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Scientific Reports

Scalable and CMOS compatible silicon photonic physical unclonable functions for supply chain assurance

Farhan Bin Tarik, Azadeh Famili, Yingjie Lao, Judson D. Ryckman

Published Sep 19, 2022• 28 citations
Publisher

Abstract

Abstract We demonstrate the uniqueness, unclonability and secure authentication of N = 56 physical unclonable functions (PUFs) realized from silicon photonic moiré quasicrystal interferometers. Compared to prior photonic-PUF demonstrations typically limited in scale to only a handful of unique devices and on the order of 10 false authentication attempts, this work examines > 103 inter-device comparisons and false authentication attempts. Device fabrication is divided across two separate fabrication facilities, allowing for cross-fab analysis and emulation of a malicious foundry with exact knowledge of the PUF photonic circuit design and process. Our analysis also compares cross-correlation based authentication to the traditional Hamming distance method and experimentally demonstrates an authentication error rate AER = 0%, false authentication rate FAR = 0%, and an estimated probability of cloning below 10−30. This work validates the potential scalability of integrated photonic-PUFs which can attractively leverage mature wafer-scale manufacturing and automated contact-free optical probing. Such structures show promise for authenticating hardware in the untrusted supply chain or augmenting conventional electronic-PUFs to enhance system security.

DOI
10.1038/s41598-022-19796-z

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Physical Unclonable Functions (PUFs) are hardware security primitives whose inherent physical complexity can be exploited for secure authentication and cryptographic key generation. Silicon photonic devices, owing to their suitability for quantum and artificial intelligence applications alongside standard CMOS fabrication processes, constitute a highly promising substrate for integrated multifunctional PUFs. Despite the advanced security guarantees offered by quantum cryptographic protocols and the central role of silicon photonics in quantum technologies, quantum readout strategies based on single-photon states for photonic PUFs remain largely unexplored. In this work, we experimentally demonstrate a silicon nitride (SiN) programmable photonic Mach Zehnder interferometer mesh that implements a unitary transformation and operates as a PUF, whose secret physical signature arises from uncontrollable waveguide variations during fabrication. Using experimentally derived parameters from the SiN integrated mesh, we further introduce and numerically evaluate a quantum readout protocol that combines single-photon states with PUFs. Maximally mixed quantum states are employed to conceal the underlying unitary transformation from passive eavesdropping. Security against adversaries possessing devices fabricated under similar conditions is assessed, with authentication performance quantified through Monte Carlo analysis of the false acceptance and false rejection rates as a function of the number of detected events and corrected errors. The results indicate exceptional performance with equal error rates as low as 10 to the minus 14, highlighting the potential of quantum secure PUFs for high security authentication applications.

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Abstract We demonstrate the uniqueness, unclonability and secure authentication of N = 56 physical unclonable functions (PUFs) realized from silicon photonic moiré quasicrystal interferometers. Compared to prior photonic-PUF demonstrations typically limited in scale to only a handful of unique devices and on the order of 10 false authentication attempts, this work examines > 103 inter-device comparisons and false authentication attempts. Device fabrication is divided across two separate fabrication facilities, allowing for cross-fab analysis and emulation of a malicious foundry with exact knowledge of the PUF photonic circuit design and process. Our analysis also compares cross-correlation based authentication to the traditional Hamming distance method and experimentally demonstrates an authentication error rate AER = 0%, false authentication rate FAR = 0%, and an estimated probability of cloning below 10−30. This work validates the potential scalability of integrated photonic-PUFs which can attractively leverage mature wafer-scale manufacturing and automated contact-free optical probing. Such structures show promise for authenticating hardware in the untrusted supply chain or augmenting conventional electronic-PUFs to enhance system security.
Physical Unclonable Functions (PUFs) are hardware security primitives whose inherent physical complexity can be exploited for secure authentication and cryptographic key generation. Silicon photonic devices, owing to their suitability for quantum and artificial intelligence applications alongside standard CMOS fabrication processes, constitute a highly promising substrate for integrated multifunctional PUFs. Despite the advanced security guarantees offered by quantum cryptographic protocols and the central role of silicon photonics in quantum technologies, quantum readout strategies based on single-photon states for photonic PUFs remain largely unexplored. In this work, we experimentally demonstrate a silicon nitride (SiN) programmable photonic Mach Zehnder interferometer mesh that implements a unitary transformation and operates as a PUF, whose secret physical signature arises from uncontrollable waveguide variations during fabrication. Using experimentally derived parameters from the SiN integrated mesh, we further introduce and numerically evaluate a quantum readout protocol that combines single-photon states with PUFs. Maximally mixed quantum states are employed to conceal the underlying unitary transformation from passive eavesdropping. Security against adversaries possessing devices fabricated under similar conditions is assessed, with authentication performance quantified through Monte Carlo analysis of the false acceptance and false rejection rates as a function of the number of detected events and corrected errors. The results indicate exceptional performance with equal error rates as low as 10 to the minus 14, highlighting the potential of quantum secure PUFs for high security authentication applications.
Integrated circuit anti-counterfeiting based on optical physical unclonable functions (PUFs) plays a crucial role in guaranteeing secure identification and authentication for Internet of Things (IoT) devices. While considerable efforts have been devoted to exploring optical PUFs, two critical challenges remain: incompatibility with the complementary metal-oxide-semiconductor (CMOS) technology and limited information entropy. Here, we demonstrate all-silicon multidimensionally-encoded optical PUFs fabricated by integrating silicon (Si) metasurface and erbium-doped Si quantum dots (Er-Si QDs) with a CMOS-compatible procedure. Five in-situ optical responses have been manifested within a single pixel, rendering an ultrahigh information entropy of 2.32 bits/pixel. The position-dependent optical responses originate from the position-dependent radiation field and Purcell effect. Our evaluation highlights their potential in IoT security through advanced metrics like bit uniformity, similarity, intra- and inter-Hamming distance, false-acceptance and rejection rates, and encoding capacity. We finally demonstrate the implementation of efficient lightweight mutual authentication protocols for IoT applications by using the all-Si multidimensionally-encoded optical PUFs.
The hallmark of the information age is the ease with which information is stored, accessed, and shared throughout the globe. This is enabled, in large part, by the simplicity of duplicating digital information without error. Unfortunately, an ever-growing consequence is the global threat to security and privacy enabled by our digital reliance. Specifically, modern secure communications and authentication suffer from formidable threats arising from the potential for copying of secret keys stored in digital media. With relatively little transfer of information, an attacker can impersonate a legitimate user, publish malicious software that is automatically accepted as safe by millions of computers, or eavesdrop on countless digital exchanges. To address this vulnerability, a new class of cryptographic devices known as physical unclonable functions (PUFs) are being developed. PUFs are modern realizations of an ancient concept, the physical key, and offer an attractive alternative for digital key storage. A user derives a digital key from the PUF’s physical behavior, which is sensitive to physical idiosyncrasies that are beyond fabrication tolerances. Thus, unlike conventional physical keys, a PUF cannot be duplicated and only the holder can extract the digital key. However, emerging machine learning (ML) methods are remarkably adept at learning behavior via training, and if such algorithms can learn to emulate a PUF, then the security is compromised. Unfortunately, such attacks are highly successful against conventional electronic PUFs. Here, we investigate ML attacks against a nonlinear silicon photonic PUF, a novel design that leverages nonlinear optical interactions in chaotic silicon microcavities. First, we investigate these devices’ resistance to cloning during fabrication and demonstrate their use as a source of large volumes of cryptographic key material. Next, we demonstrate that silicon photonic PUFs exhibit resistance to state-of-the-art ML attacks due to their nonlinearity and finally validate this resistance in an encryption scenario.
Because of advancements in digital communication and associated technology, security and privacy have become crucial. Physical Unclonable Function (PUF) is one of the promising security solutions due to their adaptability, reliability, and secure nature. PUFs are unique identifiers that can be presented in many forms due to their unique structure and application. However, their application might be limited due to the reliability and fabrication process. Hence, a new PUF is proposed in this study, which comprises a semi-distributed fiber optic device. The proposed solution can overcome reliability concerns based on the unique behavior of biosensors and offers a simple fabrication process. Based on the random information of the physical characteristics, Physical Unclonable Functions has demonstrated potential for secure device authentication. This thesis describes the design, implementation, and evaluation of semi-distributed fiber optic devices as robust PUFs. Using intrinsic variability of fiber optic interferometric configurations, each device produces a unique spectrum showing good intra-device repeatability and high inter-device differentiation. Experimental validation of spectral reflectivity measurements confirms low internal variability, crucial for reliable authentication. In addition to these correlations, this research shows extensive simulations, allowing us to thoroughly analyze device uniqueness and stability, across a broad range of environmental scenarios. The proposed semi-distributed type of the fiber optic PUFs is promising solutions for secure and scalable authentication in applications that require high levels of security and integrity. This study represents a step towards the practical deployment and enhancement of fiber-optic PUF solutions into secure systems verification.
Abstract A physical unclonable function (PUF) device leverages manufacturing randomness to generate a unique fingerprint for secure authentication, encryption, and counterfeit prevention. Optical PUFs (OPUFs) have gained prominence due to their strong security, light‐based challenge‐response mechanisms, and potential for quantum‐secure encryption. These devices have promising applications for hardware security, authentication, cryptographic key generation, and anti‐counterfeiting measures across multiple industries. This review enlightens the diverse material platforms used for OPUFs, ranging from fiber optics and liquid crystals to advanced semiconductor nanocrystals and plasmonic metasurfaces, each offering distinct optical characteristics that impact security strength. While no single material system dominates the field, hybrid and multi‐model approaches integrating low‐dimensional materials are being explored to enhance reliability and scalability. Finally, the challenges and future perspectives are outlined, including adaptive OPUFs architectures, utilizing artificial intelligence (AI) for challenge‐response generation, and their integration into quantum communication networks, highlighting how next‐generation semiconductor materials can further advance OPUFs technologies.
Physically Unclonable Function (PUF) optical circuits are described and implemented within a Photonic Integrated Circuit (PIC) to enhance certain security properties such as device authentication, anti-tamper properties, or for use as a root-of-trust value. Optical processing is advantageous for security applications such as these since they are less susceptible to eavesdropping and side channel monitoring via the difficulty of observing electromagnetic radiation emissions during PIC operation. We employ the use of State of Output Polarization (SOP) variability arising from inherent stresses, strains and manufacturing tolerances present within a fabricated PIC. A customized optical signal processing element is used in our PUF circuit that contains a very narrow "trench" structure with tiny structural variations induced during fabrication that enhances SOP variability. The tiny structural changes in fabricated PICs are fixed resulting in repeatable SOP variation of the optical signals. To avoid a need for PUF calibration, to increase robustness with respect to input power level variation, measurement device resolution and sensitivity; we show that PUF functionality can be conveniently modeled as a discrete MultipleValued Logic (MVL) function. The proposed MVL PUF formulation avoids the need to characterize and measure exact polarization states as well as enabling the use of PUF output measurement devices that have a wide range of resolution and sensitivity specifications. Several different PUF circuits are implemented within a single fabricated PIC and are experimentally evaluated to demonstrate its efficacy.