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Radiative transition rates and selection rules

B. Henderson, G. F. Imbusch

Published May 11, 2006• 0 citations
Publisher

Abstract

Abstract Although the discussion in the preceding two chapters concentrated on the stationary states of an electronic system, the need to consider perturbations which mix stationary states and thereby excite transitions between these states was noted. In this chapter we apply time-dependent perturbation theory to estimate the rates of such transitions, first by developing a general formula for the transition probability between initial |i〉 and final |f〇 states; if the initial state |i〉 is lower in energy than |f〇 an absorption transition is involved, whereas if |f〇 is the lower state emission takes place. We then consider in some detail how such transitions are caused by interactions between the electronic system and the radiation field.

DOI
10.1093/oso/9780199298624.003.0004

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ATOMIC RADIATION

Mircea S. Rogalski, Stuart B. Palmer

During the presence of the radiation perturbation ( ),ˆ tV the Hamiltonian of the system becomes ( )tVHH ˆˆˆ 0 += (37.4) and, since the state of the system varies with time, we must adopt the time-dependent Schrödinger equation to be a basis for the perturbation theory, that is ( ) ( ) ( )0ˆ ˆti H V tt ∂Ψ ⎡ ⎤= + Ψ⎣ ⎦∂= t (37.5) We assume that Eq.(37.5) has normalized solutions which can be expanded in terms of the as 0kΨ t a t t a t e ε−Ψ = Ψ = Ψ∑ ∑ = (37.6) where the normalization condition on ( )tΨ gives a t =∑ (37.7) that is, ( ) 2ka t gives the probability that the system is in the state at time t. Substituting Eq.(37.6) into Eq.(37.5) yields da t ii a t e V t a t e dt ε εε ε− −⎡ ⎤ ⎡ ⎤− Ψ = +⎢ ⎥ ⎣ ⎦⎣ ⎦∑ ∑ = == = which reduces to da t i e V t a t e dt ε− k ε−Ψ = Ψ∑ ∑= == (37.8) In view of orthogonality of the stationary state eigenfunctions, multiplication by ( ) followed by integration over the configuration space gives da t i e a t e V t dt ε εδ− −= Ψ Ψ∑ ∑= == (37.9) Denoting the matrix elements of the perturbation operator between the stationary states n and k by ( ) ( )0 ˆnk n kV t V t 0= Ψ Ψ (37.10) we can rewrite Eq.(37.9) as da t i a t V t e dt ε ε−= ∑ == (37.11) which is a set of simultaneous differential equations of the first order for the coefficients ( ).na t If we assume that the system is in a definite stationary state at some 0iΨ particular time 0,t = and then it is allowed to interact with the radiation field, we obtain from Eq.(37.6) that ( ) ( )0 00 0i k k aΨ = Ψ = Ψk∑ Multiplying by and integrating gives ( )∗Ψ 0k ( )0ka kiδ= (37.12) that is, and for .( ) 10 =ia ( ) 00 =ka ik ≠ If we consider a time interval t sufficiently short for the coefficients in Eqs.(37.11) to be approximated by the form (37.12), which means that the term gives the greatest contribution to the sum and all other terms can be neglected, we have ( )tak ik = ( ) ( ) ( )0 0 /n ii tn nida ti V t edt ε ε−= == , ( ) ( ) ( )i i iida ti a t Vdt == t (37.13) and on integration we obtain ( ) ( ) ( ) (0 0 / 0 ia t V t e dt n iε ε ′− ′= − ≠∫ == ) , ( ) ( ) tdtVita iii ′′−= ∫ 0 1 = (37.14) The probability (29.29) that the system is in the state at time t, in other words, that coincides with is given by ( )tΨ ,0nΨ ( ) ( ) ( )2 20in n nP t t a t= Ψ Ψ = (37.15) and this is taken to be the probability of direct transition from state to state in a time t, induced by the presence of the radiation field. Assuming a transition where a photon is emitted, that is, we recall the Bohr condition (28.19), which reads ,00 ni εε > (37.16) inni ωεε ==− 00 so that Eqs.(37.14) can be rewritten as ( ) ( ) ( ) 0 n ni ia t V t e dt n iω ′−′ ′= − ≠∫= (37.17) ( ) ( ) 0 1 t i ii ia t V t dt′ ′= − ∫= As we can see from the above, the time-dependent perturbation theory is concerned with transitions that result from perturbation, between the unperturbed levels of the system, while time-independent perturbation theory calculates the stationary shifts in the energy levels. 37.2. FERMI'S GOLDEN RULE Consider the case of a constant perturbation, switched on at time The integrals (37.17) become straightforward, and we obtain .0=t ( ) ( ) ( )1ini tnin in Va t e n iωω −= − ≠= (37.18) ( ) tVita iii =−=1 Substituting Eqs.(37.18) into Eq.(37.6) gives, to a first approximation, the wave function of the atomic system as Vt e t e tωω − − ≠ Ψ = Ψ + − Ψ∑= = (37.19) The probability (37.15) of observing the system in the state at time t, for the coefficients given by Eq.(37.18), reduces to 0 nΨ( )tan ( ) ( 2/sin4 222 2 t V ni in ωω== ) (37.20) which means that transitions from state to states only take place if the matrix elements do not vanish. The plot of niV ( )tPin as a function of inω , given in Figure 37.1 for a perturbation which is on for a time t, suggests that the probability behaves like a Dirac δ -function as t approaches infinity. We may represent the δ -function as ( ) dxe t t 2 1lim 2/ 2/sin lim ωππω ω ( ) ( ininxi dxe in ωδωδπ ω 22/2 1 2/ === ∫ ∞ ∞− ) (37.21) where use was made of a property derived from the normalization condition, written as ( ) ( ) ( ) ( ) ( )u k kukudkuduu δδδδ 1or1 === ∫∫ ∞ P t( ) ω4π6π t2π in t-t-t 2π 4π t 6π t0 Figure 37.1. Dependence of the transition probability on frequency It follows from Figure 37.1 that, in the large-t limit, we have ,0≅inω and hence ( )2sin / 2 / 1.in int tω ω⎡ →⎣ ⎤⎦ Thus, one obtains ( ) ( ) ( ) ( ) (2 24sin / 2 sin / 2 sin / 2lim lim / 2 2/ 2 / 2in in in in int t in inin t t t tt ω ω ω )π πδ ω πδ ωω πωω→∞ →∞ ⎡ ⎤= =⎢ ⎥⎣ ⎦ = so that the transition probability becomes ( ) ( ) (2 2 0 022 2lim in ni in ni i nt t tP t V Vπ π )δ ω δ ε→∞ = = == ε− (37.23) It follows that the transitions take place between states of equal unperturbed energies The transition probability is proportional to the time interval t during which the perturbation is on, that is .00 in εε → ( )tPin approaches infinity as .∞→t Since no experiment lasts for an infinite time, it is the transition probability per unit time, called the transition rate , which is of particular interest. Normally, is part of a continuum, and hence, the transition might end in any state which belongs to a finite range of N final states, rather than in a particular state. We may then define the transition rate as ( )dNtP t P intni ∫∞→→ = 1lim (37.24) The integral over the final states is usually transformed into one over energy, if we define a density of states ( ) ,ρ ε representing the number of continuum states per energy interval, by taking ( )0ndN d 0nρ ε ε= (37.25) so that, substituting Eqs.(37.23) and (37.25), Eq.(37.24) gives ( ) ( ) ( ) ( )20 0 0 0 01 2limi n in n n ni n i ntP P t d Vt πρ ε ε ρ ε δ ε ε→ →∞= =∫ = − (37.26) This result is known as Fermi's golden rule, which states that transitions may occur only between states of equal energies for which the matrix elements of the perturbation operator do not vanish, and that the transition rate is proportional to both the square modulus of these matrix elements and the density of final states. 37.3. EMISSION AND ABSORPTION OF RADIATION Consider the transitions between stationary states which are induced by a harmonic perturbation of the form ( ) ( ) ( ) ( ) ( )( )titi eeArVtArVtV ωωωωω −+== GG ˆcosˆ2ˆ (37.27) It is assumed that the harmonic perturbation corresponds to the interaction of either the electric or magnetic field components of the incoming radiation with the electric or magnetic moment of the atom. Thus, the coupling between the system and the perturbing field can be taken in the form of a field amplitude ( )ωA times a displacement of the system ( ).ˆ rV G On substitution of Eq.(37.27) into Eq.(37.10) one obtains ( ) ( ) ( )( ) ( )( )titinititiinni eeAVeeArVtV ωωωω ωω −− +=+ΨΨ= 00 ˆ G (37.28) It follows from Eq.(37.17) that n ni ia t V A e e dtω ω ω ωω ′ ′− − − +⎡ ⎤ ′= − +⎣ ⎦∫= (37.29) inin eeAV 0 ⎥⎦ ⎤⎢⎣ ⎡ ++−= ωωωω ω ωωωω V A e eω ω ω ωω ω ω ω ω − − − +⎡ ⎤− −= +⎢ ⎥− +⎢ ⎥⎣ ⎦= If the atomic system is bathed into a radiation field of frequency ,inni ωωω −== which implies that according to the Bohr condition (37.16), the transition from state to state describes a process of induced absorption, where the energy of the system is increased by energy transfer from the radiation field to the atom. If 00 in εε > ,ni inω ω ω= = − the second term on the right-hand side of Eq.(37.29) grows without limit, so that the first term can be neglected.

CRC Press eBooks•Jan 8, 2014•0 citations
Abstract Although the discussion in the preceding two chapters concentrated on the stationary states of an electronic system, the need to consider perturbations which mix stationary states and thereby excite transitions between these states was noted. In this chapter we apply time-dependent perturbation theory to estimate the rates of such transitions, first by developing a general formula for the transition probability between initial |i〉 and final |f〇 states; if the initial state |i〉 is lower in energy than |f〇 an absorption transition is involved, whereas if |f〇 is the lower state emission takes place. We then consider in some detail how such transitions are caused by interactions between the electronic system and the radiation field.
Introduction Until now, our discussion of the interaction between radiation and matter has concentrated only on the spectral aspects of radiation. The results could determine the wavelengths for absorption and emission or the selection rules for such transitions, but could not be used to determine the actual extent of emission or absorption. These too are important considerations which are needed to fully quantify radiative energy transfer. Unfortunately, none of the classical theories can predict the extent of emission from an excited medium, or even the extent of absorption. Although the discussion in Section 4.9 (on the propagation of electromagnetic waves through lossy media) touched briefly on the concept of attenuation by absorption, it failed to show the reasons for the spectral properties of the absorption or to accurately predict its extent. We will see later that the classical results are useful only as a benchmark against which the actual absorber is compared. The objective of this chapter is therefore to present an introduction to quantum mechanical processes that control the emission and absorption by microscopic systems consisting of atoms and molecules. The results will then be used to predict the extent of emission by media when excited by an external energy source and to evaluate the absorption of incident radiation. It is now well recognized that all emission or absorption processes are the result of transitions between quantum mechanical energy levels.
Some phenomena cannot be solved using the exact solution of the Schrödinger equation. However, using approximated methods such as perturbation theory we are able to obtain remarkable results considering terms up to second order. The physical phenomena studied here are the absorption and stimulated emission by the classical feature. In addition, we are going to discuss the physical meaning of perturbation theory when we treat the behaviour how initial state ket evolves as time goes on. We will evaluate the transition of probability between states, the rate and the energy involved in the atomic transitions. It will be introduced fundamental concepts of quantum mechanics, such as interaction picture, and a general perturbation theory using constant and sinusoidal time-dependent perturbation term. Concerning to these phenomena, we considered the perturbed term of the Hamiltonian of the interaction between the vector potential and electron momentum.
Radiation can change the energy state of matter via three optical processes: spontaneous emission, absorption and stimulated emission. In spontaneous emission, an excited atomic or molecular state decays to a lower energy state with the emission of a photon of energy equal to the difference in the quantum state energies. Photon absorption is the reverse process, with a photon causing excitation from a lower to an excited quantum state. Stimulated emission was first proposed by Einstein in a paper published in 1917. He attempted to balance spontaneous emission and photon absorption, but could not get the correct balance without the postulated process of stimulated emission (see Section 4.2). With stimulated emission, an excited quantum state is stimulated to decay to a lower quantum state by an impinging photon. The existing photon survives with another identical photon being created (so that energy is conserved). The rates at which radiative transitions occur can be calculated using quantum mechanics. The time-dependent Schrodinger equation is used with the system wavefunction comprising time-varying linear combinations of the two wavefunctions for the lower and upper quantum states. In semi-classical treatments, an atom is treated quantum mechanically with the radiation field treated classically. There is a perturbation in energy associated with, say, the electric field of the radiation interacting with the electric dipole of the atom, though other interactions can be significant if the electric dipole interaction energy is small. In absorption, for example, a differential equation representing the change in ‘weighting’ of the wavefunction from the lower to upper state is obtained. A ‘time constant’ for the speed of change represents the rate of the radiative process. We examine the quantum mechanical nature of radiation absorption in Section 10.1 before discussing (Section 10.3) another important parameter arising with radiative transitions between discrete bound quantum states: the lineshape function. Quantum Theory of the Atom–Radiation Interaction An expression for the Einstein B-coefficient for photo-absorption is derived using quantum mechanics in this section. Einstein determined the detailed balance relationship between the rates of spontaneous emission, photo-absorption and stimulated emission when light interacts with an atom by considering an atomic system of two energy levels which are in equilibrium with a black-body radiation field. We use a semi-classical treatment where the atom is treated quantum mechanically and the radiation field is treated as a classical oscillating electric field.
Most introductory courses on physics mention the basics of atomic physics: we learn about the ground state and excited states, and that the excited states have a finite life-time decaying eventually to the ground state while emitting radiation. You might have hoped for a better understanding of these decay processes when you started studying quantum mechanics. If this was the case, you must have been disappointed. Courses on basic quantum mechanics in fact assume that all quantum states have an infinitely long life-time. You learn how to employ the Schrödinger equation to determine the wave function of a particle in various setups, for instance in an infinitely deep well, in a parabolic potential, or in the spherically symmetric potential set up by the nucleus of a hydrogen atom. These solutions to the Schrödinger equation are explained as being stationary, the only time-dependence of the wave function being a periodic phase factor due to the energy of the state. Transitions between different quantum states are traditionally not discussed and left for courses on advanced quantum mechanics. If you have been disappointed by this, then this chapter will hopefully provide some new insight: we learn how matter and radiation interact, and, in particular, how excited atomic states decay to the ground state. Our main tool to calculate emission and absorption rates for radiative processes is Fermi’s golden rule (see Section 1.6.1). We thus start by refreshing the golden rule and specifying its proper use. Before we turn to explicit calculations of transition rates, we use the first part of the chapter for some general considerations concerning emission and absorption, those being independent of the details of the interaction between matter and electromagnetic radiation. In this context we briefly look at master equations that govern the probabilities to be in certain states and we show how to use those to understand properties of the equilibrium state of interacting matter and radiation. We show that it is even possible to understand so-called black-body radiation without specifying the exact interaction Hamiltonian of matter and radiation.
How to deal with time-dependent potentials, what kinds of physical problems having time-dependent potentials can be solved exactly and which are to be solved with the use of perturbation theory, what are different possible forms of time-dependent perturbating fields, and semi-classical treatment of the interaction of fields with matter are the subject matters of this chapter. First order perturbation theory, computation of transition probability, transition rates and Fermi's Golden Rule for harmonic and constant perturbations, absorption, stimulated emission and dipole approximation when electromagnetic fields interact with matter, spontaneous emission and Einstein coefficients, and dipole selection rules are other topics which are dealt with in detail in the chapter. Discussions with properly justified mathematical treatment on time-dependent potentials and on the exactly solvable time-dependent two-state systems are the special foci of this chapter.
During the presence of the radiation perturbation ( ),ˆ tV the Hamiltonian of the system becomes ( )tVHH ˆˆˆ 0 += (37.4) and, since the state of the system varies with time, we must adopt the time-dependent Schrödinger equation to be a basis for the perturbation theory, that is ( ) ( ) ( )0ˆ ˆti H V tt ∂Ψ ⎡ ⎤= + Ψ⎣ ⎦∂= t (37.5) We assume that Eq.(37.5) has normalized solutions which can be expanded in terms of the as 0kΨ t a t t a t e ε−Ψ = Ψ = Ψ∑ ∑ = (37.6) where the normalization condition on ( )tΨ gives a t =∑ (37.7) that is, ( ) 2ka t gives the probability that the system is in the state at time t. Substituting Eq.(37.6) into Eq.(37.5) yields da t ii a t e V t a t e dt ε εε ε− −⎡ ⎤ ⎡ ⎤− Ψ = +⎢ ⎥ ⎣ ⎦⎣ ⎦∑ ∑ = == = which reduces to da t i e V t a t e dt ε− k ε−Ψ = Ψ∑ ∑= == (37.8) In view of orthogonality of the stationary state eigenfunctions, multiplication by ( ) followed by integration over the configuration space gives da t i e a t e V t dt ε εδ− −= Ψ Ψ∑ ∑= == (37.9) Denoting the matrix elements of the perturbation operator between the stationary states n and k by ( ) ( )0 ˆnk n kV t V t 0= Ψ Ψ (37.10) we can rewrite Eq.(37.9) as da t i a t V t e dt ε ε−= ∑ == (37.11) which is a set of simultaneous differential equations of the first order for the coefficients ( ).na t If we assume that the system is in a definite stationary state at some 0iΨ particular time 0,t = and then it is allowed to interact with the radiation field, we obtain from Eq.(37.6) that ( ) ( )0 00 0i k k aΨ = Ψ = Ψk∑ Multiplying by and integrating gives ( )∗Ψ 0k ( )0ka kiδ= (37.12) that is, and for .( ) 10 =ia ( ) 00 =ka ik ≠ If we consider a time interval t sufficiently short for the coefficients in Eqs.(37.11) to be approximated by the form (37.12), which means that the term gives the greatest contribution to the sum and all other terms can be neglected, we have ( )tak ik = ( ) ( ) ( )0 0 /n ii tn nida ti V t edt ε ε−= == , ( ) ( ) ( )i i iida ti a t Vdt == t (37.13) and on integration we obtain ( ) ( ) ( ) (0 0 / 0 ia t V t e dt n iε ε ′− ′= − ≠∫ == ) , ( ) ( ) tdtVita iii ′′−= ∫ 0 1 = (37.14) The probability (29.29) that the system is in the state at time t, in other words, that coincides with is given by ( )tΨ ,0nΨ ( ) ( ) ( )2 20in n nP t t a t= Ψ Ψ = (37.15) and this is taken to be the probability of direct transition from state to state in a time t, induced by the presence of the radiation field. Assuming a transition where a photon is emitted, that is, we recall the Bohr condition (28.19), which reads ,00 ni εε > (37.16) inni ωεε ==− 00 so that Eqs.(37.14) can be rewritten as ( ) ( ) ( ) 0 n ni ia t V t e dt n iω ′−′ ′= − ≠∫= (37.17) ( ) ( ) 0 1 t i ii ia t V t dt′ ′= − ∫= As we can see from the above, the time-dependent perturbation theory is concerned with transitions that result from perturbation, between the unperturbed levels of the system, while time-independent perturbation theory calculates the stationary shifts in the energy levels. 37.2. FERMI'S GOLDEN RULE Consider the case of a constant perturbation, switched on at time The integrals (37.17) become straightforward, and we obtain .0=t ( ) ( ) ( )1ini tnin in Va t e n iωω −= − ≠= (37.18) ( ) tVita iii =−=1 Substituting Eqs.(37.18) into Eq.(37.6) gives, to a first approximation, the wave function of the atomic system as Vt e t e tωω − − ≠ Ψ = Ψ + − Ψ∑= = (37.19) The probability (37.15) of observing the system in the state at time t, for the coefficients given by Eq.(37.18), reduces to 0 nΨ( )tan ( ) ( 2/sin4 222 2 t V ni in ωω== ) (37.20) which means that transitions from state to states only take place if the matrix elements do not vanish. The plot of niV ( )tPin as a function of inω , given in Figure 37.1 for a perturbation which is on for a time t, suggests that the probability behaves like a Dirac δ -function as t approaches infinity. We may represent the δ -function as ( ) dxe t t 2 1lim 2/ 2/sin lim ωππω ω ( ) ( ininxi dxe in ωδωδπ ω 22/2 1 2/ === ∫ ∞ ∞− ) (37.21) where use was made of a property derived from the normalization condition, written as ( ) ( ) ( ) ( ) ( )u k kukudkuduu δδδδ 1or1 === ∫∫ ∞ P t( ) ω4π6π t2π in t-t-t 2π 4π t 6π t0 Figure 37.1. Dependence of the transition probability on frequency It follows from Figure 37.1 that, in the large-t limit, we have ,0≅inω and hence ( )2sin / 2 / 1.in int tω ω⎡ →⎣ ⎤⎦ Thus, one obtains ( ) ( ) ( ) ( ) (2 24sin / 2 sin / 2 sin / 2lim lim / 2 2/ 2 / 2in in in in int t in inin t t t tt ω ω ω )π πδ ω πδ ωω πωω→∞ →∞ ⎡ ⎤= =⎢ ⎥⎣ ⎦ = so that the transition probability becomes ( ) ( ) (2 2 0 022 2lim in ni in ni i nt t tP t V Vπ π )δ ω δ ε→∞ = = == ε− (37.23) It follows that the transitions take place between states of equal unperturbed energies The transition probability is proportional to the time interval t during which the perturbation is on, that is .00 in εε → ( )tPin approaches infinity as .∞→t Since no experiment lasts for an infinite time, it is the transition probability per unit time, called the transition rate , which is of particular interest. Normally, is part of a continuum, and hence, the transition might end in any state which belongs to a finite range of N final states, rather than in a particular state. We may then define the transition rate as ( )dNtP t P intni ∫∞→→ = 1lim (37.24) The integral over the final states is usually transformed into one over energy, if we define a density of states ( ) ,ρ ε representing the number of continuum states per energy interval, by taking ( )0ndN d 0nρ ε ε= (37.25) so that, substituting Eqs.(37.23) and (37.25), Eq.(37.24) gives ( ) ( ) ( ) ( )20 0 0 0 01 2limi n in n n ni n i ntP P t d Vt πρ ε ε ρ ε δ ε ε→ →∞= =∫ = − (37.26) This result is known as Fermi's golden rule, which states that transitions may occur only between states of equal energies for which the matrix elements of the perturbation operator do not vanish, and that the transition rate is proportional to both the square modulus of these matrix elements and the density of final states. 37.3. EMISSION AND ABSORPTION OF RADIATION Consider the transitions between stationary states which are induced by a harmonic perturbation of the form ( ) ( ) ( ) ( ) ( )( )titi eeArVtArVtV ωωωωω −+== GG ˆcosˆ2ˆ (37.27) It is assumed that the harmonic perturbation corresponds to the interaction of either the electric or magnetic field components of the incoming radiation with the electric or magnetic moment of the atom. Thus, the coupling between the system and the perturbing field can be taken in the form of a field amplitude ( )ωA times a displacement of the system ( ).ˆ rV G On substitution of Eq.(37.27) into Eq.(37.10) one obtains ( ) ( ) ( )( ) ( )( )titinititiinni eeAVeeArVtV ωωωω ωω −− +=+ΨΨ= 00 ˆ G (37.28) It follows from Eq.(37.17) that n ni ia t V A e e dtω ω ω ωω ′ ′− − − +⎡ ⎤ ′= − +⎣ ⎦∫= (37.29) inin eeAV 0 ⎥⎦ ⎤⎢⎣ ⎡ ++−= ωωωω ω ωωωω V A e eω ω ω ωω ω ω ω ω − − − +⎡ ⎤− −= +⎢ ⎥− +⎢ ⎥⎣ ⎦= If the atomic system is bathed into a radiation field of frequency ,inni ωωω −== which implies that according to the Bohr condition (37.16), the transition from state to state describes a process of induced absorption, where the energy of the system is increased by energy transfer from the radiation field to the atom. If 00 in εε > ,ni inω ω ω= = − the second term on the right-hand side of Eq.(37.29) grows without limit, so that the first term can be neglected.