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IEEE Wireless Communications and Networking Conference

Optimality of Proper Gaussian Signaling for SIMO Wiretap Channels

Dong Yong, Yinfei Xu, Tong Zhang, Yili Xia

Published Mar 1, 2023• 0 citations
Publisher

Abstract

In this paper, we study the optimality of proper signals for wiretap channels (WTC). We characterize the secrecy capacity of WTC in both separate and augmented forms, and show that proper Gaussian signals can achieve the secrecy capacity for both single-input multiple-output (SIMO) and single-input single-output (SISO) WTC. We also use an accelerated difference of convex functions algorithm (ADCA) to verify our results.

DOI
10.1109/wcnc55385.2023.10119019

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In this paper, we study the optimality of proper signals for wiretap channels (WTC). We characterize the secrecy capacity of WTC in both separate and augmented forms, and show that proper Gaussian signals can achieve the secrecy capacity for both single-input multiple-output (SIMO) and single-input single-output (SISO) WTC. We also use an accelerated difference of convex functions algorithm (ADCA) to verify our results.
The multiple-input multiple-output (MIMO) wiretap channel (WTC) serves as a fundamental model for exploring information-theoretic secrecy in wireless communication systems, involving a transmitter, a legitimate user, and an eavesdropper. This paper investigates the optimality of proper complex signals in complex WTCs. Our primary contribution lies in the derivation of a determinant inequality, which establishes that the secrecy rate of degraded complex MIMO WTCs is maximized when the signal is proper, meaning that its pseudo-covariance matrix is a zero matrix. Remarkably, we extend this result beyond the degraded scenario to the general complex WTC by leveraging a min-max reformulation of the secrecy capacity. Thus, we demonstrate that focusing on proper signals is sufficient when examining the secrecy capacity of the complex WTC. Overall, this work highlights the significance of the determinant inequality we derive and its implications for optimizing secrecy rates in the complex WTC.
Secure signaling over multiple-input multiple-output (MIMO) wiretap channel (WTC) is studied under interference and transmit power constraints. The classical MIMO WTC model is extended to interference-limited scenarios, so that interference to other users does not exceed a given threshold while ensuring simultaneously no information leakage to an eavesdropper. The operational secrecy capacity of the Gaussian MIMO WTC under interference and transmit power constraints is rigorously established in two forms (a non-convex max problem and a convex-concave max-min problem), to which per-antenna power constraints can be added as well. Optimal signaling directions are characterized in the general case, from which (tight) upper bounds to the rank of optimal transmit covariance matrix are derived. A sufficient condition for the optimality of beamforming and a necessary condition for optimal full-rank signaling are given. Closed-form rank-1 and high-rank solutions are obtained in the case of zero interference constraints. Sufficient and necessary conditions for non-zero secrecy capacity are established. The results are extended to multi-user scenarios. A sufficient and necessary condition for the unbounded growth of the secrecy capacity with transmit power is obtained. The interplay between transmit and interference power constraints is studied, and its significant impact on optimal signaling is demonstrated (so that neither constraint can be absorbed into the other one in general, as was sometimes suggested in the literature). Overall, these results provide insights into fundamental information-theoretic limits and optimal signaling strategies for secure communications under interference constraints.
To achieve perfect secrecy in a multiple-input multiple-output (MIMO) Gaussian wiretap channel (WTC), we need to find its secrecy capacity and optimal signaling, which involves solving a difference of convex functions program known to be non-convex for the non-degraded case. To deal with this, a class of existing solutions have been developed but only local optimality is guaranteed by standard convergence analysis. Interestingly, our extensive numerical experiments have shown that these local optimization methodsindeed achieve global optimality. In this letter, we provide an analytical proof for this observation. To achieve this, we show that the Karush-Kuhn-Tucker (KKT) conditions of the secrecy rate maximization problem admit a unique solution forboth degraded and non-degraded cases. Motivated by this, we also propose a low-complexity algorithm to find a stationary point. Numerical results are presented to verify the theoretical analysis.
We consider a multiple-input multiple-output (MIMO) Gaussian wiretap channel model, where there exists a transmitter, a legitimate receiver and an eavesdropper, each node equipped with multiple antennas. We study the problem of finding the optimal input covariance that achieves secrecy capacity subject to a power constraint, which in general leads to a difficult non-convex optimization problem. For the Gaussian multiple-input single-output (MISO) wiretap channel where there exists a transmitter equipped with multiple antennas, a legitimate receiver and an eavesdropper each equipped with one antenna, the optimal input covariance is obtained in closed form. For the general case, we derive the necessary conditions for the optimal input covariance in the form of a set of equations. We show that for MISO case, the derived conditions guarantee the optimal input covariance. Numerical results are presented to illustrate the proposed theoretical findings.
Privacy is a critical issue when communicating over shared mediums. A fundamental model for the information-theoretic analysis of secure communications is the wiretap channel (WTC), which consists of a communicating pair and an eavesdropper. In this work we study the secrecy capacity of Gaussian multiple-input multiple-output (MIMO) WTCs with finite memory. These channels are very common in wireless communications as well as in wireline communications (e.g., in power line communications). We derive a closed-form expression for the secrecy capacity of the MIMO Gaussian WTC with finite memory via the analysis of an equivalent block-memoryless model, which is transformed into a set of parallel independent memoryless MIMO WTCs. The secrecy capacity is expressed as the maximization over the input covariance matrices in the frequency domain. Finally, we show that for the Gaussian scalar WTC with finite memory, the secrecy capacity can be obtained by waterfilling.