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Journal of Mathematical Physics

Self-Consistent Approximations in Many-Body Systems. II

O. Shlidor, M. Revzen

Published Dec 1, 1969• 0 citations
Publisher

Abstract

A stationary property of the grand-canonical potential is introduced. This stationary property is used to define a class of self-consistent approximations. The class of self-consistent approximations is shown to be particularly suitable for the random-phase approximation (RPA). The conditions for self-consistency are only sufficient.
DOI
10.1063/1.1664822

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A new stationary property of the grand canonical potential is presented. This property is used to define a class of self-consistent approximations which is particularly appropriate for the so-called ladder approximation. The conditions which guarantee self-consistency are only sufficient. A comparison is made with the already-known stationary properties related to Hartree-Fock and random-phase approximations. Remarks are made on the possibility of a collective excitation associated with the formalism.
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The validity of the random-phase approximation (RPA) in broken-symmetry bases is tested in an appropriate many-body system for which exact solutions are available. Initially the regions of stability of the self-consistent quasiparticle bases in this system are established and depicted in a 'phase' diagram. It is found that only stable bases can be used in an RPA calculation. This is particularly true for those RPA modes which are not associated with the onset of instability of the basis; the authors see that these modes do not describe any excited state when the basis is unstable, although from a formal point of view they remain acceptable. The RPA does well in a stable broken-symmetry basis provided one is not too close to a point where a phase transition occurs. This is true for both energies and matrix elements.
The random phase approximation (RPA), the renormalized RPA (RRPA), and the self-consistent RPA (SCRPA) methods are applied to calculate the wave functions of the ground and excited states of an exactly solvable model. The approximated wave functions are expanded in the basis of the exact solutions. It is found that, when the RPA collapses, the RPA wave functions are orthogonal to the exact solutions while the RRPA and SCRPA ones have small but finite overlaps with the exact results. In spite of the apparently good agreement between the results of the RRPA, the SCRPA, and the exact solution, for the energy of the first excited state beyond the point of collapse, it is found that these approximations do not correctly describe the exact wave functions.
A self-consistent version of the thermal random phase approximation (TSCRPA) is developed within the Matsubara Green’s function formalism. The TSCRPA is applied to the many-level pairing model, and the normal phase of the system is considered. The TSCRPA results are compared with the exact ones calculated for the grand canonical ensemble. Advantages of the TSCRPA over the thermal mean-field approximation and the standard thermal random phase approximation are demonstrated. Results for correlation functions, excitation energies, etc., as a function of temperature are presented.
An approach for particle-hole correlation functions, based on the so-called self-consistent random-phase approximation is developed. This leads to a fully self-consistent RPA-like theory that satisfies the fff-sum rule and several other theorems. As a first step, a simpler self-consistent approach, the renormalized RPA, is solved numerically in the one-dimensional Hubbard model. The charge and the longitudinal spin susceptibility, the momentum distribution, and several ground-state properties are calculated and compared with the exact results. Especially at half-filling, our approach provides quite promising results and matches the exact behavior apart from a general prefactor. The strong-coupling limit of our approach can be described analytically.