOS and for the conductance all the way from within the Kondo up to the charge fluctuation regime, showing excellent agreement with a recently introduced scheme based on a combination of numerical renormalization group with time-dependent density matrix renormalization group.
We present a solver for correlated impurity problems out of equilibrium based on a combination of the so-called auxiliary master equation approach (AMEA) and the configuration interaction expansion. Within AMEA one maps the original impurity model onto an auxiliary open quantum system with a restricted number of bath sites which can be addressed by numerical many-body approaches such as Lanczos/Arnoldi exact diagonalization (ED) or matrix product states (MPS). While the mapping becomes exponentially more accurate with increasing number of bath sites, ED implementations are severely limited due to the fast increase of the Hilbert space dimension for open systems, and the MPS solver typically requires rather long runtimes. Here, we propose to adopt a configuration interaction approach augmented by active space extension to solve numerically the correlated auxiliary open quantum system. This allows access to a larger number of bath sites at lower computational costs than for plain ED. We benchmark the approach with numerical renormalization group results in equilibrium and with MPS out of equilibrium. In particular, we evaluate the current, the conductance, as well as the Kondo peak and its splitting as a function of increasing bias voltage below the Kondo temperature TK{T}_{\text{K}}TK​. We obtain a rather accurate scaling of the conductance as a function of the bias voltage and temperature rescaled by TK{T}_{\text{K}}TK​ for moderate to strong interactions in a wide range of parameters. The approach combines the fast runtime of ED with an accuracy close to the one achieved by MPS making it an attractive solver for nonequilibrium dynamical mean field theory.
We study equilibrium and nonequilibrium properties of the single-impurity Anderson model with a power-law pseudogap in the density of states. In equilibrium, the model is known to display a quantum phase transition from a generalized Kondo to a local moment phase. In the present work, we focus on the extension of these phases beyond equilibrium, i.e., under the influence of a bias voltage. Within the auxiliary master equation approach combined with a scheme based on matrix product states (MPS) we are able to directly address the current-carrying steady state. Starting with the equilibrium situation, we first corroborate our results by comparing to a direct numerical evaluation of ground-state spectral properties of the system by MPS. Here, a scheme to locate the phase boundary by extrapolating the power-law exponent of the self energy produces a very good agreement with previous results obtained by the numerical renormalization group. Our nonequilibrium study as a function of the applied bias voltage is then carried out for two points on either side of the phase boundary. In the Kondo regime the resonance in the spectral function is split as a function of the increasing bias voltage. The local moment regime, instead, displays a dip in the spectrum near the position of the chemical potentials. Similar features are observed in the corresponding self energies. The Kondo split peaks approximately obey a power-law behavior as a function of frequency whose exponents depend only slightly on voltage. Finally, the differential conductance in the Kondo regime shows a peculiar maximum at finite voltages, whose height, however, is below the accuracy level.
We present a general scheme to address correlated nonequilibrium quantum impurity problems based on a mapping onto an auxiliary open quantum system of small size. The infinite fermionic reservoirs of the original system are thereby replaced by a small number N B of noninteracting auxiliary bath sites whose dynamics are described by a Lindblad equation, which can then be exactly solved by numerical methods such as Lanczos or matrix-product states. The mapping becomes exponentially exact with increasing N B , and is already quite accurate for small N B . Due to the presence of the intermediate bath sites, the overall dynamics acting on the impurity site is non-Markovian. While in previous work we put the focus on the manybody solution of the associated Lindblad problem, here we discuss the mapping scheme itself, which is an essential part of the overall approach. On the one hand, we provide technical details together with an in-depth discussion of the employed algorithms, and on the other hand, we present a detailed convergence study. The latter clearly demonstrates the above-mentioned exponential convergence of the procedure with increasing N B . Furthermore, the influence of temperature and an external bias voltage on the reservoirs is investigated. The knowledge of the particular convergence behavior is of great value to assess the applicability of the scheme to certain physical situations. Moreover, we study different geometries for the auxiliary system. On the one hand, this is of importance for advanced manybody solution techniques such as matrix product states which work well for short-ranged couplings, and on the other hand, it allows us to gain more insights into the underlying mechanisms when mapping non-Markovian reservoirs onto Lindblad-type impurity problems. Finally, we present results for the spectral function of the Anderson impurity model in and out of equilibrium and discuss the accuracy obtained with the different geometries of the auxiliary system. In particular, we show that allowing for complex Lindblad couplings produces a drastic improvement in the description of the Kondo resonance.