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Physical review. E

Approach to the lower critical dimension of the φ4 theory in the derivative expansion of the functional renormalization group

Lucija Nora Farkaš, Gilles Tarjus, Ivan Balog

Published Nov 6, 2023• 1 citation
Publisher

Abstract

We revisit the approach to the lower critical dimension d_{lc} in the Ising-like φ^{4} theory within the functional renormalization group by studying the lowest approximation levels in the derivative expansion of the effective average action. Our goal is to assess how the latter, which provides a generic approximation scheme valid across dimensions and found to be accurate in d≥2, is able to capture the long-distance physics associated with the expected proliferation of localized excitations near d_{lc}. We show that the convergence of the fixed-point effective potential is nonuniform in the field when d→d_{lc} with the emergence of a boundary layer around the minimum of the potential. This allows us to make analytical predictions for the value of the lower critical dimension d_{lc} and for the behavior of the critical temperature as d→d_{lc}, which are both found in fair agreement with the known results. This confirms the versatility of the theoretical approach.

DOI
10.1103/physreve.108.054107

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We revisit the approach to the lower critical dimension d_{lc} in the Ising-like φ^{4} theory within the functional renormalization group by studying the lowest approximation levels in the derivative expansion of the effective average action. Our goal is to assess how the latter, which provides a generic approximation scheme valid across dimensions and found to be accurate in d≥2, is able to capture the long-distance physics associated with the expected proliferation of localized excitations near d_{lc}. We show that the convergence of the fixed-point effective potential is nonuniform in the field when d→d_{lc} with the emergence of a boundary layer around the minimum of the potential. This allows us to make analytical predictions for the value of the lower critical dimension d_{lc} and for the behavior of the critical temperature as d→d_{lc}, which are both found in fair agreement with the known results. This confirms the versatility of the theoretical approach.
Approach to the lower critical dimension of the φ4φ^4φ4 theory in the derivative expansion of the Functional Renormalization Group
We revisit the approach to the lower critical dimension dlcd_{\rm lc}dlc​ in the Ising-like φ4φ^4φ4 theory within the functional renormalization group by studying the lowest approximation levels in the derivative expansion of the effective average action. Our goal is to assess how the latter, which provides a generic approximation scheme valid across dimensions and found to be accurate in d≥2d\geq 2d≥2, is able to capture the long-distance physics associated with the expected proliferation of localized excitations near dlcd_{\rm lc}dlc​. We show that the convergence of the fixed-point effective potential is nonuniform when d→dlcd\to d_{\rm lc}d→dlc​ with the emergence of a boundary layer around the minimum of the potential. This allows us to make analytical predictions for the value of the lower critical dimension dlcd_{\rm lc}dlc​ and for the behavior of the critical temperature as d→dlcd\to d_{\rm lc}d→dlc​, which are both found in fair agreement with the known results. This confirms the versatility of the theoretical approach.
We explore the application of the nonperturbative functional renormalization group (NPFRG), within its most common approximation scheme based on truncations of the derivative expansion, to the Z_{2}-symmetric scalar φ^{4} theory as the lower critical dimension d_{lc} is approached. We aim to assess whether the NPFRG-a broad, nonspecialized method which is accurate in d≥2-can capture the effect of the localized (droplet) excitations that drive the disappearance of the phase transition in d_{lc} and control the critical behavior as d→d_{lc}. We extend a prior analysis to the next (second) order of the derivative expansion to check the convergence of the results and the robustness of the conclusions. The study turns out to be much more involved. Through extensive numerical and analytical work we provide evidence that the convergence to d_{lc} is nonuniform in the field dependence and is characterized by the emergence of a boundary layer near the minima of the fixed-point effective potential. This is the mathematical mechanism through which the NPFRG within the truncated derivative expansion reproduces nontrivial features predicted by the droplet theory of Bruce and Wallace [Phys. Rev. Lett. 47, 1743 (1981)0031-900710.1103/PhysRevLett.47.1743; J. Phys. A: Math. Gen. 16, 1721 (1983)0305-447010.1088/0305-4470/16/8/018], namely, the existence of two distinct small parameters as d→d_{lc} that control different aspects of the critical behavior and that are nonperturbatively related. The second order of the derivative expansion fixes several issues that were encountered at the lower level and improves the compatibility with the droplet-theory predictions.
Since its introduction, the Renormalization Group has been the theoretical tool of choice for understanding and describing collective behavior characterized by an emergent scale invariance as in the vicinity of a continuous phase transition. It provides a powerful conceptual framework but, exact results being scarce, the search for generic and efficient approximation schemes has been very active from the very beginning. One recent line of research starts from an exact formulation of the Renormalization Group, in the form of a functional Renormalization Group (FRG) for scale-dependent generating functionals of correlation functions, and introduces potentially {it nonperturbative} approximations through ansatzes for the scale-dependent generating functional under study. The question that we address is to what extent such generic approximation schemes are able to describe specific problems in which the long-distance behavior involves strongly nonuniform configurations with, {it e.g.}, localized excitations.An example of such an approximation scheme within the FRG is the so-called derivative expansion of the effective average action (coarse-grained Gibbs free energy in the language of magnetic systems) which amounts to truncating the functional form of the latter in powers of the external momenta or equivalently in gradients of the fields. The derivative-expansion approximation focuses on the long wavelength properties and, in terms of coarse-grained configurations of the system, works as an expansion about uniform configurations. One may therefore wonder if such a scheme is able to capture the physics associated with nonuniform configurations containing, {it e.g.}, domain walls, spin waves, or localized defects such as the kinks and anti-kinks found in the instanton analysis of the 1-dimensional Ising model.In this work we assess the ability of the derivative expansion of the FRG to quantitatively describe the long-distance physics of a model across the whole range of space dimensions {it without a priori knowledge} of the relevant real-space coarse-grained configurations. To do so we first investigate how low orders of the derivative expansion describe the approach to the lower critical dimension d→dlc of the Ising-like scalar φ4 theory which is expected to be controlled by the proliferation of localized excitations (instantons). We show that the convergence of the fixed-point effective potential describing the critical point of the model is nonuniform in the field when the dimension d approaches dlcdlc, with the emergence of a boundary layer around the minimum of the potential. At the lowest nontrivial approximation level (known as LPA’) this allows us to make analytical predictions for the value of the lower critical dimension dlcdlc and for the behavior of the critical temperature as d→dlc, which are both found in fair agreement with the known exact results. We also consider for the same Ising-like scalar φ4 model the ordered phase in the limit where d→dlc. We focus on the way the effective potential in the FRG becomes convex as the proper spatial fluctuations, which now involve nonuniform configurations with a domain wall separating two phases, are included in the calculation.
Abstract In Chapter 14, the singular behavior of ferromagnetic systems with O(N) symmetry and short-range interactions, near a second order phase transition has been determined in the mean-field approximation, which is also a quasi-Gaussian approximation. The mean-field approximation predicts a set of universal properties, properties independent of the detailed structure of the microscopic Hamiltonian, the dimension of space, and, to a large extent, of the symmetry of systems. However, the leading corrections to the mean-field approximation, in dimensions smaller than or equal to four, diverge at the critical temperature, and the universal predictions of the mean-field approximation cannot be correct. Such a problem originates from the non-decoupling of scales and leads to the question of possible universality. In Chapter 9, the question has been answered in four dimensions using renormalization theory, and related renormalization group (RG) equations. Moreover, below four dimensions, in an expansion around the mean-field, the most singular terms near criticality can be also formally recovered from a continuum, low-mass φ4 field theory. More generally, following Wilson, to understand universality beyond the mean-field approximation, it is necessary to build a general renormalization group in the form of flow equations for effective Hamiltonians and to find fixed points of the flow equations. Near four dimensions, the flow equations can be approximated by the renormalization group of quantum field theory (QFT), and the fixed points and critical behaviours derived within the framework of the Wilson-Fisher ϵ expansion.
We present an extension of the functional renormalization group (FRG) framework developed to compute critical probability distributions of the order parameter to momentum-dependent observables. Focusing on the constraint effective action at fixed magnetization for the Ising universality class, we derive its exact flow equations and solve them at the second order of the derivative expansion (DE2). We solve these flow equations numerically for two- and three-dimensional systems, extract universal rate functions and momentum-dependent correlation functions, and benchmark them against Monte Carlo simulations. In three dimensions, we recover the rate function and accurately reproduce the first few Fourier modes of the constrained correlation function and demonstrate the convergence of the method. In two dimensions, the lowest-order approximations such as local potential approximation fail, and it is required to consider at least the DE2 to describe the critical point. Our results are in qualitative agreement with the numerics. We confirm the robustness of the FRG approach for calculating both zero- and finite-momentum critical observables at fixed magnetization.
Dimensional correspondences have a long history in critical phenomena. Here, we review the effective dimension approach, which relates the scaling exponents of a critical system in d spatial dimensions with power-law decaying interactions r^{d+σ} to a local system, i.e., with finite-range interactions, in an effective fractal dimension d_{eff}. This method simplifies the study of long-range models by leveraging known results from their local counterparts. While the validity of this approximation beyond the mean-field level has been long debated, we demonstrate that the effective dimension approach, while approximate for non-Gaussian fixed points, accurately estimates the critical exponents of long-range models with an accuracy typically larger than 97%. To do so, we review perturbative renormalization-group (RG) results, extend the approximation's validity using functional RG techniques, and compare our findings with precise numerical data from conformal bootstrap for the two-dimensional Ising model with long-range interactions.