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IEEE Transactions on Information Forensics and Security

Secure Multiantenna Transmission With an Unknown Eavesdropper: Power Allocation and Secrecy Outage Analysis

Shaobo Jia, Jiankang Zhang, Sheng Chen, Wanming Hao, Wei Xu

Published Jan 1, 2022• 13 citations
Publisher

Abstract

This paper investigates the power allocation problem for secure multiple-input single-output transmission with the injection of artificial noise (AN), in the presence of an unknown eavesdropper (Eve). Two power allocation schemes, the optimal adaptive power allocation (OAPA) and suboptimal fixed power allocation (SFPA) schemes, are proposed to enhance the physical layer security of the considered system. Since the noise power at Eve is unknown, both power allocation schemes are designed for the worst-case scenario in which the noise power at Eve is assumed to be zero, aiming to minimize the secrecy outage probability (SOP). To characterize the performance of the proposed power allocation schemes, approximate closed-form expressions for average SOP under a preset noise power level are derived by applying Gauss-Chebyshev quadrature. We also address the worst-case secrecy outage performance for the proposed OAPA and SFPA schemes. Our analytical and numerical results show that, compared with the exhaustive search method that requires Eve’s prior information, the proposed OAPA scheme exhibits comparable secrecy outage performance without Eve’s prior information. Additionally, the SFPA scheme, also without Eve’s prior information, is capable of achieving almost the same worst-case SOP as the OAPA scheme, with a much lower implementation complexity.

DOI
10.1109/tifs.2022.3197062

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This paper investigates the power allocation problem for secure multiple-input single-output transmission with the injection of artificial noise (AN), in the presence of an unknown eavesdropper (Eve). Two power allocation schemes, the optimal adaptive power allocation (OAPA) and suboptimal fixed power allocation (SFPA) schemes, are proposed to enhance the physical layer security of the considered system. Since the noise power at Eve is unknown, both power allocation schemes are designed for the worst-case scenario in which the noise power at Eve is assumed to be zero, aiming to minimize the secrecy outage probability (SOP). To characterize the performance of the proposed power allocation schemes, approximate closed-form expressions for average SOP under a preset noise power level are derived by applying Gauss-Chebyshev quadrature. We also address the worst-case secrecy outage performance for the proposed OAPA and SFPA schemes. Our analytical and numerical results show that, compared with the exhaustive search method that requires Eve’s prior information, the proposed OAPA scheme exhibits comparable secrecy outage performance without Eve’s prior information. Additionally, the SFPA scheme, also without Eve’s prior information, is capable of achieving almost the same worst-case SOP as the OAPA scheme, with a much lower implementation complexity.
This paper investigates power allocation problem for secure multiple-input single-output transmission with artificial noise (AN). With an unknown eavesdropper, we propose an optimal adaptive power allocation scheme, which adaptively adjust the power allocation factor (PAF) according to the instantaneous channel state information of the legitimate channel. On this basis, we derive a closed-form expression for the optimal PAF aiming to minimize the secrecy outage probability (SOP). A suboptimal fixed power allocation scheme is also proposed to reduce system complexity. Moreover, exact closed-form expressions of SOP for both schemes are also obtained.
In this paper, we study the secure multi-antenna transmission with artificial noise (AN) under slow fading channels coexisting with randomly located eavesdroppers. We provide a comprehensive secrecy performance analysis and system design/optimization under a stochastic geometry framework. Specifically, we first evaluate the secrecy outage performance, and derive a closed-form expression for the optimal power allocation ratio of the information signal power to the total transmit power that minimizes the secrecy outage probability (SOP). Subject to a SOP constraint, we then propose a dynamic parameter transmission scheme (DPTS) and a static parameter transmission scheme (SPTS) to maximize secrecy throughput, and provide explicit solutions on the optimal transmission parameters, including the wiretap code rates, the on-off transmission threshold and the power allocation ratio. Our results give new insight into secure transmission designs. For example, secrecy rate is a concave function of the power allocation ratio in DPTS, and AN plays a significant role under SOP constraints and in dense eavesdropper scenarios. In SPTS, transmission probability is a concave function of the power allocation ratio, and secrecy throughput is a quasi-concave function of the secrecy rate. Numerical results are demonstrated to validate our theoretical analysis.
We analyze and optimize the secrecy performance of artificial noise (AN) in multi-input single-output wiretap channels with multiple antennas at the transmitter and a single antenna at the receiver and the eavesdropper. We consider two transmission schemes: 1) an on-off transmission scheme with a constant secrecy rate for all transmission periods, and 2) an adaptive transmission scheme with a varying secrecy rate during each transmission period. For the on-off transmission scheme, an easy-to-compute expression is derived for the hybrid outage probability, which allows us to evaluate the transmission outage probability and the secrecy outage probability. For the adaptive transmission scheme where transmission outage does not occur, we derive a closed-form expression for the secrecy outage probability. Using these expressions, we determine the optimal power allocation between the information signal and the AN signal and also determine the optimal secrecy rate such that the effective secrecy throughput is maximized for both transmission schemes. We show that the maximum effective secrecy throughput requires more power to be allocated to the AN signal when the quality of the transmitter-receiver channel or the transmitter-eavesdropper channel improves. We also show that both transmission schemes achieve a higher maximum effective secrecy throughput while incurring a lower secrecy outage probability than existing schemes.
In this paper, we study the secure multiantenna transmission with artificial noise (AN) under imperfect channel state information (CSI) in the presence of spatially randomly distributed eavesdroppers. We derive the optimal solutions of the power allocation between the information signal and the AN for minimizing the secrecy outage probability (SOP) under a target secrecy rate and for maximizing the secrecy rate under an SOP constraint, respectively. Moreover, we provide an interesting insight that channel estimation error affects the optimal power allocation strategy in opposite ways for the two given objectives. When the estimation error increases, more power should be allocated to the information signal if we aim to decrease the rate-constrained SOP, whereas more power should be allocated to the AN if we aim to increase the SOP-constrained secrecy rate.
Exploiting the randomness embedded in wireless channels, the physical-layer security techniques can provide additional security robustness against malicious eavesdropping at the physical layer of communication systems. To further this line of study, this thesis focuses on developing advanced multi-antenna transmission strategies for enhancing the secrecy performance of wireless communication systems. Assuming perfect channel feedback from the desired receiver and none from the eavesdropper, we consider beamforming with smartly injected artificial noise, aiming to confuse the eavesdropper whilst leaving the desired receiver unaffected. The system parameters are either chosen to be fixed for all transmissions, or adaptively adjusted based on the channel feedback from the desired receiver. For both cases, we provide novel and explicit design solutions for achieving the maximum throughput subject to a secrecy outage constraint. We then derive accurate approximations for the maximum throughput, and give new insights into the additional power cost for achieving a higher security level and the throughput gain of adaptive transmission over non-adaptive transmission. Having investigated the perfect feedback scenario, we then relax the feedback assumption and consider practical effects imposed by limited feedback constraints on the channel from the desired receiver to the transmitter. To deal with quantization error due to limited feedback whilst also accounting for unknown channel of the eavesdropper, we specify a connection outage constraint to guarantee the reliability of desired communication and a secrecy outage constraint to guard against malicious eavesdropping. Under dual outage constraints, we derive a novel optimized rate-adaptive transmission design to maximize the average secrecy throughput. New insights regarding the optimal power/feedback allocation and the number of feedback bits required for efficient quantization are obtained through our analysis. Our preceding study focused on isolated point-to-point transmission without any interference. However, the performance of contemporary wireless networks is often limited by interference from concurrent transmissions. To characterize the impact of interference on secure communication, we consider an interference-limited large-scale network. To confuse the malicious eavesdroppers, in addition to information-bearing signals, the transmitters are designed to generate artificial noise through either beamforming or antenna sectoring in a distributed manner. For both cases, using tools from stochastic geometry, we provide a statistical characterization of the reliability performance of desired communication and the secrecy performance against eavesdropping. We then investigate the networkwide secrecy throughput performance and optimize the transmit power allocation. Our analysis reveals interesting differences between the beamforming and sectoring approaches in terms of the optimal power allocation and the maximum networkwide secrecy throughput.
This paper studies the secrecy rate maximization problem of a secure wireless communication system in the presence of multiple eavesdroppers. The security of the communication link is enhanced through cooperative jamming with the help of multiple jammers. First, a feasibility condition is derived to achieve a positive secrecy rate at the destination. Then, we solve the original secrecy rate maximization problem, which is not convex in terms of power allocation at the jammers. To circumvent this nonconvexity, the achievable secrecy rate is approximated for a given power allocation at the jammers, and the approximated problem is formulated into a geometric programming one. Based on this approximation, an iterative algorithm has been developed to obtain the optimal power allocation at the jammers. Next, we provide a bisection approach, based on 1-D search, to validate the optimality of the proposed algorithm. In addition, by assuming Rayleigh fading, the secrecy outage probability (SOP) of the proposed cooperative jamming scheme is analyzed. More specifically, a single-integral form expression for the SOP is derived for the most general case, as well as a closed-form expression for the special case of two cooperative jammers and one eavesdropper. Simulation results have been provided to validate the convergence and the optimality of the proposed algorithm, as well as the theoretical derivations of the presented SOP analysis.