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Linear Response Theory

Henrik Bruus, Karsten Flensberg

Published Sep 2, 2004• 0 citations
Publisher

Abstract

Abstract Linear response theory is an extremely widely used concept in all branches of physics. It simply states that the response to a weak external perturbation is proportional to the perturbation, and therefore all one needs to understand is the proportionality constant. Below we derive the general formula for the linear response of a quantum system exerted by a perturbation. The physical question we ask is thus: given some external perturbation H′, what is the measured consequence for an observable quantity, A.

DOI
10.1093/oso/9780198566335.003.0006

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Abstract Linear response theory is an extremely widely used concept in all branches of physics. It simply states that the response to a weak external perturbation is proportional to the perturbation, and therefore all one needs to understand is the proportionality constant. Below we derive the general formula for the linear response of a quantum system exerted by a perturbation. The physical question we ask is thus: given some external perturbation H′, what is the measured consequence for an observable quantity, A.
Abstract Linear response theory is a general formalism applicable to any physical system slightly departing from equilibrium. It allows us to express the linear response functions and the generalized susceptibilities in terms of the equilibrium correlation functions of the relevant dynamical variables. For instance, in the case of the response to an applied external field, one of the two relevant dynamical variables represents the physical quantity conjugate to the field whereas the other represents the physical quantity whose out-of-equilibrium average is measured. The computation of the linear response functions relies on a first-order perturbation expansion of the density operator (or of the phase space distribution function) of the system coupled to the field. The expressions thus obtained constitute the Kubo formulas of linear response theory.
There exists a regime of overlap between the equilibrium and non-equilibrium behavior of a system, the non-equilibrium behavior of weakly perturbed states. When a system is perturbed ever so slightly, its response will be linear in the perturbation, say the current of the conduction electrons in a metal will be proportional to the strength of the applied electric field. This regime is called the linear response regime, and though the system is in a non-equilibrium state all its characteristics can be inferred from the properties of its equilibrium state. In the next chapter we shall go beyond the linear regime by showing how to obtain quantum kinetic equations. The kinetic-equation approach to transport is a general method, and allows in principle nonlinear effects to be considered. However, in many practical situations one is interested only in the linear response of a system to an external force. The linear response limit is a tremendous simplification in comparison with general non-equilibrium conditions, and is the subject matter of this chapter. In particular the linear response of the density and current of an electron gas are discussed. The symmetry properties of response functions, and the fluctuation–dissipation theorem are established. Lastly we demonstrate how correlation functions can be measured in scattering experiments, as illustrated by considering neutron scattering from matter. Needless to say, in measurements of (say) the current in a macroscopic body, far less information in the current correlation function is probed. Linear response In this section we consider the response of an arbitrary property of a system to a general perturbation.
Introduction There are countless situations in physics when one is interested in calculating the response of a system to a small time-dependent perturbation acting on it. With some luck the response can be expanded in a power series of the strength of the perturbation, so that, to first order, it is a linear function of the latter. To compute this function is the objective of the linear response theory (LRT). Linear response theory has many important applications to the study of electronic matter. Virtually all interactions of electrons with experimental probes (electromagnetic fields, beams of particles) can be regarded as small perturbations to the system: if they were not, one would not be probing the system, but the system modified by the probe. Consequently, the results of these experiments can be expressed in terms of linear response functions, which are properties of the unperturbed system. In particular it will turn out that the analytic structure of these functions is entirely determined by the eigenvalues and eigenfunctions of the unperturbed system. Conversely, a measure of the linear response as a function of the frequency of the perturbation enables us to determine the excitation energies of the system. Beside being a cornerstone for the theory of single-particle properties to be developed in Chapter 8, the linear response functions also provide invaluable information in their own right. For example, as we will discuss in Chapter 5, the extent to which an external electrostatic potential is reduced by screening is controlled by the dynamical dielectric function which, in turn, is determined by the density–density response function.
Linear response theory is the theoretical foundation of modern experiments. In particular, it plays a vital role in measuring quantum matters. Its main idea is to take the external probe signal of the physical system as a perturbation and use the correlation function in the unperturbed equilibrium state to depict the response to the observable in system. In recent half century, the linear response theory for the closed quantum system has achieved great success in experiments on quantum matters. In recent years, with the tremendous progress of the precise manipulation of the light-matter interaction, the ultracold atom experiments can precisely control dissipative quantum many-body systems. With the discovery of many novel phenomena, dissipative quantum systems and non-Hermitian physics have attracted extensive attention in theory and experiment. We developed a linear response theory, named non-Hermitian linear response theory, to deal with open quantum systems. This theory takes the non-Hermitian term and quantum noise, which are induced by dissipation, as an external perturbative input, to detect the properties of the quantum system, and relates the time evolution of the observable with the correlation function in the unperturbed state of the system. The non-Hermitian linear response theory provides a new method for distinguishing the exotic quantum phase from the normal phase. The theoretical predictions are highly consistent with the recent experimental results of cold atom systems. This paper will review the non-Hermitian linear response theory and discuss its applications in quantum many-body and time-reversal symmetric quantum systems.
The dynamic structure function, closely tied to the linear response function, describes the system's reaction to external forces and encodes information about its excitations and correlations. It is thus an appropriate tool to study phenomena such as collective modes, particle-hole excitations, and energy dissipation. The linear response function quantifies the proportional relationship between an applied external perturbation and the induced response in the system, making it a cornerstone of many-body physics. Problems in this section also explore key concepts such as sum rules, which are integral constraints that provide insights into the conservation laws and spectral properties of the system.
Many properties of chemical or materials systems are characterized by how they respond to external perturbations. When the external perturbation is sufficiently small that only the leading-order perturbation is important, this is known as the linear response regime. It is in some sense analogous to the linear stability analysis of a dynamical system or that in fluid mechanics. This chapter will give an in-depth discussion of the linear response theory for both static and dynamic perturbations and their applications. The analysis will be from the perspective of the perturbation theory of Green's functions. Towards the end of the chapter, the perturbation theory of a many-body quantum system and its connection to DFT will also be briefly addressed.