Abstract This paper studies the notion of virtuality in the Bohr-Kramers-Slater theory of 1924. We situate the virtual entities of BKS within the tradition of the correspondence principle and the radiation theory of the Bohr model. We show how, in this context, virtual oscillators emerged as classical substitute radiators and were used to describe the otherwise elusive quantum transitions. They played an effective role in the quantum theory of radiation while remaining categorically distinct and ontologically separated from the quantum world of the Bohr model. The notion of virtuality thus differs markedly from its counterpart in quantum mechanics or QFT.
Abstract This paper studies the notion of virtuality in the Bohr-Kramers-Slater theory of 1924. We situate the virtual entities of BKS within the tradition of the correspondence principle and the radiation theory of the Bohr model. We show how, in this context, virtual oscillators emerged as classical substitute radiators and were used to describe the otherwise elusive quantum transitions. They played an effective role in the quantum theory of radiation while remaining categorically distinct and ontologically separated from the quantum world of the Bohr model. The notion of virtuality thus differs markedly from its counterpart in quantum mechanics or QFT.
‘At the present state of science it does not seem possible to avoid the formal character of the quantum theory which is shown by the fact that the interpretation of atomic phenomena does not involve a description of the mechanism of the discontinuous processes […]. On the correspondence principle it seems nevertheless possible to […] arrive at a consistent description of optical phenomena by connecting the discontinuous effects occurring in atoms with the continuous radiation field […]’. This announced a turning point in atomic physics research; for the first time there were reasons to assert that discontinuity was not in itself incompatible with the theory's descriptive content, and rational solutions were provided that related a whole set of phenomena dependent on the radiation properties of matter to the continuous picture of the radiation field. This was the conclusion arrived at in a new paper by Bohr which took up and developed the hypothesis put forward by the American physicist John Slater that ‘the atom, even before a process of transition between two stationary states takes place, is capable of communication with distant atoms through a virtual radiation field’ was taken up and developed. The article, ‘The Quantum Theory of Radiation’, signed by Bohr, Kramers and Slater, was published in the Philosophical Magazine in January 1924. Slater had arrived in Copenhagen at the end of the preceding year with the idea that his hypothesis might lead to very different theoretical results.
Abstract Prior to the development of matrix and wave mechanics, virtual entities figured prominently in the so-called BKS theory. According to some historians, the virtual oscillators of the BKS theory and their mathematical representations are directly connected to the concepts of virtual transitions/states. I will analyse the meaning of the term “virtual” in BKS, discuss the theory’s most important conceptual building blocks and its impact on dispersion theoretic accounts, most importantly the Kramers-Heisenberg paper of 1925. Then I will turn to a development that has nearly faded from sight: Shortly before the development of quantum mechanics, but from a light quantum point of view, physicists developed the idea that scattering and dispersion is composed of successive emission and absorption processes through “intermediate states”. The discussion of both of these strands, BKS and the light-quantum viewpoint, will serve as basis for the further development and for an important question to be answered in the following: Was there a generative connection between virtual oscillators and what came to be known as virtual transitions?
One of the foundational challenges in both Quantum Field Theory and the philosophy of physics lies in the traditional binary classification of entities as either real or unreal. The classical view posits that material entities are real, while mental constructs or theoretical entities are unreal. However, quantum phenomena such as virtual particles challenge this simplistic dichotomy. These unobservable entities, by influencing measurable phenomena, raise profound questions about the nature and modes of existence. To address this, we propose a four-level ontological hierarchy that spans from the quantum vacuum and the virtual level to the quantum level and phenomenal reality, providing a coherent continuum from potentiality to actualization. This framework not only clarifies the interpretation of quantum theory but also offers a unified perspective linking the unobservable with the observable. In QFT, virtual particles play a crucial role in mediating forces and in correcting the measurable properties of real particles. They arise within the mathematical structure of Feynman diagrams and, despite being unobservable, produce real, measurable effects such as the Lamb shift and the Casimir effect. Philosophically, this raises deep ontological questions: if unobservable entities affect measurable phenomena, can they truly be dismissed as unreal? Conversely, if they are real, what mode of existence do they possess? The traditional dichotomy of real versus unreal is thus insufficient for interpreting the ontological implications of quantum processes. To overcome these limitations, we propose a four-level ontological hierarchy.
Abstract This chapter focuses on Paul Dirac’s introduction of a verbally explicit description of scattering in terms of two successive emission and absorption processes, each coupled to a transition of the atom, not obeying energy conservation and located on the level of probability amplitudes. Historical actors called these energy non-conserving transitions “virtual transition” later on. I will contextualize Dirac’s introduction of this verbal model in reference to his research at the time, his interpretation of quantum theory and his rather pragmatic to flexible approach to mostly philosophical aspects of the interpretation of quantum theory. According to my argument, one of the most important reasons for Dirac to come up with this description was its usefulness in the practice of theory. A comparison between Dirac’s concepts and the concepts of the old quantum theory shows that neither the “intermediate states” of the light quantum point of view nor the “virtual” entities of the BKS theory had an important influence on Dirac.
Bohr's 1913 trilogy marks a turning point in the history of quantum physics for its introduction of the planetary model of the atom and its derivation of the Balmer formula for the hydrogen spectrum. It has been studied in the seminal study 1 and is discussed more recently by 2-4. Famously, Bohr's classical paper made two utterly non-classical assumptions, according to which electrons orbited the nucleus in stationary states without losing energy while they emitted radiation only in transitions between these states. As I will argue in this paper, Bohr's 1913 trilogy made a third crucial major assumption, which entailed key elements of the correspondence principle formulated five years later. This third assumption postulated a relation between the mechanical frequency of a stationary state and the radiation frequency in analogy with classical radiation theory. Though this relation was in direct conflict with the key assumptions of stationary states and transitions, Bohr's reasoning—as I want to show—relied heavily on it, and a major part of his initial work was devoted to clarifying how the connection of radiation and motion, the stationary states and the transitions were interrelated. The main aim of Bohr's 1913 trilogy was to derive the Balmer formula from the newly-proposed atomic model. After the introduction of the stationary states and the frequency condition, the derivation follows a three-step recipe consisting of the calculation of the energy from classical mechanics, the quantization of the energy and finally the calculation of the spectral frequencies via the Planck Relation . Given the simplicity of the system considered and the assumption of the stationary states and the frequency condition, the first and last step did not call for an extended argument and Bohr simply gave the relevant equations. As Bohr explicitly acknowledged, the classical radiation mechanism was replaced entirely by the fundamental assumptions of his model: radiation is produced through a transition between stationary states. Though 1 was in direct conflict with the physical assumptions of his model, Bohr's thinking nonetheless depended crucially on it. This is emphasized by the fact that Bohr knew that he could quantize the orbits on the assumption that the angular momentum of the atom is equal to .1 While 1 could not be interpreted as a description of a physical process in a classical sense, Bohr kept the equation and explored its conceptual significance within his new quantum theory of the atom. This was a vital concern for Bohr, first, because he needed a justification; second, because he hoped for insights on how to develop the theory by investigating which parts of classical radiation theory could still be used within the new model. The investigation of this question loomed large in Bohr's 1913 paper and continued to play an important role in his early work on the quantum theory of the atom. For the preceding argument Bohr justified the radiation-motion relation by means of a comparison between the radiation process and the motion of the electron before and after the radiation process. This justification itself was not very convincing: it rested solely on its empirical success and the questionable mean-value argument, and Bohr decided to give a second derivation of the Balmer formula to add further plausibility to 1. Already his first hand waving argument, however, points to some of the central aspects of his attempt to connect radiation and electronic motion: In light of the missing radiation mechanism in quantum theory, Bohr tried to recover a relation between radiation and electronic motion within quantum theory analogous to the one in classical radiation theory. He refrained from proposing a new hypothetical radiation mechanism and shied away from such assumptions until 1924. Instead he resorted to experimental, mathematical and intertheoretical arguments to construct a formal relation between radiation and matter and aimed to get insights into the properties of a radiation mechanism yet to be found. In order to be equivalent to the empirical Balmer formula this function has to be , as Bohr showed by comparing the frequency of a quantum transition and the orbiting frequencies of the stationary states in the case of high quantum numbers, in which classical electrodynamics and quantum theory predict the same numerical value for the radiation frequency. This result implied the consistency of his major assumptions, the radiation-motion connection and the Balmer formula, which entered as an empirical constraint. For the argument the high quantum number limit plays an important role as it renders the condition for the consistency precisely and shows that the assumption of a relation between radiation and motion within quantum theory leads to the agreement of quantum theory and classical theory in this limit. The possibility of an emission of a radiation of such a frequency may also be interpreted from analogy with ordinary electrodynamics, as an electron rotating round a nucleus in an elliptical orbit will emit a radiation which according to Fourier's theorem can be resolved into homogeneous components, the frequencies of which are [5, 14]. This recapturing of the relation between orbital frequency and the radiation frequency is part of Bohr's conclusion: While classical electrodynamics in general is in contradiction with the basic assumptions of the Bohr model, the classical relation between the frequency of radiation and the mechanical frequency can be established at least in the classical limit as a formal relation. To show this is as important to Bohr as to show that his new model predicts the correct Balmer formula. As such the classical relation between motion and radiation is indispensable for Bohr's early work as a touchstone for his two derivations and it is of vital concern in the attempt to explore the break and the continuity with classical radiation theory. The radiation-motion relation continued to play an important role in Bohr's works following the 1913 trilogy; after he had finished his initial papers Bohr adapted his model to account for the Stark and Zeeman effects. The relation between radiation and motion played a major role in the initial work establishing the Bohr model and its extension to the Stark and Zeeman effect. Stemming from classical radiation theory this relation was in contradiction with the major assumptions of the new model of the atom; nonetheless, Bohr's thinking relied heavily on the radiation-motion connection both in establishing his results and in clarifying the foundations of the new model. Compared with his later statements on the correspondence principle there is a remarkable resemblance between the statements in 1913/1914 and the correspondence idea between 1918 and 1923: In both cases the relation between the orbiting frequency and the frequency of radiation and the asymptotic limit between quantum theory and classical electrodynamics were at the core of Bohr's reasoning. Also the idea of the Fourier series is mentioned, which would become ever more important in the development of the correspondence idea.5 While the core elements of the later principle are already apparent in the early phase, they are used very differently in both phases. This shift in the usage of the basic correspondence relation was due to the development of the quantum theory of the atom as a whole. The physicists who developed Bohr's initial model mainly extended the description of the stationary states to more complicated systems with the help of celestial mechanics. In this context the relation between the radiation frequency and the orbiting frequency was replaced by Sommerfeld's quantum condition: . The new relation did not involve any assumptions on the radiation process or the interaction between radiation and matter, it was a statement about the action of a mechanical system and its quantization. The fruitfulness of this new quantization condition led physicists including Bohr to abandon the early quantization procedure. Through this abandonment, the frequency condition became the sole relation of radiation theory, which was needed to determine the series formulae describing atomic spectra. Whereas the loss of the classical radiation mechanism had been a vital concern for Bohr in his early works, this was no longer the case in the development of the quantum theory of the atom. The relation should, however, resurface in Bohr's thinking about the transitions in quantum theory and in this form led to the formulation of the correspondence principle.
It is widely known that both the Correspondence Principle and the Adiabatic Principle were the two pillars of Bohr's quantum theory. However, the Correspondence Principle usually gets much more attention in historical accounts. A closer look at Bohr's quantum theory shows that, although the fate of the Adiabatic Principle was closely tied up with the validity of mechanics, it also played a significant role in the old quantum theory. In the early 1920s, when dealing with multielectron atoms, Bohr was forced to reshape the theory and thus to reconsider the relative relevance of the two principles. It is precisely the late preponderance of the Correspondence Principle which has, in perspective, biased the historical weight attributed to each of them.