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Statistical Periodicity in Classical and Quantum Physics

Francesco R. Ruggeri

Published Jan 11, 2021• 0 citations
Publisher

Abstract

It is known in the literature that there exists a strong link between quantum mechanics (e.g. a particle in a box with an infinite potential at the walls) and standing sound waves as described in (1) (or even waves on a string). This relationship goes beyond the sinusoidal solutions and includes interference and other features discussed in (1). In (2), we suggest that periodicity in both classical and quantum solutions may be based on the statistical idea of maximum entropy. For example, a particle in a classical gas with no potential has equal probability to be at any point x. If one wishes to retain this idea of equal probability at each x, yet have momentum linked to x, then exp(ipx) is a solution which allows for this. It has a modulus of one and is also periodic in space which is the “next best thing” to being constant. In classical statistical mechanics (3), the Boltzmann transport equation allows one to find a density which describes sound in a medium. In this note, we examine the various assumptions used to derive this wave-equation and investigate whether one may anticipate this periodicity at a stage in the derivation prior to the sound wave equation being derived. We argue that a periodic solution may be part of a more general statistical idea of maximum entropy.

DOI
10.5281/zenodo.4433007

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Statistical Periodicity in Classical and Quantum Physics Part II

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In a previous note (1), we argued that sound wave equations (with certain boundary conditions) derived from the Boltzmann transport equation conservation relations match the form of a quantum mechanical solution of a particle in a box with an infinite potential at the walls. Furthermore, we argued that in both the sound and quantum pictures there exists a dispersion velocity u= d/d/x ln(density) (classical) and u= -i d/dx ln(W) where W is the wavefunction in quantum mechanics. Both represent forward backward motion at different x points. Thus, there seems to be a link between classical sound and quantum mechanics at least in terms of some density type solutions and a backwards forwards motion. It is also known, however, that for the ground state of a ground oscillator, the quantum solution is of the same form as the static Maxwell-Boltzmann (MB) solution C exp(- mvv/2mT - .5kxx/T). In this case, quantum mechanics still has a dispersion velocity with forward backward motion, but statistical mechanics has a zero u(x,t). The Boltzmann transport conservation relations yield the MB solution on the basis of a balance of pressure and force. This leads to the question: Why do the two approaches yield the same solution in this one case, even though the underlying physics seems to be quite different? We argue that even though u(x,t)=0 for the MB static solution, there is still dispersive flow which is forward at the left endpoint and backwards at the right. Thus, in both the case of sound and the MB solution with a potential there may be dispersion which has links to quantum mechanics.

•Jan 16, 2021•0 citations

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In classical statistical mechanics, C exp[ -( mv*v/2 + V(x))/T) represents density i.e. the probability for a particle to have a velocity v and be at x. If applies this probability to Shannon’s entropy formula, one obtains C/T ( mv*v/2 + V(x)) exp[ -( mv*v/2 + V(x))/T) + exp[ -( mv*v/2 + V(x))/T) ln(C). Thus, it seems energy times density + density times ln(C) is the entropy density, a well known result in classical statistical mechanics, although sometimes not explicitly stated. The first term integrated over x is essentially the kinetic energy, while the second integrated over velocity yields the potential energy term. Thus, the first term partial density seems to be a purely momentum dependent kinetic energy piece times probability and the second a purely x dependent potential energy piece. (There is still an integral over velocity for the first term and one over x for the second to obtain the full entropy.) In quantum mechanics, we argue that a(p1)exp(ip1 x) a(p2) exp(ip2 x) serves as the probability where W(x)=Sum over p a(p) exp(ipx) = wavefunction. This leads to an expression for entropy density with two terms, one of which may be immediately integrated over momentum and the other over space. If one wishes to make a link to the classical statistical mechanical case, one may ask what requirement is necessary for the momentum related piece to represent average kinetic energy and the spatial part, average potential energy. The requirement, we find, yields the wavefunction of the ground state harmonic oscillator. For other cases, the partial density is not equivalent to average energy. Thus, we try to establish a link between entropy density and energy density, but require the kinetic energy related term to be strictly a function of momentum and the potential related term strictly one of x. In quantum mechanics, one may form averages at a point x. For example, KEave(x)= [Sum over p p*p/2m a(p) exp(ipx)]/W(x). If one examines a p/-p pair with a(p)=a(-p) (for example), cos(px) terms arise which are positive at some x and negative at others. We argued in previous notes that this represents stochastic flow in the opposite direction from that expected by -dV/dx. In other words, -dV/dx is an average which consists of stochastic force addends which may give momentum hits to the right or left, but which add to yield -dV/dx. As a result, one may have negative contributions to the kinetic energy (and density as well). In this note, we argue one may also have negative contributions to the entropy density due to this phenomenon.

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•Nov 2, 2021•0 citations
It is known in the literature that there exists a strong link between quantum mechanics (e.g. a particle in a box with an infinite potential at the walls) and standing sound waves as described in (1) (or even waves on a string). This relationship goes beyond the sinusoidal solutions and includes interference and other features discussed in (1). In (2), we suggest that periodicity in both classical and quantum solutions may be based on the statistical idea of maximum entropy. For example, a particle in a classical gas with no potential has equal probability to be at any point x. If one wishes to retain this idea of equal probability at each x, yet have momentum linked to x, then exp(ipx) is a solution which allows for this. It has a modulus of one and is also periodic in space which is the “next best thing” to being constant. In classical statistical mechanics (3), the Boltzmann transport equation allows one to find a density which describes sound in a medium. In this note, we examine the various assumptions used to derive this wave-equation and investigate whether one may anticipate this periodicity at a stage in the derivation prior to the sound wave equation being derived. We argue that a periodic solution may be part of a more general statistical idea of maximum entropy.
In a previous note (1), we argued that sound wave equations (with certain boundary conditions) derived from the Boltzmann transport equation conservation relations match the form of a quantum mechanical solution of a particle in a box with an infinite potential at the walls. Furthermore, we argued that in both the sound and quantum pictures there exists a dispersion velocity u= d/d/x ln(density) (classical) and u= -i d/dx ln(W) where W is the wavefunction in quantum mechanics. Both represent forward backward motion at different x points. Thus, there seems to be a link between classical sound and quantum mechanics at least in terms of some density type solutions and a backwards forwards motion. It is also known, however, that for the ground state of a ground oscillator, the quantum solution is of the same form as the static Maxwell-Boltzmann (MB) solution C exp(- mvv/2mT - .5kxx/T). In this case, quantum mechanics still has a dispersion velocity with forward backward motion, but statistical mechanics has a zero u(x,t). The Boltzmann transport conservation relations yield the MB solution on the basis of a balance of pressure and force. This leads to the question: Why do the two approaches yield the same solution in this one case, even though the underlying physics seems to be quite different? We argue that even though u(x,t)=0 for the MB static solution, there is still dispersive flow which is forward at the left endpoint and backwards at the right. Thus, in both the case of sound and the MB solution with a potential there may be dispersion which has links to quantum mechanics.
In classical statistical mechanics, C exp[ -( mv*v/2 + V(x))/T) represents density i.e. the probability for a particle to have a velocity v and be at x. If applies this probability to Shannon’s entropy formula, one obtains C/T ( mv*v/2 + V(x)) exp[ -( mv*v/2 + V(x))/T) + exp[ -( mv*v/2 + V(x))/T) ln(C). Thus, it seems energy times density + density times ln(C) is the entropy density, a well known result in classical statistical mechanics, although sometimes not explicitly stated. The first term integrated over x is essentially the kinetic energy, while the second integrated over velocity yields the potential energy term. Thus, the first term partial density seems to be a purely momentum dependent kinetic energy piece times probability and the second a purely x dependent potential energy piece. (There is still an integral over velocity for the first term and one over x for the second to obtain the full entropy.) In quantum mechanics, we argue that a(p1)exp(ip1 x) a(p2) exp(ip2 x) serves as the probability where W(x)=Sum over p a(p) exp(ipx) = wavefunction. This leads to an expression for entropy density with two terms, one of which may be immediately integrated over momentum and the other over space. If one wishes to make a link to the classical statistical mechanical case, one may ask what requirement is necessary for the momentum related piece to represent average kinetic energy and the spatial part, average potential energy. The requirement, we find, yields the wavefunction of the ground state harmonic oscillator. For other cases, the partial density is not equivalent to average energy. Thus, we try to establish a link between entropy density and energy density, but require the kinetic energy related term to be strictly a function of momentum and the potential related term strictly one of x. In quantum mechanics, one may form averages at a point x. For example, KEave(x)= [Sum over p p*p/2m a(p) exp(ipx)]/W(x). If one examines a p/-p pair with a(p)=a(-p) (for example), cos(px) terms arise which are positive at some x and negative at others. We argued in previous notes that this represents stochastic flow in the opposite direction from that expected by -dV/dx. In other words, -dV/dx is an average which consists of stochastic force addends which may give momentum hits to the right or left, but which add to yield -dV/dx. As a result, one may have negative contributions to the kinetic energy (and density as well). In this note, we argue one may also have negative contributions to the entropy density due to this phenomenon.
Historically, thermodynamics was formulated for macroscopic systems followed by the development of statistical mechanics which provided microscopic formulations for quantities such as entropy. Entropy is traditionally linked to the ln of the number states available or to the Shannon’s form -k Sum over i P(ei) ln(P(ei)) where P(ei) is the probability for the quantity ei. In addition a variable T (linked to average kinetic energy) appears in both theories. Later the Schrodinger equation was developed to describe bound electron states in an atom etc. These states were characterized by a math object W(x) called the wavefunction and a set of discrete energy levels was calculated which matched data of emitted photons. In a previous note (1) we argued that the average energy En for a quantum bound state plays the same role of characterizing equilibrium as T in classical thermodynamics/statistical mechanics. We further argued that En is linked to parameters in the system. For example, for a particle in a box with infinite potential walls, En is linked to L as well as to n the energy level. One may change En by either changing n or L separately (or both). Holding L constant and changing n leads to a certain type of energy change. We argue this is similar to holding the volume of a gas constant and increasing T. Alternatively, one may leave n unchanged (a quantum adiabatic process) and change L i.e. a mechanical change or work. We argue that one may already consider the concept of the first law of thermodynamics at the quantum bound state level i.e. dE = dQ - dWork where Work is linked to a change in a physical parameter, such as L the length of the box, whereas dQ is linked to energy changes not involving a physical parameter e.g. a change in n the energy level. The Schrodinger equation yields solutions for W(x)=Sum over p a(p)exp(ipx) the wavefunction as well as En’s. We have argued in previous notes that W(x) is part of a conditional probability P(p/x)= a(p)exp(ipx)/W(x) and that En is constant at each point x just as T is constant at each x for classical statistical equilibrium (1). Thus a kind of statistical mechanics exists at the wavefunction level we argue. This statistical mechanics makes use of a free particle wavefunction exp(ipx) and weights a(p), but does not contain the usual P(x), P(p) picture of the classical world. We have shown in (2) that one may obtain P(x)=W*(x)W(x) and P(p)=a*(p)a(p) from the conditional probability. The essential physics we argue, however, is at the level of the wavefunction together with its own unique statistical scenario of exp(ipx)’s interacting with exp(ikx)’s from V(x)=Sum over Vkexp(ikx) (see (1)). Given that P(x) and P(p) exist for a quantum bound state, it may be convenient to use them in formulas because they are linked to a classical statistical picture. We argue that one may use P(x) and P(p) to construct an object S such that T dS does not change when one changes L, the size of box with infinite potential walls. We argue that such an object follows from properties of the Schrodinger equation together with various assumptions. We arrive at S=Sp+Sx where Sp=-k Integral dp a(p)a(p) ln{|a(p)a(p)}| and Sx= -k Integral dx W(x)W(x) ln(W(x)W(x)) for a given energy level. We do not use arguments related to taking ln of the number of states present or Shannon’s entropy. Rather we look for a solution which does not depend on L and is additive. We note, however, that for both W(x)W(x) and a(p)a(p) the solution found is mathematically consistent with the entropy form found by considering independent probabilities. This, however, applies to P(x) and P(p), but we argue that the physical situation is based on W(x) and a(p) as solutions of the Schrodinger equation. Nevertheless P(x) and P(p) are physical observables and not simply math constructs and so may think of them in a somewhat classical manner in terms of probability. Thus we argue that thermodynamics is already present at the level of a quantum bound state and that one may obtain Shannon’s entropy at this level using P(x) and P(p), but without considering the overall probability of independent probabilities as in information theory or numbers of states. Rather obtaining a function which is additive in Sp and Sx and eliminates L is the main consideration. We also argue that S=Sp+Sx carries over into mixed quantum state wavefunctions even though it is usually ignored. Thus we try to argue that it is the bound quantum state which gives rise to the notion of thermodynamics and entropy.
In Part II of this note, we argued that if one describes a bound particle in a potential in a statistical manner, like classical statistical mechanics, one is led to a complex, periodic space invariant probability, exp(ipx), for a free particle. We showed that exp(ipx) represents a two vector solution to the vector operated on by a rotation matrix (using cos(px), -sin(px)) set equal to a translation operator 1+delta X d/dx operating on the same vector. In this note, we examine the electromagnetic scenario. The idea of a “wave” describing a photon first emerged with Maxwell and his equations in the 1800s, with interference/diffraction and the speed of light both appearing. It was later found (Einstein and the photoelectric effect) that electromagnetic energy is not spread out all over space like a wave, but is concentrated. Furthermore, if one uses probabilistic ideas to obtain exp(ipx) for a quantum particle, like an electron, which undergoes two slit interference, then why would not two slit interference for photons also be considered in terms of probability? In this note, we examine these ideas.
Quantum mechanics and classical statistical mechanics/thermodynamics are both statistical theories, but have key differences. We argue that one such key difference is nonlocality in the quantum world i.e a wavelength proportional to 1/p and a probability of exp(ipx) associated with p versus locality in the classical case. Quantum nonlocality tends to lead to spatial densities with humps even for a particle with a fixed energy in an infinite potential box. Recently it has been suggested in (1) that one may think of a quantum particle in a box with infinite walls in terms of thermodynamical properties e.g. pressure which is taken to be constant throughout the box. From this assumption, one finds that quantum entropy is ln[ Average(nxnx + nyny+nznz)]. For a single quantum state, this seems to imply that entropy is ln[nxnx+nyny+nznz] ((1a)). In a previous note (2), we suggested that quantum entropy for a wavefunction (say an eigenstate) is Integral dx W*(x)W(x) ln[W*W] + Integral dp a*(p)a(p) ln[a*(p)a(p)] ((1b)). We found this is independent of L for a particle in a box with infinite walls so that displacing the wall adiabatically should mean that dS/dL = 0 which it does as L cancels from ((1)). We argue in this note that quantum pressure should be linked to the density humps for a sin(pave x)sin(pave x) wavefunction even though pave is constant at all x points. Thus it seems that one would not consider a constant pressure for sin(pave x)=wavefunction. Furthermore ((1b)) does not yield the same entropy as ((1a)). It is noted in (1) that ((1a)) is an exact expression for entropy and that the Maxwell-Boltzmann distribution entropy approximates it. In this note, we argue that a time reversal balanced scattering reaction leads to the Fermi-Dirac and Bose-Einstein distributions and these both lead to the Maxwell-Boltzmann distribution under certain conditions. (The Maxwell-Boltzmann distribution may also be obtained from time reversal balanced scattering with looser restrictions.)
In the literature, stochastic approaches employed to derive the Schrodinger equation seem to focus on the idea of a classical spatial density which depends on time and space ie. density(x,t). As a result, d/dt (partial) density appears in various equations such as the continuity and Focker Planck equations. At one point in the derivation the quantum wavefunction is introduced “mathematically” as W(x,t)=sqrt(density(x,t)) exp(i S(x,t)) where S is related to a velocity field through u(x,t)=velocity= d/dx S. From quantum mechanics, -Et becomes a term of S the velocity field. The stochastic/hydrodynamical approaches employ the term du/dt partial = d/dt (partial) d/dx S and then “pull out”” d/dx leaving d/dt (partial) S which yields -E average energy from the -Et term. In this note we argue that for a bound quantum state density(x) so d/dt (partial) density = 0, yet the statistical ideas of quantum mechanics should be present in such a case. Furthermore for the free particle wavefunction exp(ipx-iEt), density=1. In fact, the Schrodinger equation should follow for a free particle even the case of density=1. Stochastic processes seem to be based on equations which consider a change in classical spatial density at a point x in time due to flow in or out or stochastic changes. Quantum processes seem to deal with periodic probability changes from one dimension to another exp(ipx) (2 dimensions) which are somehow related to a physical process of momentum flow. Ultimately one links this process to an energy conservation which does not seem to be the same as a classical stochastic/hydrodynamical approach. In this note we argue that a free particle with a constant momentum p has periodic stochastic processes associated with it through its complex probability change in the region of its wavelength, but that these are linked to creating the momentum p. Furthermore momentum is linked to energy so we argue that the Schrodinger equation is a stochastic equation linking energy and momentum and that time and space are separated i.e. there is no situation of following a change in spatial density in time for a free particle with momentum p. For a bound state, one has a distribution of free particles, but again time is removed from the problem in the sense that it only appears in exp(-iEt) in the wavefunction to again establish a relationship between energy and average momentum and potential. There is again no nonzero d/dt (partial) density term which seems to be key in stochastic equations. Only if one takes a linear combination of energy eigenstates Sum over En an(En) exp(-iEnt) Wn(x) does one obtain the form density(x,t), but we argue that quantum features should already appear in exp(ipx) and the bound state scenario with a zero d/dt (partial) density(x,t). We argue, however, that the Schrodinger equation and fundamental stochastic ideas of quantum mechanics should already be present at the level of exp(ipx).