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Physics Today

Approaches for improving students' understanding of quantum mechanics

Robert B. Griffiths

Published Mar 1, 2007• 0 citations
Publisher

Abstract

In the first sentence of their article “Improving Students’ Understanding of Quantum Mechanics” ( Physics Today, August 2006, page 43), Chandralekha Singh, Mario Belloni, and Wolfgang Christian refer to Richard Feynman's well-known assertion that nobody understands quantum mechanics. But thereafter they ignore it, and apparently assume that student misconceptions when learning quantum mechanics are not connected with foundational issues. I argue the contrary, that Feynman's statement should be a central concern in all efforts to improve quantum pedagogy. If we teachers do not understand a topic, we pass our own misconceptions on to our students and make the subject much more difficult for them.Many conceptual difficulties, including those Feynman was referring to, arise from the problem of introducing probabilities into quantum theory in a useful and consistent way. Textbooks avoid the problem by assigning probabilities to macroscopic measurement outcomes rather than to microscopic quantum systems. Although that approach avoids inconsistencies, it gives rise to some serious misconceptions: Measurements are somehow special and unrelated to other quantum phenomena; they require a “classical” apparatus that functions outside the scope of quantum mechanics (where is one to find such a thing nowadays?); they produce physical effects at long distances; one can say nothing sensible about what a quantum system is doing in the absence of measurements; measurements can be used to predict the future of the measured system but tell us nothing about its past; and so forth. These misconceptions are not unrelated to those that Singh and coauthors have reported.Students learning quantum mechanics could benefit greatly if their instructors used advances in our understanding that have occurred during the 40 years since Feynman unashamedly confessed his perplexity. He seems to have reacted favorably to a preliminary version of the new ideas (see the letter from Murray Gell-Mann and James Hartle in Physics Today, February 1999, page 11), so he might have appreciated the more mature form now available. In brief, we now know how to consistently assign probabilities directly to microscopic systems without referring to measurements, and we can show that under appropriate conditions a properly constructed measurement apparatus, described in fully quantum terms, will reveal properties the measured system possessed before the measurement took place. In such circumstances the probabilities of measurement outcomes are the same as those of the measured properties, and measurements are no longer an essential conceptual tool: One can think directly in physical terms about what the quantum system is doing at different times. This gets rid of a major source of student difficulties and misconceptions.Consider the example reported by Singh and coauthors in which students used a calculation employing 〈A〉 = 〈ψ|A|ψ〉 to find the expectation of an observable A, rather than simply using a probability distribution they had worked out previously. (In that article, A was the energy, but the same principle applies to any observable.) This failure is not surprising given that textbooks lack a good discussion of how to assign probability distributions to observables. So the student memorizes an independent formula 〈A〉 = 〈ψ|A|ψ〉, which is a good way of calculating something that comes up in homework and exams, but whose physical significance is not particularly clear (to student or instructor). What the student should be taught is that A is the quantum counterpart of a random variable in ordinary probability theory, and its average can be obtained from its probability distribution in exactly the same way. Defining 〈A〉 in this manner before introducing 〈ψ|A|ψ〉 as a convenient formula for calculating it would make things clearer. But quantum textbooks do not contain the necessary tools, and for good reason. With two noncommuting observables A and B, it is easy to poke either of them into the 〈ψ|A|ψ〉 formula, whereas assigning probabilities leads into a vast swamp, which work on quantum foundations has shown to be filled with nasty paradoxes ready to bite the unwary. Retreating to macroscopic measurements allows textbook writers to avoid the swamp, but with a serious loss in clarity of thought and physical intuition. It is better to drain the swamp of its root cause: a failed attempt to meld classical and quantum modes of reasoning, instead of consistently applying quantum concepts at all levels, microscopic and macroscopic, which is something we now know how to do.Another misconception reported in the Physics Today article, that measurement of a physical observable causes the system to be stuck forever in the measured eigenstate, is hardly surprising when students are taught that measurements and wavefunction collapse are part of the axiomatic, and thus unanalyzable, structure of quantum theory. Instead, they need to think about measurements as quantum physical processes, governed by the same laws as the rest of the quantum world, and learn how to use conditional probabilities to relate measurement outcomes to the past as well as the future behavior of a measured system. Once again, outdated ideas make the subject harder to learn.For 10 years I have been teaching advanced undergraduate and beginning graduate quantum mechanics courses and courses in quantum information, using the new perspective in which quantum mechanics is based on probabilistic laws of universal validity, with measurements being only one application. Reactions have generally been positive, though the students show signs of shock when I tell them that by the end of the course, provided they do their homework, they will understand some aspects of quantum mechanics better than Feynman did. Presenting the new ideas takes somewhat longer than the material they replace, but not enormously so. Some time will be regained in courses that include an introduction to quantum entanglement and Einstein-Podolsky-Rosen, since circuitous arguments invoking Bell's inequality and the like, which can leave students quite confused, are replaced by a short, clear treatment of the essentials.Although I can see the value of computer simulations of Schrödinger's equation, I think it is more effective to first introduce students to basic quantum dynamics, both unitary and stochastic, through the use of “toy models.” I included various examples in Consistent Quantum Theory . 1 1. R. B. Griffiths, Consistent Quantum Theory, Cambridge U. Press, New York (2002). Some chapters and a few exercises are available at http://quantum.phys.cmu.edu. The properties of such models are easily worked out with a pencil on a small sheet of paper, like the back of an envelope. Working through them helps students master new concepts and get rid of certain misconceptions about quantum measurements. The fact that students in my courses have been able to learn how to apply probabilities consistently to microscopic systems, in a way that disposes of numerous difficulties and conceptual paradoxes, suggests it might be worthwhile for other teachers to invest some time in learning post-Feynman ideas. The main difficulty is the absence of a textbook. I have used reference 1 as a supplement, though it is not ideal. It has no exercises, although a few are available on the corresponding website. I would be happy to hear from anyone skilled in textbook writing who wants to revise an older one or start something new.In conclusion, I strongly favor every effort to improve students’ understanding of quantum mechanics, and I consider the research reported by Singh and coauthors a valuable contribution to that end. However, if we want our students to genuinely understand quantum mechanics and not simply calculate things, I believe a much bigger step forward is possible by combining the efforts reported in the article with advances in quantum foundations.REFERENCESection:ChooseTop of pageREFERENCE <<1. R. B. Griffiths, Consistent Quantum Theory, Cambridge U. Press, New York (2002). Some chapters and a few exercises are available at http://quantum.phys.cmu.edu. Google Scholar© 2007 American Institute of Physics.

DOI
10.1063/1.2718738

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Many of the conceptual problems students have in understanding quantum mechanics arise from the way probabilities are introduced in standard (textbook) quantum theory through the use of measurements. Introducing consistent microscopic probabilities in quantum theory requires setting up appropriate sample spaces taking proper account of quantum incompatibility. When this is done the Schrodinger equation can be used to calculate probabilities independent of whether a system is or is not being measured, and the results usually ascribed to wave function collapse are obtained in a less misleading way through conditional probabilities. Toy models that include measurement apparatus as part of the total quantum system make this approach accessible to students. Some comments are made about teaching this material.

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Approaches for improving students' understanding of quantum mechanics

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A quite different approach from the one presented by the authors of “Improving Students’ Understanding of Quantum Mechanics” may be appropriate at least for some classes of students. It might be called the pragmatic approach, teaching students to deal with a wide variety of problems while minimizing philosophical discussion. I took this approach for several years while teaching a course for graduate engineers at Stanford. 1 1. W. A. Harrison, Applied Quantum Mechanics, World Scientific, River Edge, NJ (2000). The resulting course was surprisingly orthogonal to the traditional quantum course. Solving the Schrödinger equation became a minimal part of the subject; rather, tight-binding expansions allowed the student to use simple algebra to obtain a meaningful understanding of atoms, molecules, and solids. Transition rates and shake-off excitations provided understanding of a wide variety of phenomena.I took the defensible stance that all of quantum mechanics is the direct consequence of a single assertion, wave–particle duality. The uncertainty principle and the Pauli principle are consequences, not independent conjectures. Quantum theory does not tell us that there will be a particle of spin ½ with the mass and charge of an electron, but it indicates how such a particle will behave if there is one. When the consequences seem puzzling, it is fair to say that one is simply having difficulty with the starting assertion.REFERENCESection:ChooseTop of pageREFERENCE <<1. W. A. Harrison, Applied Quantum Mechanics, World Scientific, River Edge, NJ (2000). Google ScholarCrossref© 2007 American Institute of Physics.

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In the first sentence of their article “Improving Students’ Understanding of Quantum Mechanics” ( Physics Today, August 2006, page 43), Chandralekha Singh, Mario Belloni, and Wolfgang Christian refer to Richard Feynman's well-known assertion that nobody understands quantum mechanics. But thereafter they ignore it, and apparently assume that student misconceptions when learning quantum mechanics are not connected with foundational issues. I argue the contrary, that Feynman's statement should be a central concern in all efforts to improve quantum pedagogy. If we teachers do not understand a topic, we pass our own misconceptions on to our students and make the subject much more difficult for them.Many conceptual difficulties, including those Feynman was referring to, arise from the problem of introducing probabilities into quantum theory in a useful and consistent way. Textbooks avoid the problem by assigning probabilities to macroscopic measurement outcomes rather than to microscopic quantum systems. Although that approach avoids inconsistencies, it gives rise to some serious misconceptions: Measurements are somehow special and unrelated to other quantum phenomena; they require a “classical” apparatus that functions outside the scope of quantum mechanics (where is one to find such a thing nowadays?); they produce physical effects at long distances; one can say nothing sensible about what a quantum system is doing in the absence of measurements; measurements can be used to predict the future of the measured system but tell us nothing about its past; and so forth. These misconceptions are not unrelated to those that Singh and coauthors have reported.Students learning quantum mechanics could benefit greatly if their instructors used advances in our understanding that have occurred during the 40 years since Feynman unashamedly confessed his perplexity. He seems to have reacted favorably to a preliminary version of the new ideas (see the letter from Murray Gell-Mann and James Hartle in Physics Today, February 1999, page 11), so he might have appreciated the more mature form now available. In brief, we now know how to consistently assign probabilities directly to microscopic systems without referring to measurements, and we can show that under appropriate conditions a properly constructed measurement apparatus, described in fully quantum terms, will reveal properties the measured system possessed before the measurement took place. In such circumstances the probabilities of measurement outcomes are the same as those of the measured properties, and measurements are no longer an essential conceptual tool: One can think directly in physical terms about what the quantum system is doing at different times. This gets rid of a major source of student difficulties and misconceptions.Consider the example reported by Singh and coauthors in which students used a calculation employing 〈A〉 = 〈ψ|A|ψ〉 to find the expectation of an observable A, rather than simply using a probability distribution they had worked out previously. (In that article, A was the energy, but the same principle applies to any observable.) This failure is not surprising given that textbooks lack a good discussion of how to assign probability distributions to observables. So the student memorizes an independent formula 〈A〉 = 〈ψ|A|ψ〉, which is a good way of calculating something that comes up in homework and exams, but whose physical significance is not particularly clear (to student or instructor). What the student should be taught is that A is the quantum counterpart of a random variable in ordinary probability theory, and its average can be obtained from its probability distribution in exactly the same way. Defining 〈A〉 in this manner before introducing 〈ψ|A|ψ〉 as a convenient formula for calculating it would make things clearer. But quantum textbooks do not contain the necessary tools, and for good reason. With two noncommuting observables A and B, it is easy to poke either of them into the 〈ψ|A|ψ〉 formula, whereas assigning probabilities leads into a vast swamp, which work on quantum foundations has shown to be filled with nasty paradoxes ready to bite the unwary. Retreating to macroscopic measurements allows textbook writers to avoid the swamp, but with a serious loss in clarity of thought and physical intuition. It is better to drain the swamp of its root cause: a failed attempt to meld classical and quantum modes of reasoning, instead of consistently applying quantum concepts at all levels, microscopic and macroscopic, which is something we now know how to do.Another misconception reported in the Physics Today article, that measurement of a physical observable causes the system to be stuck forever in the measured eigenstate, is hardly surprising when students are taught that measurements and wavefunction collapse are part of the axiomatic, and thus unanalyzable, structure of quantum theory. Instead, they need to think about measurements as quantum physical processes, governed by the same laws as the rest of the quantum world, and learn how to use conditional probabilities to relate measurement outcomes to the past as well as the future behavior of a measured system. Once again, outdated ideas make the subject harder to learn.For 10 years I have been teaching advanced undergraduate and beginning graduate quantum mechanics courses and courses in quantum information, using the new perspective in which quantum mechanics is based on probabilistic laws of universal validity, with measurements being only one application. Reactions have generally been positive, though the students show signs of shock when I tell them that by the end of the course, provided they do their homework, they will understand some aspects of quantum mechanics better than Feynman did. Presenting the new ideas takes somewhat longer than the material they replace, but not enormously so. Some time will be regained in courses that include an introduction to quantum entanglement and Einstein-Podolsky-Rosen, since circuitous arguments invoking Bell's inequality and the like, which can leave students quite confused, are replaced by a short, clear treatment of the essentials.Although I can see the value of computer simulations of Schrödinger's equation, I think it is more effective to first introduce students to basic quantum dynamics, both unitary and stochastic, through the use of “toy models.” I included various examples in Consistent Quantum Theory . 1 1. R. B. Griffiths, Consistent Quantum Theory, Cambridge U. Press, New York (2002). Some chapters and a few exercises are available at http://quantum.phys.cmu.edu. The properties of such models are easily worked out with a pencil on a small sheet of paper, like the back of an envelope. Working through them helps students master new concepts and get rid of certain misconceptions about quantum measurements. The fact that students in my courses have been able to learn how to apply probabilities consistently to microscopic systems, in a way that disposes of numerous difficulties and conceptual paradoxes, suggests it might be worthwhile for other teachers to invest some time in learning post-Feynman ideas. The main difficulty is the absence of a textbook. I have used reference 1 as a supplement, though it is not ideal. It has no exercises, although a few are available on the corresponding website. I would be happy to hear from anyone skilled in textbook writing who wants to revise an older one or start something new.In conclusion, I strongly favor every effort to improve students’ understanding of quantum mechanics, and I consider the research reported by Singh and coauthors a valuable contribution to that end. However, if we want our students to genuinely understand quantum mechanics and not simply calculate things, I believe a much bigger step forward is possible by combining the efforts reported in the article with advances in quantum foundations.REFERENCESection:ChooseTop of pageREFERENCE <<1. R. B. Griffiths, Consistent Quantum Theory, Cambridge U. Press, New York (2002). Some chapters and a few exercises are available at http://quantum.phys.cmu.edu. Google Scholar© 2007 American Institute of Physics.
Many of the conceptual problems students have in understanding quantum mechanics arise from the way probabilities are introduced in standard (textbook) quantum theory through the use of measurements. Introducing consistent microscopic probabilities in quantum theory requires setting up appropriate sample spaces taking proper account of quantum incompatibility. When this is done the Schrodinger equation can be used to calculate probabilities independent of whether a system is or is not being measured, and the results usually ascribed to wave function collapse are obtained in a less misleading way through conditional probabilities. Toy models that include measurement apparatus as part of the total quantum system make this approach accessible to students. Some comments are made about teaching this material.
A quite different approach from the one presented by the authors of “Improving Students’ Understanding of Quantum Mechanics” may be appropriate at least for some classes of students. It might be called the pragmatic approach, teaching students to deal with a wide variety of problems while minimizing philosophical discussion. I took this approach for several years while teaching a course for graduate engineers at Stanford. 1 1. W. A. Harrison, Applied Quantum Mechanics, World Scientific, River Edge, NJ (2000). The resulting course was surprisingly orthogonal to the traditional quantum course. Solving the Schrödinger equation became a minimal part of the subject; rather, tight-binding expansions allowed the student to use simple algebra to obtain a meaningful understanding of atoms, molecules, and solids. Transition rates and shake-off excitations provided understanding of a wide variety of phenomena.I took the defensible stance that all of quantum mechanics is the direct consequence of a single assertion, wave–particle duality. The uncertainty principle and the Pauli principle are consequences, not independent conjectures. Quantum theory does not tell us that there will be a particle of spin ½ with the mass and charge of an electron, but it indicates how such a particle will behave if there is one. When the consequences seem puzzling, it is fair to say that one is simply having difficulty with the starting assertion.REFERENCESection:ChooseTop of pageREFERENCE <<1. W. A. Harrison, Applied Quantum Mechanics, World Scientific, River Edge, NJ (2000). Google ScholarCrossref© 2007 American Institute of Physics.
[I] think I can safely say that nobody understands quantum mechanics. Richard Feynman, The Character of Physical Law Quantum mechanics [is] that mysterious, confusing discipline, which none of us really understands but which we know how to use. It works perfectly, as far as we can tell, in describing physical reality, but it is a ‘counter-intuitive discipline’… Murray Gell-Mann, Questions for the Future [The quantum] postulate implies a renunciation as regards the causal space-time co-ordination of atomic processes. Niels Bohr, Atomic Theory and the Description of Nature It should be emphasized, however, that the probability function does not in itself represent a course of events in the course of time. It represents a tendency for events and our knowledge of events. The probability function can be connected with reality only if one essential condition is fulfilled: if a new measurement is made to determine a certain property of the system. [T]he idea of an objective real world whose smallest parts exist objectively in the same sense as stones or trees exist, independently of whether or not we observe them…is impossible … Werner Heisenberg, Physics and Philosophy [In] quantum theory it is the principle of causality , or more accurately that of determinism , which must be dropped and replaced by something else.… We now have a new form of the law of causality.… It is as follows: if in a certain process the initial conditions are determined as accurately as the uncertainty relations permit, then the probabilities of all possible subsequent states are governed by exact laws. Max Born, The Restless Universe
Quantum mechanics is one of the most challenging subjects to learn. It is challenging because quantum phenomenon is counterintuitive, and the mathematics used to explain such a phenomenon is very abstract, and difficult to grasp. This textbook is an attempt to overcome these challenges. Every chapter presents quantum ideas step- by- step in a structured way with a comparison between quantum and classical concepts. It provides a clear distinction between classical and quantum logic. Conceptual questions are provided after every important section so that the reader can test their understanding at every step. Such an approach aids in preventing misconceptions. Problem solving is not restricted to solving differential equations and integration. But it requires to systematically and creatively analyze a problem, to apply the new and powerful concepts for finding a solution and to understand the physical meaning of the solution. The tutorials on special topics are an effort to teach problem solving by actively engaging the reader in a thinking process, to apply the concepts and to understand the physical meaning of the solution. The simulations are provided for some of the topics. The simulations aid in the visualization of the quantum phenomenon, and for meaningful understanding of the mathematics. This approach may lead to development of "quantum mechanical intuition "as well as learning mathematical techniques for problem solving. Most importantly, the book is not flooded with numerous topics that makes the reader confused and distracted, rather the most important topics are discussed at a deeper level. The understanding of quantum mechanics is incomplete without understanding the early ideas and experiments that lead to the development of the quantum theory. Thus, the first two chapters of the book are dedicated to such topics. The key features of this book are: A simplified, structured, and step-by-step introduction to quantum mechanics. The simplification is attained through use of two-level system, step- by- step discussion of important topics in a simplified language at a deeper level, analogies, and visualization using illustrations and simulations A systematic arrangement of topics, and numerous worked- out examples. The presentation of the structure in the mathematical formalism of quantum mechanics provides clarity in understanding complicated and abstract mathematics. It also helps to understand the distinction between the quantum mechanical and classical approaches Conceptual questions at the end of every important section. The conceptual questions can be used in a classroom as a point of discussion between an instructor and students Tutorials on special topics. Simulations on special topics aid in the visualization of the physical phenomenon, and demonstration of the application of mathematics An in-depth discussion of the wave-particle duality, measurement problem, and their philosophical implications in Chapter 2 provides an understanding of the broader meaning of quantum mechanics
The difficulties of the old quantum theory were largely dispelled by the development of quantum mechanics in the 1920s. First Heisenberg (1925) developed the rather abstract matrix mechanics and soon after Schro¨dinger (1926; see also Eckart, 1926) developed the physically more appealing wave mechanics. Subsequently he showed them to be mathematically equivalent. The physicists were greatly relieved; now they had once again a mathematical formalism that enabled the results of experiments to be calculated. It was possible to move forward. It is certainly a very elegant and indeed beautiful formalism, and does enable the results of many physical measurements to be calculated with great accuracy. It is used daily by atomic and nuclear physicists; there is no other way to make calculations. From the earliest days there has been intense debate about the interpretation of quantum mechanics, and it shows no signs of being settled; if anything it is becoming more intense over the years. As Penrose has remarked, no one understands quantum mechanics. Feynman (1967; see also Sykes, 1994) also admitted that ‘nobody understands quantum mechanics’, and Einstein once remarked: ‘I have thought a hundred times as much about the quantum problems as I have about general relativity theory’ (Pais, 1994, p. 57). It should therefore be evident that the most that can be done here is to try to show where the real difficulties lie, and how the failure to recognize that quantum mechanics is an essentially statistical theory has led to a series of confusing quantum paradoxes. It is just these paradoxes that have often been used to support theological speculations. It is useful to ask what ‘understanding quantum mechanics’ actually means. Certainly it means being able to calculate the results of many measurements. The same applies to Newton’s theory of gravitation, which we understand in the sense that we can use it as a basis of calculation, although we do not really understand the gravitational force itself. Very often, especially in modern physics, the mathematical formalism does not give us the sort of intuitive physical feeling for what is going on that we often obtain from classical mechanics. Perhaps we can never achieve more than this for quantum mechanics. In classical mechanics we can assume that a property that is measured objectively exists prior to the interaction of the measuring apparatus with the observed system. Quantum mechanics, however, ‘is incompatible with the proposition that measurement discovers some unknown but pre-existing property’ (Peres, 1997, p. 14). There is an important distinction between mysteries and absurdities. We may be forced to live with mysteries, but there is no reason why we should put up with absurdities such as the wave-particle duality, tunnelling through potential barriers, acausal events and the collapse of the wave function. These are the quantum paradoxes that will be discussed later on. They arise within the Copenhagen interpretation of quantum mechanics and are solved by other interpretations. These alternative interpretations enable us to make conjectures about what is going on, even though we cannot understand it in detail. This is acceptable and a stimulus to further research. It is certainly difficult enough to understand quantum mechanics, but there is no need to try to visualize logical absurdities in the effort to do so. Quantum mechanics is a mathematical formalism that makes it possible to calculate the results of some experiments. Anything more than this, such as questions about the interpretation of what is measured and whether it tells us what is actually going on in the system being studied, belongs to philosophy. Thus we are concerned here with what is essentially a philosophical debate; if it were just a matter of physics the debate would have been settled long ago. One of the difficulties is that it invokes the results of experiments and uses the language of quantum mechanics. Inevitably this language uses philosophical terms and then it is easy to give the impression that the philosophical propositions are in some way entailed by the physical results. These in turn can influence theological thinking. In order to be quite clear which arguments are justified and which are not, it is essential to separate the three levels of discourse: physical, philosophical and theological. Our task is to relate these together, and this immediately raises the traditional problems of the philosophy of science, including the relation of experiment to theory, and of theory to explanation. We begin by discussing experiments, distinguishing between those that are real and those that are imaginary.
Offering a detailed account of the key concepts and mathematical apparatus of quantum mechanics, this textbook is an ideal companion to both undergraduate and graduate courses. The formal and practical aspects of the subject are explained clearly alongside examples of modern applications, providing students with the tools required to thoroughly understand the theory and apply it. The authors provide an intuitive conceptual framework that is grounded in a coherent physical explanation of quantum phenomena, established over decades of teaching and research in quantum mechanics and its foundations. The book's educational value is enhanced by the inclusion of examples and exercises, with solutions available online, and an extensive bibliography is provided. Notes throughout the text provide fascinating context on the tumultuous history of quantum mechanics, the people that developed it, and the questions that still remain at its center. This title is also available as Open Access on Cambridge Core.