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Results in Physics

Hermitian and pseudo-Hermitian Hamiltonians of SU(1,1) system—Spectrum, exceptional point, quantum–classical correspondence

Ni Liu, Meng Luo, Z. D. Wang, J.-Q. Liang

Published Dec 20, 2023• 2 citations
Publisher

Abstract

We in this paper study the relation of hermiticity and energy spectrum for Hamiltonians consisting of $SU(1,1)$ generators. In contrast with the common belief, the transition from real to imaginary spectra can appear at an exceptional point for the Hermitian Hamiltonian of a conservative system. The imaginary domain of spectrum resulted from an inverted potential well unbounded from below. An outward force applies on the particle, which moves acceleratingly away from the central point similar to the minisuperspace model of expanding universe. The Hamiltonian remains Hermitian beyond the exceptional point in a price that the boson-operator realization of $SU(1,1)$ generator $\widehat{S}_{z}$ becomes non-Hermitian. Oppositely a non-Hermitian Hamiltonian (called pseudo-Hermitian) possesses real eigenvalues in the entire region of interaction constant, which increases the gradient of potential well. While the Hermitian interaction decreases the gradient continuously to zero, namely the exceptional point, where eigenstates are degenerate. We extend the non-Hermitian Hamiltonian to the periodically time-dependent and two-dimensional system. The probability density of wave function coincides with classical orbits, which are derived from the corresponding classical-counterpart of the non-Hermitian quantum Hamiltonian.

DOI
10.1016/j.rinp.2023.107292

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We in this paper study the relation of hermiticity and energy spectrum for Hamiltonians consisting of SU(1,1)SU(1,1)SU(1,1) generators. In contrast with the common belief, the transition from real to imaginary spectra can appear at an exceptional point for the Hermitian Hamiltonian of a conservative system. The imaginary domain of spectrum resulted from an inverted potential well unbounded from below. An outward force applies on the particle, which moves acceleratingly away from the central point similar to the minisuperspace model of expanding universe. The Hamiltonian remains Hermitian beyond the exceptional point in a price that the boson-operator realization of SU(1,1)SU(1,1)SU(1,1) generator S^z\widehat{S}_{z}Sz​ becomes non-Hermitian. Oppositely a non-Hermitian Hamiltonian (called pseudo-Hermitian) possesses real eigenvalues in the entire region of interaction constant, which increases the gradient of potential well. While the Hermitian interaction decreases the gradient continuously to zero, namely the exceptional point, where eigenstates are degenerate. We extend the non-Hermitian Hamiltonian to the periodically time-dependent and two-dimensional system. The probability density of wave function coincides with classical orbits, which are derived from the corresponding classical-counterpart of the non-Hermitian quantum Hamiltonian.
We in this paper study the hermiticity of Hamiltonian and energy spectrum for the SU(1; 1) systems. The Hermitian Hamiltonian can possess imaginary eigenvalues in contrast with the common belief that hermiticity is a suffcient condition for real spectrum. The imaginary eigenvalues are derived in algebraic method with imaginary-frequency boson operators for the Hamiltonian of inverted potential well. Dual sets of mutually orthogonal eigenstates are required corresponding respectively to the complex conjugate eigenvalues. Arbitrary order eigenfunctions seen to be the polynomials of imaginary frequency are generated from the normalized ground-state wave functions, which are spatially non localized. The Hamiltonian including a non-Hermitian interaction term can be converted by similarity transformation to the Hermitian one with an effective potential of reduced slope, which is turnable by the interaction constant. The transformation operator should not be unitary but Hermitian different from the unitary transformation in ordinary quantum mechanics. The effective potential vanishes at a critical value of coupling strength called the exceptional point, where all eigenstates are degenerate with zero eigenvalue and transition from imaginary to real spectra appears. The SU(1; 1) generator S^z\widehat{S}_{z}Sz​ with real eigenvalues determined by the commutation relation of operators, however, is non-Hermitian in the realization of imaginay-frequency boson operators. The classical counterpart of the quantum Hamiltonian with non-Hermitian interaction is a complex function of the canonical variables. It becomes by the canonical transformation of variables a real function indicating exactly the one to one quantum-classical correspondence of Hamiltonians.
Abstract We in this paper study the hermiticity of Hamiltonian and energy spectrum for the SU (1, 1) systems. The Hermitian Hamiltonian can possess imaginary eigenvalues if the potential is unbounded below like the Gamow state in nuclear physics. We provide a rigorous quantization for the Hermitian Hamiltonian of inverted harmonic oscillator with the imaginary eigenvalues, which are derived in algebraic method with imaginary frequency boson operators. Dual sets of mutually orthogonal eigenstates are required corresponding respectively to the complex conjugate eigenvalues. Arbitrary order eigenfunctions are generated from the normalized ground state wave functions, which are spatially non-localized. The Hamiltonian including a non-Hermitian interaction term can be converted by similarity transformation to the Hermitian one with an effective potential of reduced slope, which can be manipulated by the interaction constant. The transformation operator is Hermitian different from the unitary transformation in ordinary quantum mechanics. The effective potential vanishes at a critical value of coupling strength called the exceptional point (EP), where all eigenstates are degenerate with zero eigenvalue. The spectrum becomes real beyond the EP just opposite to the usual transition direction. The classical counterpart of the quantum Hamiltonian with non-Hermitian interaction is a complex function of canonical variables. It becomes by the canonical transformation of variables a real function. The quantum–classical correspondence exists precisely for the system with imaginary eigenvalues.
Based on the generalized gauge transformation and invariant methods, we study in this work the rigorous solution for non-Hermitian Hamiltonians consisting of SU(1, 1) and SU(2) generators, which describe the harmonic oscillator and a single spin of arbitrary spin value, respectively, in periodically time-dependent fields. A non-Hermitian Hamiltonian with real eigenvalues is called pseudo-Hermitian. Such a Hamiltonian can be converted to a Hermitian one by a similarity transformation. We extend the concept of pseudo-Hermitian Hamiltonians to the time-dependent case. Under the generalized gauge transformation with a time-dependent Hermitian operator, the Hamiltonian becomes Hermitian and time-independent in the new gauge. The rigorous solution, as well as the Berry phase, is obtained by applying the inverse transformation to return to the original gauge. The time-dependent Schrödinger equation is also solved in terms of non-Hermitian invariant operators, which possess conserved real eigenvalues. We derive the time-dependent solutions and corresponding geometric phases by eigenstate expansion of the invariant operators, combined with the time-evolution operator. It is observed that the non-Hermitian coupling constant indeed has an exceptional point Gc(ω) for the SU(2) non-Hermitian Hamiltonian, where all eigenstates are degenerate with zero eigenvalue and the Berry phase diverges. The eigenvalues become complex beyond Gc(ω) . However, the eigenvalues are real within the entire region of coupling constant for the SU(1, 1) system, different from the common belief that the exceptional point must exist in the non-Hermitian Hamiltonian. The classical counterpart of the SU(1, 1) non-Hermitian Hamiltonian is, in fact, a complex function of position-momentum variables. It can be converted to a real function via the generalized gauge transformation, accompanied by a canonical-variable transformation. This process corresponds exactly to the Hermitization procedure of the pseudo-Hermitian Hamiltonian. We obtain the classical Hannay angle for the periodically time-dependent SU(1, 1) pseudo-Hermitian Hamiltonian. The non-adiabatic Hannay angle and the Berry phase satisfy precisely the quantum-classical correspondence, γn(T)=−(n+12)∆Θ .
Abstract We study in this paper both the stationary and time-dependent pseudo-Hermitian Hamiltonians consisting respectively of SU(1, 1), SU(2) generators. The pseudo-Hermitian Hamiltonians can be generated from kernel Hermitian-Hamiltonians by a generalized gauge transformation with a non-unitary but Hermitian operator. The metric operator of the biorthogonal sets of eigenstates is simply the square of the transformation operator, which is formulated explicitly. The exact solutions of pseudo-Hermitian Hamiltonians are obtained in terms of the eigenststates of the Hermitian counterparts. We observe a critical point G c of coupling constant, where all eigenstates of the stationary Hamiltonians are degenerate with a vanishing eigenvalue. This critical point is modified as G c (ω) in the time-dependent case including the frequency of external field. Returning to the original gauge we obtain analytically the wave functions and associated non-adiabatic Berry phase, which diverges at the critical point for the SU(2)Hamiltonian. Beyond the critical point Berry phase becomes a complex domain.
Attempts to understand the quantum mechanics of non-Hermitian Hamiltonian systems can be traced back to the early days, one example being Heisenberg's endeavour to formulate a consistent model involving an indefinite metric. Over the years non-Hermitian Hamiltonians whose spectra were believed to be real have appeared from time to time in the literature, for instance in the study of strong interactions at high energies via Regge models, in condensed matter physics in the context of the XXZ-spin chain, in interacting boson models in nuclear physics, in integrable quantum field theories as Toda field theories with complex coupling constants, and also very recently in a field theoretical scenario in the quantization procedure of strings on an AdS 5 x S 5 background. Concrete experimental realizations of these types of systems in the form of optical lattices have been proposed in 2007. In the area of mathematical physics similar non-systematic results appeared sporadically over the years. However, intensive and more systematic investigation of these types of non- Hermitian Hamiltonians with real eigenvalue spectra only began about ten years ago, when the surprising discovery was made that a large class of one-particle systems perturbed by a simple non-Hermitian potential term possesses a real energy spectrum. Since then regular international workshops devoted to this theme have taken place. This special issue is centred around the 6th International Workshop on Pseudo-Hermitian Hamiltonians in Quantum Physics held in July 2007 at City University London. All the contributions contain significant new results or alternatively provide a survey of the state of the art of the subject or a critical assessment of the present understanding of the topic and a discussion of open problems. Original contributions from non-participants were also invited. Meanwhile many interesting results have been obtained and consensus has been reached on various central conceptual issues in the growing community of this subject. It is, for instance, well understood that the reality of the spectrum can be attributed either to the unbroken PT-symmetry of the entire system, that is, invariance of the Hamiltonian and the corresponding wavefunctions under a simultaneous parity transformation and time reversal, or more generally to its pseudo-Hermiticity . When the spectrum is real and discrete the Hamiltonian is actually quasi-Hermitian, with a positive-definite metric operator, and can in principle be related by a similarity transformation to an isospectral Hermitian counterpart. For all approaches well-defined procedures have been developed, which allow one to construct metric operators and therefore a consistent description of the underlying quantum mechanical observables. Even though the general principles have been laid out, it remains a challenge in most concrete cases to implement the entire procedure. Solvable models in this sense, some of which may be found in this issue, remain a rare exception. Nonetheless, despite this progress some important questions are still unanswered. For instance, according to the current understanding the non-Hermitian Hamiltonian does not uniquely define the physics of the system since a meaningful metric can no longer be associated with the system in a non-trivial and unambiguous manner. A fully consistent scattering theory has also not yet been formulated. Other issues remain controversial, such as the quantum brachistochrone problem, the problem of forming a mixture between a Hermitian and non-Hermitian system, the new phenomenological possibilities of forming a kind of worm-hole effect, etc. We would like to acknowledge the financial support of the London Mathematical Society, the Institute of Physics, the Doppler Institute in Prague and the School of Engineering and Mathematical Science of City University London. We hope this special issue will be useful to the newcomer as well as to the expert in the subject. Participants of the 6th International Workshop on Pseudo-Hermitian Hamiltonians in Quantum Physics.
Pseudo-Hermitian operators generalize the concept of Hermiticity. This class of operators includes the quasi-Hermitian operators, which reformulate quantum theory while retaining real-valued measurement outcomes and unitary time evolution. This thesis is devoted to the study of locality in quasi-Hermitian theory, the symmetries and conserved quantities associated with non-Hermitian operators, and the perturbative features of pseudo-Hermitian matrices. In addition to the presented original research, scholars will appreciate the lengthy introduction to non-Hermitian physics. Local quasi-Hermitian observable algebras are examined. Expectation values of local quasi-Hermitian observables equal expectation values of local Hermitian observables. Thus, quasi-Hermitian theories do not increase the values of nonlocal games set by Hermitian theories. Furthermore, Bell's inequality violations in quasi-Hermitian theories never exceed the Tsirelson bound of Hermitian quantum theory. Exceptional points, which are branch points in the spectrum, are a perturbative feature unique to non-Hermitian operators. Cusp singularities of algebraic curves are related to higher-order exceptional points. To exemplify novelties of non-Hermiticity, one-dimensional lattice models with a pair of non-Hermitian defect potentials with balanced loss and gain, Δ±iγΔ\pm i γΔ±iγ, are explored. When the defects are nearest neighbour, the entire spectrum becomes complex when γγγ is tuned past a second-order exceptional point. When the defects are at the edges of the chain and the hopping amplitudes are 2-periodic, as in the Su-Schrieffer-Heeger chain, the PT\mathcal{PT}PT-phase transition is dictated by the topological phase. Chiral symmetry and representation theory are used to derive large classes of pseudo-Hermitian operators with closed-form intertwining operators.