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IEEE photonics journal

DSP-Based Physical Layer Security for Coherent Optical Communication Systems

Jiaxiang He, Roger Phillip Giddings, Wei Jin, Jianming Tang

Published Aug 29, 2022• 14 citations
Publisher

Abstract

A novel digital signal processing (DSP)-based scheme for physical layer security in coherent optical communication systems is proposed and numerically investigated. The optical layer signal encryption is accomplished by two dispersive elements and one phase modulator (PM) driven by a DSP-generated encryption key, whilst signal decryption uses similar components but with inverted dispersion values and security keys. A critical aspect of the DSP-based physical layer security is that the security keys, driving the PMs to hide/recover the data signals, must be highly unpredictable and noise-like, thus orthogonal frequency division multiplexing (OFDM) signals are employed as they possess these characteristics, they can also be easily generated and cover a suitably wide range of unique keys. Numerical simulations are conducted to determine optimum system parameters for achieving a high level of security, the key parameters requiring optimization are the dispersion of the dispersive elements and the bandwidth of the security keys. Using these determined optimum parameters, in-depth investigations are undertaken of encryption/decryption induced transmission performance penalties, sensitives to various parameter offsets and operation over various transmission distances. To observe any data signal dependencies, various performance metrics are investigated for different combinations of modulation formats (DQPSK and 16QAM) and baud rates (40 Gbaud and 100 Gbaud) for the transmitted data signals. The proposed DSP-based physical layer security scheme is shown to have the potential to achieve, in a low-cost and highly effective manner, a high level of physical layer security with acceptable performance penalties for existing coherent optical communication systems.

DOI
10.1109/jphot.2022.3202433

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A novel digital signal processing (DSP)-based scheme for physical layer security in coherent optical communication systems is proposed and numerically investigated. The optical layer signal encryption is accomplished by two dispersive elements and one phase modulator (PM) driven by a DSP-generated encryption key, whilst signal decryption uses similar components but with inverted dispersion values and security keys. A critical aspect of the DSP-based physical layer security is that the security keys, driving the PMs to hide/recover the data signals, must be highly unpredictable and noise-like, thus orthogonal frequency division multiplexing (OFDM) signals are employed as they possess these characteristics, they can also be easily generated and cover a suitably wide range of unique keys. Numerical simulations are conducted to determine optimum system parameters for achieving a high level of security, the key parameters requiring optimization are the dispersion of the dispersive elements and the bandwidth of the security keys. Using these determined optimum parameters, in-depth investigations are undertaken of encryption/decryption induced transmission performance penalties, sensitives to various parameter offsets and operation over various transmission distances. To observe any data signal dependencies, various performance metrics are investigated for different combinations of modulation formats (DQPSK and 16QAM) and baud rates (40 Gbaud and 100 Gbaud) for the transmitted data signals. The proposed DSP-based physical layer security scheme is shown to have the potential to achieve, in a low-cost and highly effective manner, a high level of physical layer security with acceptable performance penalties for existing coherent optical communication systems.
High-order modulation format optical signals are widely deployed in modern optical networks but remain insufficiently protected at the physical layer, leading to significant security vulnerabilities. This work proposes an all-optical secure transmission scheme for 16QAM signals based on phase coding and dispersive stretching. The scheme employs symmetric cascaded in-phase and quadrature Mach–Zehnder modulators (IQMZMs) to realize phase encoding and decoding, providing a simple structure with good suitability for photonic integration. The universality of constant-envelope key signals within the proposed architecture is investigated, providing references for key-format and device selection in practical applications and important guidance for future research on all-optical digital encryption. To the best of our knowledge, this is the first demonstration of all-optical digital encryption and decryption of 16QAM signals using high-order modulated key signals. Compared with existing schemes of the same category, the key space increases by a factor of2n2^{n}2n, wherennndenotes the number of symbols. Furthermore, the key signal undergoes dynamic temporal broadening through dispersive processing, enabling steganographic transmission. Simulation results at a bit rate of 100 Gb/s demonstrate significant security enhancement with high stability and reliability. Overall, the proposed scheme provides an effective approach to enhancing physical-layer security in high-order modulation optical transmission systems.
We proposed and numerically studied a traceless encryption approach for physical layer security in coherent optical communications system, the most attractive advantage of which is that it is hard for eavesdroppers to be aware that the transmission signal has been encrypted because the modulation formats of encrypted signal are still the regular ones, i.e. traceless encryption. In the proposed approach, the phase only or the combination of phase and amplitude dimensions can be used for encryption and decryption. Three simple encryption rules are designed and used to investigate the encryption security performance of the scheme, in which the QPSK signal can be encrypted to be as 8PSK, QPSK and 8QAM. The results show that three simple encryption rules can cause 37.5%, 25%, 62.5% of user signal binary codes to be misinterpreted by the eavesdroppers, respectively. When the modulation formats of encrypted signal and user signal are identical, the scheme can not only cover up the real information, but also have a potential application at misleading eavesdroppers. The impacts of the control light peak power at the receiver on the decryption performance are also analysed, the results indicate that the decryption performance of the scheme has a good tolerance to the peak power fluctuation of control light at the receiver.
This study investigates a multi-stage digital phase-encryption scheme designed for secure coherent optical communication. While the proposed method is implemented in DSP and can be modeled as a software-level stream cipher, it is explicitly co-designed with and tightly coupled to the physical-layer modulation structure. Unlike conventional XOR-based bitwise schemes, the encryption is applied to the symbol phase domain. It is integrated into the transmitter's modulation process, enabling symbol-level security evaluated in conjunction with transmission physics. By applying K-level phase-shift secret keys toM-ary quadrature amplitude modulation (QAM) signals, this method increases the number of secret-key bits per symbol without altering the signal constellation in its baseline configuration. This approach enhances encryption strength while maintaining signal integrity and reducing quantization overhead in phase-only operation. Experimental evaluations on nonlinear optical transmission channels confirm that baseline digital phase encryption preserves Q-factor stability under self-phase modulation, cross-phase modulation, and four-wave mixing. The proposed scheme ensures error-free transmission at forward error correction thresholds, effectively preventing eavesdroppers from reconstructing symbols under worst-case observation conditions. Additionally, simulations analyzing generalized mutual information and quantization errors demonstrate that the encryption scheme can minimize signal-to-noise ratio penalties, even when employing high-order QAM formats with limited digital-to-analog and analog-to-digital conversion resolutions. As an optional extension, we also analyze pseudo-quantum-noise-based IQ spreading and explicitly quantify the associated trade-off between additional noise masking and increased sensitivity to quantization. These findings position multi-stage digital phase encryption as a practical and power-efficient modulation-layer encryption technique whose behavior is systematically characterized under realistic nonlinear channel and hardware constraints, rather than as an entirely new cryptographic primitive.
In this paper, a security enhanced physical layer encryption scheme is proposed for coherent optical polarization division multiplexing (PDM) systems. The concept of a digital optical polarization scrambler (DOPS) is introduced to apply high speed rotation of state of polarization (RSOP) to the transmitted signal, which enables encryption based on polarization perturbations and offers superior flexibility in polarization management. By utilizing different combinations of digital polarization device matrices and adjusting their key parameters, four encryption modes are designed. The proposed encryption scheme is successfully implemented in a PDM-QPSK system at the data rate of 32 Gbps. Experimental results demonstrate that authorized users can successfully decrypt the received signal, while the eavesdroppers cannot derive useful information with a bit error rate (BER) at approximately 0.5. To enhance system security, a 5-D chaotic system is introduced with superior properties of high sensitivity to initial values and improved uniform distribution, which guarantees the large entropy and further the system’s security. This scheme can effectively prevent against brute attacks with the expanded key space of 10 60 .
In conventional optical communication systems, the transmission signals are regular digital signals. Due to the openness of optical fiber networks, it is rather easy for eavesdroppers to obtain the transmission signals from the public fiber-link and then intercept the message directly. To address this crucial security challenge, in this work we propose a high-speed secure optical communication system in virtue of physical random temporal encryption based on private physical random phase modulation and phase-to-intensity conversion. The proposed physical random temporal encryption is performed by a module composed of a phase modulator (PM) and a chirped fiber Bragg grating (CFBG), and the corresponding decryption is achieved with a similar module composed of an inverse-phase driven PM and an oppositedispersion CFBG. By distributing a constant-amplitude random-phase signal to the local semiconductor lasers deployed in the encryption module and decryption module, a pair of synchronized physical random PM driving signals that are not exchanged on public link can be independently generated, which guarantees the receiver end can correctly decrypt the original transmission message. Our numerical results demonstrate that with the proposed encryption scheme, the regular transmission signal is encrypted as a noise-like signal that can greatly enhance the security of message, and moreover, based on the private synchronized physical random phase modulation, the privacy of encryption and decryption are guaranteed, which prevents the eavesdroppers from intercepting transmission message. This work provides a promising strategy for the implement of high-speed high-security physical-layer optical communication.
Protecting the security of optical network is a major worldwide challenge. The conventional schemes for securing communications are based on cryptography at the MAC layer and its higher layers, which are facing a great threat with the development of quantum computers. Optical encryption is a promising way for building security on the physical layer of optical communications. In this work, we propose a novel optical encryption scheme for wavelength division multiplexing (WDM) fiber-optic communication systems, by utilizing the private chaotic phase scrambling. Secure transmission of 50 Gbps signal over 50-km standard single-mode fiber is experimentally and numerically demonstrated. The results show that the WDM signal is efficiently encrypted into a noise-like signal, due to the spectral broadening effect of chaotic phase scrambling. Since the processes of encryption and decryption are totally implemented in the optical domain, the proposed scheme can encrypt the entire network traffic with low latency and high speed. Moreover, the proposed encryption scheme is compatible with the existing WDM optical networks, and only one pair of encryption and decryption devices is sufficient to encrypt all WDM channels, thus the scheme can be easily implemented at low hardware cost.