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Information-theoretic generalization bounds for learning from quantum data

Caro, Matthias, Tom Gur, Cambyse Rouzé, Sathyawageeswar Subramanian, Daniel Stilck França

Published Jun 30, 2024• 0 citations
OpenAlex

Abstract

Learning tasks play an increasingly prominent role in quantum information and computation. They range from fundamental problems such as state discrimination and metrology over the framework of quantum probably approximately correct (PAC) learning, to the recently proposed shadow variants of state tomography. However, the many directions of quantum learning theory have so far evolved separately. We propose a general mathematical formalism for describing quantum learning by training on classical-quantum data and then testing how well the learned hypothesis generalizes to new data. In this framework, we prove bounds on the expected generalization error of a quantum learner in terms of classical and quantum information-theoretic quantities measuring how strongly the learner's hypothesis depends on the specific data seen during training. To achieve this, we use tools from quantum optimal transport and quantum concentration inequalities to establish non-commutative versions of decoupling lemmas that underlie recent information-theoretic generalization bounds for classical machine learning. Our framework encompasses and gives intuitively accessible generalization bounds for a variety of quantum learning scenarios such as quantum state discrimination, PAC learning quantum states, quantum parameter estimation, and quantumly PAC learning classical functions. Thereby, our work lays a foundation for a unifying quantum information-theoretic perspective on quantum learning.

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Learning tasks play an increasingly prominent role in quantum information and computation. They range from fundamental problems such as state discrimination and metrology over the framework of quantum probably approximately correct (PAC) learning, to the recently proposed shadow variants of state tomography. However, the many directions of quantum learning theory have so far evolved separately. We propose a general mathematical formalism for describing quantum learning by training on classical-quantum data and then testing how well the learned hypothesis generalizes to new data. In this framework, we prove bounds on the expected generalization error of a quantum learner in terms of classical and quantum information-theoretic quantities measuring how strongly the learner's hypothesis depends on the specific data seen during training. To achieve this, we use tools from quantum optimal transport and quantum concentration inequalities to establish non-commutative versions of decoupling lemmas that underlie recent information-theoretic generalization bounds for classical machine learning. Our framework encompasses and gives intuitively accessible generalization bounds for a variety of quantum learning scenarios such as quantum state discrimination, PAC learning quantum states, quantum parameter estimation, and quantumly PAC learning classical functions. Thereby, our work lays a foundation for a unifying quantum information-theoretic perspective on quantum learning.
Learning tasks play an increasingly prominent role in quantum information and computation. They range from fundamental problems such as state discrimination and metrology over the framework of quantum probably approximately correct (PAC) learning, to the recently proposed shadow variants of state tomography. However, the many directions of quantum learning theory have so far evolved separately. We propose a general mathematical formalism for describing quantum learning by training on classical-quantum data and then testing how well the learned hypothesis generalizes to new data. In this framework, we prove bounds on the expected generalization error of a quantum learner in terms of classical and quantum information-theoretic quantities measuring how strongly the learner's hypothesis depends on the specific data seen during training. To achieve this, we use tools from quantum optimal transport and quantum concentration inequalities to establish non-commutative versions of decoupling lemmas that underlie recent information-theoretic generalization bounds for classical machine learning. Our framework encompasses and gives intuitively accessible generalization bounds for a variety of quantum learning scenarios such as quantum state discrimination, PAC learning quantum states, quantum parameter estimation, and quantumly PAC learning classical functions. Thereby, our work lays a foundation for a unifying quantum information-theoretic perspective on quantum learning.
Over decades traditional information theory of source and channel coding advances toward learning and effective extraction of information from data. We propose to go one step further and offer a theoretical foundation for learning classical patterns from quantum data. However, there are several roadblocks to lay the groundwork for such a generalization. First, classical data must be replaced by a density operator over a Hilbert space. Hence, deviated from problems such as state tomography, our samples are i.i.d density operators. The second challenge is even more profound since we must realize that our only interaction with a quantum state is through a measurement which - due to no-cloning quantum postulate - loses information after measuring it. With this in mind, we present a quantum counterpart of the well-known probably approximately correct (PAC) framework. Based on that, we propose a quantum analogous of the Empirical Risk Minimization (ERM) algorithm for learning measurement hypothesis classes. Then, we establish upper bounds on the quantum sample complexity quantum concept classes.
Generalization is a central concept in machine learning theory, yet for quantum models, it is predominantly analyzed through uniform bounds that depend on a model's overall capacity rather than the specific function learned. These capacity-based uniform bounds are often too loose and entirely insensitive to the actual training and learning process. Previous theoretical guarantees have failed to provide non-uniform, data-dependent bounds that reflect the specific properties of the learned solution rather than the worst-case behavior of the entire hypothesis class. To address this limitation, we derive the first PAC-Bayesian generalization bounds for a broad class of quantum models by analyzing layered circuits composed of general quantum channels, which include dissipative operations such as mid-circuit measurements and feedforward. Through a channel perturbation analysis, we establish non-uniform bounds that depend on the norms of learned parameter matrices; we extend these results to symmetry-constrained equivariant quantum models; and we validate our theoretical framework with numerical experiments. This work provides actionable model design insights and establishes a foundational tool for a more nuanced understanding of generalization in quantum machine learning.
We develop an information-theoretic framework connecting stability, privacy, and generalization for quantum learning algorithms. Learning procedures are modeled as quantum instruments with classical-quantum outputs, and losses are represented by observables. We prove that under a classical-quantum sub-Gaussian condition, an information-theoretic stability measure controls the expected generalization error. Furthermore, we establish a high-probability generalization bound using quantum Rényi divergences to manage higher-order dependencies under non-commutativity. In the trusted Data Processor setting, quantum differential privacy (QDP) provides a mechanism for stability. We show that one-neighbor QDP strictly bounds the information leaked by the classical-quantum output. Combining this with our stability theorem yields a direct privacy-to-generalization guarantee. We also explore an untrusted Data Processor setting. Here, output privacy alone is insufficient since an adversarial processor could perform a highly informative procedure before applying noisy post-processing. To combat this, we introduce Information-Theoretic Admissibility (ITA), a certification condition ensuring the prescribed procedure is not just a degraded version of a strictly more informative, physically allowed operation on the encoded ensemble. We prove a fundamental separation: while admissibility and privacy are in strong tension in classical models, quantum non-orthogonality makes them compatible. A quantum measurement can be ITA - exhausting all relevant accessible information - without perfectly recovering the classical dataset. We illustrate this separation through a concrete quantum ITA example.
Understanding the power of quantum data in machine learning is central to many proposed applications of quantum technologies. While access to quantum data can offer exponential advantages for carefully designed learning tasks and often under strong assumptions on the data distribution, it remains an open question whether such advantages persist in less structured settings and under more realistic, naturally occurring distributions. Motivated by these practical concerns, we introduce a systematic framework based on quantum lossy data compression to bound the power of quantum data in the context of probably approximately correct (PAC) learning. Specifically, we provide lower bounds on the sample complexity of quantum learners for arbitrary functions when data is drawn from Zipf's distribution, a widely used model for the empirical distributions of real-world data. We also establish lower bounds on the size of quantum input data required to learn linear functions, thereby proving the optimality of previous positive results. Beyond learning theory, we show that our framework has applications in secure delegated quantum computation within the measurement-based quantum computation (MBQC) model. In particular, we constrain the amount of private information the server can infer, strengthening the security guarantees of the delegation protocol proposed in (Mantri et al., PRX, 2017) [1].
Information theory provides tools to predict the performance of a learning algorithm on a given dataset. For instance, the accuracy of learning an unknown parameter can be upper bounded by reducing the learning task to hypothesis testing for a discrete random variable, with Fano's inequality then stating that a small conditional entropy between a learner's observations and the unknown parameter is necessary for successful estimation. This work first extends this relationship by demonstrating that a small conditional entropy is also sufficient for successful learning, thereby establishing an information-theoretic lower bound on the accuracy of a learner. This connection between information theory and learning suggests that we might similarly apply quantum information theory to characterize learning tasks involving quantum systems. Observing that the fidelity of a finite-dimensional quantum system with a maximally entangled state (the singlet fraction) generalizes the success probability for estimating a discrete random variable, we introduce an entanglement manipulation task for infinite-dimensional quantum systems that similarly generalizes classical learning. We derive information-theoretic bounds for succeeding at this task in terms of the maximal singlet fraction of an appropriate finite-dimensional discretization. As classical learning is recovered as a special case of this task, our analysis suggests a deeper relationship at the interface of learning, entanglement, and information.