Recently, there has been some interest in the literature in calculating temperature dependent quantum mechanical wavefunctions using the principle of maximum entropy. The idea seems to be to obtain a differential equation, similar to the Schrodinger equation, but with temperature dependent terms. It should be noted that this does not follow von Neumann statistical quantum mechanics. It should also be noted that other authors in the literature maximize or minimize other quantities related to information theory to calculate a wavefunction. The objective of this note is not to examine the maximization of entropy as applied to the calculation of a wavefunction, but to suggest a different form for entropy. Traditionally, authors seem to use the Shannon form -k W*(x)W(x) ln[ W*(x)W*(x)] as a spatial entropy and exchange W(x) for fp for the momentum one, with W(x) being the wavefunction. It is the spatial form which they seem to maximize in calculations. In this note, we consider a probability P(x intersection x) = W(x) fp sin(px) and use it in Shannon’’s entropy. Maximization of entropy then leads to an integral equation which, it seems, needs to be solved numerically, We can however, multiply such an equation by fp and sum over p to obtain results which can be compared with those of authors who use -k W*(x)W(x) ln[ W*(x)W*(x)] . NOTE: In later preprints, we have used W(x) fp exp(ipx) as probability and calculated Shannon's entropy. This has given an overall result for entropy including a term for Shannon's entropy for W(x), another term with Shannon's entropy for fp and a final term W(x) x d/dx W(x). This last term, linked to exp(ipx), is also equal to the covariance of x and d/dx ln(W(x)) which is used in the derivation of the Cramer-Rao inequality for Fisher information.
Recently, there has been some interest in the literature in calculating temperature dependent quantum mechanical wavefunctions using the principle of maximum entropy. The idea seems to be to obtain a differential equation, similar to the Schrodinger equation, but with temperature dependent terms. It should be noted that this does not follow von Neumann statistical quantum mechanics. It should also be noted that other authors in the literature maximize or minimize other quantities related to information theory to calculate a wavefunction. The objective of this note is not to examine the maximization of entropy as applied to the calculation of a wavefunction, but to suggest a different form for entropy. Traditionally, authors seem to use the Shannon form -k W*(x)W(x) ln[ W*(x)W*(x)] as a spatial entropy and exchange W(x) for fp for the momentum one, with W(x) being the wavefunction. It is the spatial form which they seem to maximize in calculations. In this note, we consider a probability P(x intersection x) = W(x) fp sin(px) and use it in Shannon’’s entropy. Maximization of entropy then leads to an integral equation which, it seems, needs to be solved numerically, We can however, multiply such an equation by fp and sum over p to obtain results which can be compared with those of authors who use -k W*(x)W(x) ln[ W*(x)W*(x)] . NOTE: In later preprints, we have used W(x) fp exp(ipx) as probability and calculated Shannon's entropy. This has given an overall result for entropy including a term for Shannon's entropy for W(x), another term with Shannon's entropy for fp and a final term W(x) x d/dx W(x). This last term, linked to exp(ipx), is also equal to the covariance of x and d/dx ln(W(x)) which is used in the derivation of the Cramer-Rao inequality for Fisher information.
In the literature, Shannon’s entropy with spatial density as probability i.e. density(x) ln(density(x)) appears frequently. It seems, however, that this calculation of entropy assumes no knowledge of momentum, yet density=W(x)W(x) (for a bound state) where W(x) = Sum over p a(p) exp(ipx). In other words, the wavefunction W(x) contains information about the momentum distribution associated with P(p/x)= a(p) exp(ipx)/W(x). In classical statistical mechanics, entropy is calculated using exp[ - (p*p/2m + V(x))/T) which includes both momentum and spatial considerations. In a previous note (1), we calculated a possible expression for entropy using P(p/x)P(x). This includes Shannon’s spatial entropy and other terms even if one sums over p after forming Shannon’s entropy with P(p/x)P(x). In this note, we try to consider the interpretation of these two forms of entropy.
In this note, we examine the behaviour of Shannon’s entropy density for some examples in quantum mechanics. We start with a quasiparticle probability P(x and p) = W(x) fp exp(ipx) (where W(x) is the wavefunction given by Sum over p fp exp(ipx)) and obtain a Shannon’s entropy (after summing on p) : Total entropy density = -P(x) ln(P(x)) - P(p) ln(P(p)) - W(x) x d/dx W(x) ((1)) It may be noted that if f(p)=f(-p) ((1)) may also be written as: Total entropy density = -P(x) ln(P(x)) - P(p) ln(P(p)) - fp p d/dp fp We consider the cases of a particle in a box with an infinite potential at the walls and the harmonic oscillator ground state. Finally we consider the influence of u(x)= [d/dx W(x)]/W(x) on the spatial change of Shannon’s spatial entropy as W(x) and u(x) are often periodic and this leads to a periodic entropy density. In general, entropy is obtained by integrating the entropy density and one may question whether one should examine the density at all. In (1), however, entropy density is considered and it seems that there are some interesting properties of Shannon’s entropy density in quantum systems. Furthermore, there has been some recent work in the literature which makes use of entropy density to create an extra potential term for the Schrodinger equation in cases of temperature.
The von Neumann entropy definition is -Tr ( d ln(d)) and is linked to: = Tr (d A) ((1)). Here d is a matrix as is A i.e Aij = . As a result d is often not diagonal. It seems further that the idea of entropy is linked to an operator (2). In other words, one might have certain probabilities linked to the operator P momentum and a different set to X. For a diagonal d, von Neumann’s form is the same as Shannon’s entropy, but uses the eigenvalues of d. For a pure quantum bound state Wn(x), it seems that one considers the two operators X and P and writes two entropies using Shannon’s entropy form: - Integral dx W(x)W(x) ln(WW) and -Integral dp a(p)a(p) ln(a(p)a(p)) where W(x)=wavefunction= Sum over p a(p)exp(ipx). Here P(x)=W(x)W(x) and P(p)=a(p)a(p). For example in (3), one may see calculations of these “distinct” entropies for a particle in a box with infinite potential walls. X and P are linked to measurables and for a quantum bound system one cannot know exactly x and p at the same time. One may write < KE > for a bound state in two ways: Integral dp a(p)a(p) pp/2m or Integral dx W(x) (-1/2m d/dx dW/dx). Using Shannon’s entropy approach one obtains two different entropy values Sx and Sp. With respect to von Neumann’s entropy, it is zero for a pure state. Although one cannot know x and p at the same time (in terms of a measurement) that does not prevent one from writing x and p together (i.e. both known) in exp(ipx) for the wavefunction of a free particle. In this note we suggest that one might consider product probabilities linked to more than one operator when considering entropy. For example, for <KE> one may write Integral dx P(x) Integral dp pp/2m P(p/x) thus acknowledging that both x and p play a role. In this case, P(x)P(p/x) is the probability to use in Shannon’s entropy as we have shown in (4). In (3) it is suggested that P(x)P(p/x) be used in order to incorporate both variables x and p. Using P(x)P(p) in Shannon’s entropy yields the same overall entropy when integrated over x and p i.e. S=Sx+Sp. One reason that the sum is useful is that it eliminates parameters such as L (box length) for a particle in a box with infinite walls (or k the spring constant for an oscillator. This allows for a quantum adiabatic transformation of a pure state to be isentropic. This follows from a Fourier transformation i.e. W(x)=Sum over p a(p)exp(ipx). The two variables p and x scale with L in the opposite manner i.e. x/L and pL (5). Thus we argue that entropy is not necessarily linked to only one operator, but rather for a pure state is linked to variables which appear in a Fourier transform. Usually a Fourier transform is simply a mathematical procedure, but not in the case of the quantum pure state wavefunction where the variable p is actually momentum. In this note we try to investigate how the quantum relationship between p and x emerges. We argue that it exists at the level of the classical action for a free particle (relativistic or nonrelativistic) A=-Et+px where dA/dx partial =p and dA/dt partial = -E. Thus p and x are variable pairs in classical dynamics and this carries over to classical statistical phase space linked to p and x. We argue that a quantum dynamical link between p and x is also present in A i.e. -id/dx exp(iA) = p exp(iA). In other words p and x are linked dynamically in quantum mechanics as well (for a free particle) with exp(-iEt+ipx) being part of this link. The Fourier series form is already present in this solution as one may create a momentum distribution i.e. Sum over p a(p)exp(ipx). This depends on p and x and both affect any operator based on p and x (or one of these). Thus we expect that probabilities linked to both p and x should appear in an expression of entropy for a quantum bound state.
The Schrodinger equation, a partial differential equation in W(x,t) the wavefunction, was developed by Schrodinger from ideas of L. de Broglie and then given the interpretation of probability Probability(x,t)= W*(x,t)W(x,t) by M. Born. In this note we ask whether the form P(x)=W*(x)W(x) together with P(p)=a*(p)a(p) such that W(x)=Sum over p a(p)exp(ipx) follows from quantum thermodynamics. In particular we concentrate on a quantum adiabatic transformation and insist it be one of no entropy change (as in (1)). The quantum spatial density of a particle in a box with infinite potential depends on L as P(x)= 1/L density(x/L) (bound state). Thus Shannon’s entropy simply using P(x) is L dependent. One needs P(x)P(p) in addition to the first term changing by ln(1/L) and the second by ln(L) in order to remove L dependence during an adiabatic expansion. Similar considerations hold for the quantum simple harmonic oscillator (2). Thus the idea of a P(x) and P(p) which are linked (not independent) immediately follows form quantum thermodynamics as does the form of entropy S=Sx+Sp. As a result it seems that if one deals with probability, one must not only consider conditional probability, but also a transformation function f(px) which allows for inverse dependencies on p and x on a parameter. These ideas together with P(p/x)=P(x and p) / P(x) ((1a)) and P*(x/p) = P(x and p) / P(p) lead, we argue, to the form P(x)=W*(x)W(x) and P(p)=a*(p)a(p) where W(x)=Sum over p a(p) exp(ipx). We considered the approach of conditional probabilities in an earlier note (3), but did not give motivation for using them or the form exp(ipx). Rather we brought them in as assumptions, assuming that there should be both a P(p) and P(x). In this note, we argue that they seem to follow from the idea of quantum thermodynamics and a zero entropy change along an adiabatic path i.e. one which does not change the quantum bound state n.
In classical statistical mechanics, C exp[ -( mv*v/2 + V(x))/T) represents density i.e. the probability for a particle to have a velocity v and be at x. If applies this probability to Shannon’s entropy formula, one obtains C/T ( mv*v/2 + V(x)) exp[ -( mv*v/2 + V(x))/T) + exp[ -( mv*v/2 + V(x))/T) ln(C). Thus, it seems energy times density + density times ln(C) is the entropy density, a well known result in classical statistical mechanics, although sometimes not explicitly stated. The first term integrated over x is essentially the kinetic energy, while the second integrated over velocity yields the potential energy term. Thus, the first term partial density seems to be a purely momentum dependent kinetic energy piece times probability and the second a purely x dependent potential energy piece. (There is still an integral over velocity for the first term and one over x for the second to obtain the full entropy.) In quantum mechanics, we argue that a(p1)exp(ip1 x) a(p2) exp(ip2 x) serves as the probability where W(x)=Sum over p a(p) exp(ipx) = wavefunction. This leads to an expression for entropy density with two terms, one of which may be immediately integrated over momentum and the other over space. If one wishes to make a link to the classical statistical mechanical case, one may ask what requirement is necessary for the momentum related piece to represent average kinetic energy and the spatial part, average potential energy. The requirement, we find, yields the wavefunction of the ground state harmonic oscillator. For other cases, the partial density is not equivalent to average energy. Thus, we try to establish a link between entropy density and energy density, but require the kinetic energy related term to be strictly a function of momentum and the potential related term strictly one of x. In quantum mechanics, one may form averages at a point x. For example, KEave(x)= [Sum over p p*p/2m a(p) exp(ipx)]/W(x). If one examines a p/-p pair with a(p)=a(-p) (for example), cos(px) terms arise which are positive at some x and negative at others. We argued in previous notes that this represents stochastic flow in the opposite direction from that expected by -dV/dx. In other words, -dV/dx is an average which consists of stochastic force addends which may give momentum hits to the right or left, but which add to yield -dV/dx. As a result, one may have negative contributions to the kinetic energy (and density as well). In this note, we argue one may also have negative contributions to the entropy density due to this phenomenon.
The notion of entropy originates historically in classical physics and is intertwined with thermodynamics. Shannon’s entropy: - Sum over i P(i) ln(P(i)), where P(i) is the probability for i, however, seems to apply to any probability, but in quantum mechanics appears to be particularly linked to spatial and momentum entropy (1) i.e. - Integral dx W*(x)W(x) ln[ W*(x)W(x)] and - Sum over p a*(p)a(p) ln[ a*(p)a(p) ] where W(x)= wavefunction = Sum over p a(p) exp(ipx). In this note we speculate that one may create an entropy from the real part of exp(ipx) i.e. cos(px) as this term is associated with probability within a wavelength even though the “center of mass” of the particle may be moving uniformly at v=x/t=constant and W*(x)W(x)=1 or a constant. The latter implies an entropy independent of p but there is uncertainty in a free particle due to its wavelength which is experimentally manifested. We argue there is no reason to limit entropy to x or p considerations. For a bound state, a pattern of crests and troughs of different lengths and heights may be produced and so again there is a pattern of unnormalized probability distributions with different weights. The absolute value may be taken so negative wavefunction values are not an issue. For both the free particle and the bound state two features emerge. First the shape of the distributions is linked to the curvature which in turn is associated with the kinetic energy. Thus the probability distributions which describe the quantum system are governed by kinetic energy. Secondly, a pattern of distributions, both negative and positive, ensures that exp(ipx) is perpendicular to other exp(ip1 x) functions and Wn(x) is perpendicular to other Wn1(x)’s. In other words energy identifies the statistical state which exists throughout space and one cannot confuse the identity of one state with another. Thus they are orthogonal throughout space and probability distributions (linked to entropy) seem to enforce this. The inner product of W*(x) and W(x) is like an inner product of a product probability of a state and its time reversed state. We suggest one should be able to define a Shannon’s entropy expression for both |cos(px)|/C1 from exp(ipx) over a half wavelength where C1 is a normalization factor and |W(x)|/C2 roughly over the length over which it has humps i.e. roughly the classical turning points for an oscillator for example. This entropy is not additive and does not map to classical entropy in the large n (energy level) limit. Furthermore it may not be linked to thermodynamics because it is not linked to x or p. Nevertheless, it might be used to describe uncertainty within the quantity system and equilibrium/stable scenarios which are observed in nature. For example, different Wn(x) states are statistically stable states, but one may knock out the particle and it will be in an exp(ipx) state which is also stable. Furthermore, a photon may excite Wn1(x) to Wn2(x), thus this new entropy seems to be linked to stable states allowed in nature. The “price to pay”, however, seems to be uncertainty in wavelength regions for a free particle and the crest/trough regions for a bound state. We also consider some properties of a similar entropy for bound states.