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The Journal of Open Source Software

solid_dmft: gray-boxing DFT+DMFT materials simulations with TRIQS

Maximilian E. Merkel, Alberto Carta, Sophie Beck, Alexander Hampel

Published Sep 23, 2022• 29 citations
Publisher

Abstract

Strongly correlated systems are a class of materials whose electronic structure is heavily influenced by the effect of electron-electron interactions.In these systems, an effective singleparticle description may not capture the many-body effects accurately.Although density functional theory (DFT) plus dynamical mean-field theory (DMFT) has proven successful in describing strongly correlated electron systems for over two decades, only very recently ready-to-use software packages have begun to become available, with most scientific research carried out by in-house codes developed and used in individual research groups.Given the complexity of the method, there is also the question of whether users should implement the formalism themselves for each problem or whether black-box software, analogous to popular DFT packages, would be beneficial to the community.

DOI
10.21105/joss.04623

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Strongly correlated systems are a class of materials whose electronic structure is heavily influenced by the effect of electron-electron interactions.In these systems, an effective singleparticle description may not capture the many-body effects accurately.Although density functional theory (DFT) plus dynamical mean-field theory (DMFT) has proven successful in describing strongly correlated electron systems for over two decades, only very recently ready-to-use software packages have begun to become available, with most scientific research carried out by in-house codes developed and used in individual research groups.Given the complexity of the method, there is also the question of whether users should implement the formalism themselves for each problem or whether black-box software, analogous to popular DFT packages, would be beneficial to the community.
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Abstract This article is a short introduction to the modern computational techniques used to tackle the many-body problem in materials. The aim is to present the basic ideas, using simple examples to illustrate strengths and weaknesses of each method. We will start from density-functional theory (DFT) and the Kohn–Sham construction—the standard computational tools for performing electronic structure calculations. Leaving the realm of rigorous density-functional theory, we will discuss the established practice of adopting the Kohn–Sham Hamiltonian as approximate model. After recalling the triumphs of the Kohn–Sham description, we will stress the fundamental reasons of its failure for strongly-correlated compounds, and discuss the strategies adopted to overcome the problem. The article will then focus on the most effective method so far, the DFT+DMFT technique and its extensions. Achievements, open issues and possible future developments will be reviewed. The key differences between dynamical (DFT+DMFT) and static (DFT+ U ) mean-field methods will be elucidated. In the conclusion, we will assess the apparent dichotomy between first-principles and model-based techniques, emphasizing the common ground that in fact they share.
Accurate descriptions of the electronic properties of molecules, solids and other materials are crucial in the development of many modern technologies, and are therefore the subject of much scientific research. In tandem with experimental research, computational simulations play a huge role. Density functional theory (DFT) is the most popular method for performing ground-state electronic structure calculations due to its accuracy in many situations along with its computational efficiency. Its time-dependent extension (TDDFT) allows the modelling of the dynamics of systems of interacting electrons. (TD)DFT is an exact theory in principle, but requires approximations in practice, specifically to the many-body effects of electron exchange and correlation (xc), which are described by some unknown universal functional. Despite much success, it often proves inadequate in many scenarios of increasing interest. Therefore, we aim to contribute to the development of improved approximate density functionals. \n \nIn this thesis, we take the approach of studying small model systems for which we can compute the exact functionals. These systems are designed to exhibit the key features present in realistic quantum systems, such as atoms and molecules, which the exact universal (TD)DFT functional is capable of describing, but are often ill-described by the commonly used approximations. By analysing the nature of these exact functionals, we gain valuable insight into their fundamental properties, together with identifying where the current approximations are lacking, thereby allowing us to suggest how these approximations may be improved.
In this lecture we give an introduction to theoretical description of strongly correlated materials based on dynamical mean-¿eld theory (DMFT) and its extensions.The goal of this theoretical construction is to retain the many-body aspects of local atomic physics within the extended solid.The effects of short-range non-local correlations within cluster extensions of the DMFT scheme, as well as long-range Àuctuations within the fully renormalized dual-fermion perturbation scheme are discussed extensively.Recent progress in the numerical solution of the DMFT effective quantum impurity problem within the recently developed continuous-time Quantum Monte Carlo schemes is reviewed.We then describe realistic extensions of this approach which combine the accuracy of ¿rst-principle Density-Functional Theory with the treatment of local many-body effects within DMFT.
Dynamical Mean-Field Theory (DMFT) has opened new perspectives for the investigation of strongly correlated electron systems and greatly improved our understanding of correlation effects in models and materials. In contrast to Hartree-Fock-type approximations the mean field of DMFT is dynamical, whereby local quantum fluctuations are fully taken into account. DMFT becomes exact in the limit of high spatial dimensions or coordination number. Using DMFT the dynamics of correlated electron systems can be investigated non-perturbatively at all interaction strengths, electron densities and temperatures. By merging density functional theory with DMFT a powerful method for the calculation of the properties of correlated electron materials has become available, which is applicable to bulk systems and heterostructures, including topological states of matter. The inclusion of non-local correlations into DMFT makes it possible to explore unconventional superconductivity and the critical behavior at thermal or quantum phase transitions. By generalizing DMFT to non-equilibrium states also the real-time dynamics of correlated systems can be investigated. In this brief review the foundations and current status of DMFT are discussed along with characteristic physical insights obtained with this approach.
The main focus of this thesis is the detailed investigation of computational methods to tackle strongly correlated materials in which a rich variety of exotic phenomena are found. A many-body problem with sizable electronic correlations can no longer be explained by independent-particle approximations such as density functional theory (DFT) or tight-binding approaches. The influence of an electron to the others is too strong for each electron to be treated as an independent quasiparticle and consequently those standard band-structure methods fail even at a qualitative level. One of the most powerful approaches for strong correlations is the dynamical mean-field theory (DMFT), which has enlightened the understanding of the Mott transition based on the Hubbard model. For realistic applications, the dynamical mean-field theory is combined with various independent-particles approaches. The most widely used one is the DMFT combined with the DFT in the local density approximation (LDA), so-called LDA+DMFT. In this approach, the electrons in the weakly correlated orbitals are calculated by LDA while others in the strongly correlated orbitals are treated by DMFT. Recently, the method combining DMFT with Hedin's GWGWGW approximation was also developed, in which the momentum-dependent self-energy is also added. In this thesis, we discuss the application of those methodologies based on DMFT. First, we apply the dynamical mean-field theory to solve the 3-dimensional Hubbard model in Chap. 3. In this application, we model the interface between the thermodynamically coexisting metal and Mott insulator. We show how to model the required slab geometry and extract the electronic spectra. We construct an effective Landau free energy and compute the variation of its parameters across the phase diagram. Finally, using a linear mixture of the density and double-occupancy, we identify a natural Ising order parameter which unifies the treatment of the bandwidth and filling controlled Mott transitions. Secondly, we study the double-counting problem, a subtle issue that arises in LDA+DMFT. We propose a highly precise double-counting functional, in which the intersection of LDA and DMFT is calculated exactly, and implement a parameter-free version of the LDA+DMFT that is tested on one of the simplest strongly correlated systems, the H2 molecule. We show that the exact double-counting treatment along with a good DMFT projector leads to very accurate and total energy and excitation spectrum of H2_22​ molecule. Finally, we implement various versions of GWGWGW+DMFT, in its fully self-consistent way, one shot GW approximation, and quasiparticle self-consistent scheme, and studied how well these combined methods perform on H2_22​ molecule as compared to more established methods such as LDA+DMFT. We found that most flavors of GW+DMFT break down in strongly correlated regime due to causality violation. Among GW+DMFT methods, only the self-consistent quasiparticle GW+DMFT with static double-counting, and a new method with causal double-counting, correctly recover the atomic limit at large H-atom separation. While some flavors of GW+DMFT improve the single-electron spectra of LDA+DMFT, the total energy is best predicted by LDA+DMFT, for which the exact double-counting is known, and is static.