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International Symposium on Communication Systems, Networks and Digital Signal Processing (CSNDSP)

Scalar Minimax Filter-based Phase Tracking for Continuous-Variable Quantum Key Distribution

Farah Mahdi Al-Sallami, Sujan Rajbhandari, Zahir Uddin Ahmad, David Grace

Published Jul 20, 2022• 1 citation
Publisher

Abstract

In local oscillator (LLO)-based continuous-variable quantum key distribution (CV-QKD), a difference between the linewidth values of two free-running lasers at Alice and Bob induces a phase drift noise. This work proposes a novel minimax filter-based phase tracking that aims to minimize the phase drift considering maximum residual phase error to achieve optimal phase estimation. Simulation results show that the minimax filter offers a lower phase estimation mean square error (MSE) value compared to the Kalman filter when worst-case phase drift error due to high linewidth difference or high measurement noise values are considered.

DOI
10.1109/csndsp54353.2022.9907992

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In local oscillator (LLO)-based continuous-variable quantum key distribution (CV-QKD), a difference between the linewidth values of two free-running lasers at Alice and Bob induces a phase drift noise. This work proposes a novel minimax filter-based phase tracking that aims to minimize the phase drift considering maximum residual phase error to achieve optimal phase estimation. Simulation results show that the minimax filter offers a lower phase estimation mean square error (MSE) value compared to the Kalman filter when worst-case phase drift error due to high linewidth difference or high measurement noise values are considered.
The continuous-variable quantum key distribution with a local local-oscillator is extremely sensitive to the phase compensation noise caused by the inaccurate reference phase estimation. In order to overcome the influence of slow drift caused by the residual optical frequency difference, we utilize a vector Kalman filter to estimate and track the reference phase from pilots. The fast drift and slow drift are taken into account in the variation of the reference phase, so that phase estimation becomes more accurate than the conventional scalar Kalman filter. The mean square error of reference phase estimation is deduced theoretically, and the specified frame is designed to estimate the phase noise variance in real time. In simulations, the performances involving of the estimation accuracy, the actual excess noise and the secret key rate are compared between with four different phase estimation methods. The simulation results show that the vector Kalman filter is superior to the other methods, even though under a serious phase noise and a large optical frequency difference.
Quantum key distribution (QKD) enables information-theoretic-secure secret key exchange thanks to the laws of quantum mechanics. Since it can easily be incorporated into existing telecom networks, continuous-variable QKD (CV QKD) using coherent states and coherent detection has recently emerged as a promising candidate. However, the secret key rate and link distance in CV QKD systems are still limited by the imperfections of used components. In this work, through simulations, we study the use of different digital filtering techniques for optical phase recovery, aided by pilot symbols, to mitigate the phase noise induced by the coherent mixing of two free-running lasers in a CV QKD system. Moving average, Butterworth and unscented Kalman filters are evaluated for different phase drift conditions. Results show that phase recovery from small amplitude pilot symbols, along with further digital filtering, can considerably reduce phase noise and measurement error, while increasing the secret key rate and link distance of the CV QKD system.
In continuous-variable quantum key distribution with a local local oscillator (LLO CV-QKD), the phase noise after phase compensation is mainly composed of three parts: the relative phase drift noise, the relative phase accumulated noise, and the phase-reference measurement noise. Here, we develop a practical phase noise model for LLO CV-QKD protocols, in which part of the phase-reference measurement noise that can be locally calibrated by Bob at the receiver side is considered to be trusted noise. It is reasonable to adopt this model because Bob”s apparatus is inaccessible to the eavesdropper. We show that the secret key rate and the transmission distance of the LLO CV-QKD system under the practical phase noise model is significantly improved in comparison to that under the conventional phase noise model. We show that the secret key rate is improved more than 65% and the transmission distance is increased more than 70% with some typical simulation parameters.
Continuous-variable quantum key distribution (CV-QKD) holds promise for enhancing security in communication networks. However, obtaining a higher secure key rate poses challenges, particularly in reliable phase estimation. So, it is very necessary for CV-QKD implementations with independent local oscillator (LO) to employ carrier recovery along with precise phase estimation. Our methodology combines extended Kalman filters (EKF) with recurrent neural networks (RNNs) to enhance the accuracy of phase recovery for locally generated LO signals. Using numerical simulations, we evaluate the achievable secret key rates for different transmission distances and line widths. The proposed method achieves a phase error of approximately 1 × 10–4, leading to positive secure key rates for distances up to 40 km. This method of phase tracking solves the problem and is effective in real-time deployment of CV-QKD in communication networks.
The value of residual phase noise, after phase compensation, is one of the key limitations of performance improvement for continuous-variable quantum key distribution using a local local oscillator (LLO CV-QKD) system, since it is the major excess noise. However, due to the nonideality of the realistic devices implemented in practice, for example, imperfect lasers, detectors, and unbalanced interferometers, the value of residual phase noise in the current system is still relatively large. Here, we develop a phase noise model to improve the phase noise tolerance of the LLO CV-QKD schemes. In our model, part of the phase-reference measurement noise associated with detection efficiency and electronic noise of Bob's detector as well as a real-time monitored phase-reference intensity at Bob's side is considered trusted because it can be locally calibrated by Bob. We show that using our phase noise model can significantly improve the secure key rate and transmission distance of the LLO CV-QKD system. We further conduct an experiment to substantiate the superiority of the phase noise model. Based on experimental data of a LLO CV-QKD system in the 25-km optical fiber channel, we demonstrate that the secure key rate under our phase noise model is approximately 40% higher than that under the conventional phase noise model.
In Local-local Oscillator (LLO) based Continuous-Variable Quantum Key Distribution (CV-QKD), the phase reference of the transmitter and receiver, Alice and Bob, are naturally de-correlated due to their use of individual lasers. A phase reference signal is used, whose measurement is critical for estimating the phase difference and correcting the raw QKD data. We observed that asymmetry in the quadrature measurements of the shot noise-limited heterodyne detector affects the accuracy of the reference signal's phase estimation and thereby reduces the achievable transmission distance and key rate of the CV-QKD system. We quantify the effect and propose a method to counteract the effect of detection asymmetry. We also evaluate the effects of detection asymmetry using quantum optical tomography.