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Physical Review Research

Spectral topology and its relation to Fermi arcs in strongly correlated systems

Johan Carlström

Published Sep 6, 2023• 3 citations
Publisher

Abstract

Fermi gases and liquids display an excitation spectrum that is simply connected, ensuring closed Fermi surfaces. In strongly correlated systems such as the cuprate superconductors, the existence of open sheets of Fermi surface known as Fermi arcs indicate a distinctly different topology of the spectrum with no equivalent in Fermi-liquid theory. Here, we demonstrate a generic mechanism by which correlation effects in fermionic systems can change the topology of the spectrum. Using diagrammatic Monte Carlo simulations, we demonstrate the existence of disconnected and multiply connected excitation spectra in the attractive Hubbard model in the BCS-BEC crossover regime. These topologically nontrivial spectra are a prerequisite for Fermi arcs.

DOI
10.1103/physrevresearch.5.033160

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Fermi gases and liquids display an excitation spectrum that is simply connected, ensuring closed Fermi surfaces. In strongly correlated systems such as the cuprate superconductors, the existence of open sheets of Fermi surface known as Fermi arcs indicate a distinctly different topology of the spectrum with no equivalent in Fermi-liquid theory. Here, we demonstrate a generic mechanism by which correlation effects in fermionic systems can change the topology of the spectrum. Using diagrammatic Monte Carlo simulations, we demonstrate the existence of disconnected and multiply connected excitation spectra in the attractive Hubbard model in the BCS-BEC crossover regime. These topologically nontrivial spectra are a prerequisite for Fermi arcs.
Fermi gases and liquids display an excitation spectrum that is simply connected, ensuring closed Fermi surfaces. In strongly correlated systems like the cuprate superconductors, the existence of open sheets of Fermi surface known as Fermi arcs indicates a distinctly different topology of the spectrum with no equivalent in Fermi liquid theory. Here, we demonstrate a generic mechanism by which correlation effects in fermionic systems can change the topology of the spectrum. Using diagrammatic Monte Carlo simulations, we demonstrate the existence of disconnected and multiply connected excitation spectra in the attractive Hubbard model in the BCS-BEC cross-over regime. These topologically nontrivial spectra are a prerequisite for Fermi arcs.
Since the discovery of the pseudogap and Fermi arc states in underdoped cuprates, the understanding of such non-Fermi-liquid states and the associated violation of Luttinger's theorem have been the central theme in correlated electron systems. However, still lacking is a well-accepted theoretical framework to unambiguously explain these metallic states that are clearly beyond Landau's Fermi liquid and Luttinger's theorem of a Fermi surface and electron filling. Here, we design a lattice model of orthogonal metals with fermion and Ising matter fields coupled to topological order and, by solving the model via unbiased quantum Monte Carlo simulation at generic electron fillings, find that the system gives birth to phenomena of the Fermi arc and pseudogap in the single-particle spectrum that go beyond the Luttinger sum rule with broken Fermi surface but no symmetry breaking. The pseudogap and Fermi arcs coexist with a background of a deconfined Z2{Z}_{2}Z2​ gauge field, and we further find that the confinement transition of the gauge field triggers a superconductivity instability and that the hopping of the gauge-neutral fermions brings the ``large'' Fermi surface back from the Fermi arc state. Our unbiased numerical results provide a concrete model realization and theoretical framework for the coupling between gauge field and fermions and, in the process, generate the rich phenomena of the pseudogap, the Fermi arc, and superconductivity in generic correlated electron systems.
In this paper, we consider a perturbed version of a very simple and exactly solvable model that supports Fermi arcs and pseudogap in its ground state and excitation spectrum, which includes Hubbard-like interactions in both momentum and real spaces. We find that the combined effects give rise to non-Fermi liquid behavior in the electron self-energy. This points to a novel mechanism that leads to non-Fermi liquid behavior, which is of strong current interest in the context of strongly correlated metals, that often become superconductors. Comparison will be made with phenomenology of high- temperature cuprate superconductors.
The underlying Fermi surface is a key concept for strongly interacting electron models and has been introduced to generalize the usual notion of the Fermi surface to generic (superconducting or insulating) systems. By using improved correlated wave functions that contain backflow and Jastrow terms, we examine the two-dimensional ttt-${t}^{\ensuremath{'}}$ Hubbard model and find a nontrivial renormalization of the topology of the underlying Fermi surface close to the Mott insulator. Moreover, we observe a sharp crossover region, which arises from the metal-insulator transition, from a weakly interacting metal at small coupling to a resonating valence-bond superconductor at intermediate coupling. A violation of the Luttinger theorem is detected at low hole dopings.
The spin-fermion (SF) model postulates that the dominant coupling between low-energy fermions in near critical metals is mediated by collective spin fluctuations (paramagnons) peaked at the Néel wave vector, Q N , connecting hot spots on opposite sides of the Fermi surface. It has been argued that strong correlations at hot spots lead to a Fermi surface deformation (FSD) featuring flat regions and increased nesting. This conjecture was confirmed in the perturbative self-consistent calculations when the paramagnon propagator dependence on momentum deviation from Q N is given by χ − 1 ∝ | Δ q | . Using diagrammatic Monte Carlo (diagMC) technique we show that such a dependence holds only at temperatures orders of magnitude smaller than any other energy scale in the problem, indicating that a different mechanism may be at play. Instead, we find that a χ − 1 ∝ | Δ q | 2 dependence yields a robust finite- T scenario for achieving FSD. To link phenomenological and microscopic descriptions, we applied the connected determinant diagMC method to the ( t − t ′ ) Hubbard model and found that at large U / t > 5.5 before the formation of electron and hole pockets (i) the FSD defined as a maximum of the spectral function is not very pronounced; instead, it is the lines of zeros of the renormalized dispersion relation that deforms toward nesting, and (ii) the static spin susceptibility is well described by χ − 1 ∝ | Δ q | 2 . Flat FS regions yield a nontrivial scenario for realizing a non-Fermi liquid state. Published by the American Physical Society 2024
Ultracold atomic gases are a powerful tool to experimentally study strongly correlated quantum many-body systems. In particular, ultracold Fermi gases with tunable interactions have allowed to realize the famous BEC-BCS crossover from a Bose-Einstein condensate (BEC) of molecules to a Bardeen-Cooper-Schrieffer (BCS) superfluid of weakly bound Cooper pairs. However, large parts of the excitation spectrum of fermionic superfluids in the BEC-BCS crossover are still unexplored. In this work, we use Bragg spectroscopy to measure the full momentum-resolved low-energy excitation spectrum of strongly interacting ultracold Fermi gases. This enables us to directly observe the smooth transformation from a bosonic to a fermionic superfluid that takes place in the BEC-BCS crossover. We also use our spectra to determine the evolution of the superfluid gap and find excellent agreement with previous experiments and self-consistent T-matrix calculations both in the BEC and crossover regime. However, toward the BCS regime a calculation that includes the effects of particle-hole correlations shows better agreement with our data.