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Cambridge University Press eBooks

Visible and Invisible in Physical Theory

Leon N. Cooper

Published Nov 6, 2014• 0 citations
Publisher

Abstract

How is it that physicists can invent equations, so rich in structure, so detailed in consequences, and so closely in agreement with experience? What does it mean when we create equations that agree with experiment to ten decimal places? Do these equations have a reality of their own? This essay is based on a lecture originally presented at the Trieste conference in honor of Paul Dirac in 1972 . It is more than fifty years since Paul Dirac gave us one of the most beautiful inventions of the twentieth century: H = c a · p + β mc 2 I once asked Professor Dirac how he came upon his masterpiece. If my memory serves (I hope he will correct me if it does not), he said that in the late 1920s most physicists, trying to calculate with relativistic quantum mechanics, were content to use the Klein–Gordon equation modified with ad-hoc corrections. In his attempt, Dirac did not try to put in the electron spin but rather to treat in a consistent manner the simplest possible problem: that of a spinless, relativistic electron. The critical moment came when he realized that 4 × 4 matrices were required. “How long did it take you from that point?” “About two weeks”. I couldn't refrain: “why so long?” He was a bit taken aback; then, his attention focused perhaps on those two glorious past weeks, he nodded as though to agree in silence why so long?

DOI
10.1017/cbo9781107337879.023

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Surely, after 62 years, we should have an exact formulation of some serious part of quantum mechanics? By ‘exact’ I do not of course mean ‘exactly true’. I mean only that the theory should be fully formulated in mathematical terms, with nothing left to the discretion of the theoretical physicist...until workable approximations are needed in applications. By ‘serious’ I mean that some substantial fragment of physics should be covered. Nonrelativistic ‘particle’ quantum mechanics, perhaps with the inclusion of the electromagnetic field and cut-off interaction, is serious enough. For it covers ‘a large part of physics and the whole of chemistry’ (P A M Dirac 1929 Proc. R. Soc.A 123 714). I mean too, by ‘serious’, that ‘apparatus’ should not be separated off from the rest of the world into black boxes, as if it were not made of atoms and not ruled by quantum mechanics.

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How is it that physicists can invent equations, so rich in structure, so detailed in consequences, and so closely in agreement with experience? What does it mean when we create equations that agree with experiment to ten decimal places? Do these equations have a reality of their own? This essay is based on a lecture originally presented at the Trieste conference in honor of Paul Dirac in 1972 . It is more than fifty years since Paul Dirac gave us one of the most beautiful inventions of the twentieth century: H = c a · p + β mc 2 I once asked Professor Dirac how he came upon his masterpiece. If my memory serves (I hope he will correct me if it does not), he said that in the late 1920s most physicists, trying to calculate with relativistic quantum mechanics, were content to use the Klein–Gordon equation modified with ad-hoc corrections. In his attempt, Dirac did not try to put in the electron spin but rather to treat in a consistent manner the simplest possible problem: that of a spinless, relativistic electron. The critical moment came when he realized that 4 × 4 matrices were required. “How long did it take you from that point?” “About two weeks”. I couldn't refrain: “why so long?” He was a bit taken aback; then, his attention focused perhaps on those two glorious past weeks, he nodded as though to agree in silence why so long?
I n the early 20th century, the groundbreaking theories of quantum mechanics and special relativity emerged at roughly the same time.At first, both theories appeared to be entirely incompatible with each other.While the quantum equations written out by Erwin Schrödinger and Wolfgang Pauli dealt with the behaviours of electrons, atoms, and molecules moving at speeds encountered in classical physics, the rules of special relativity first imagined by Albert Einstein described the behaviour of matter moving at close to the speed of light.Initially, this apparent clash of theories presented a crisis in physics.However, in the late 1920s, further theoretical work carried out by physicists including Paul Dirac, Oskar Klein, and Walter Gordon culminated in a new set of equations, which proved definitively that quantum mechanics and special relativity are compatible with each other after all. An educational challengeYet with this groundbreaking discovery came an entirely new problem.In adding a new layer of complexity to the equations of non-relativistic quantum mechanics, the more complete theories of relativistic
Surely, after 62 years, we should have an exact formulation of some serious part of quantum mechanics? By ‘exact’ I do not of course mean ‘exactly true’. I mean only that the theory should be fully formulated in mathematical terms, with nothing left to the discretion of the theoretical physicist … until workable approximations are needed in applications. By ‘serious’ I mean that some substantial fragment of physics should be covered. Non-relativistic ‘particle’ quantum mechanics, perhaps with the inclusion of the electromagnetic field and a cut-off interaction, is serious enough. For it covers ‘a large part of physics and the whole of chemistry’. I mean too, by ‘serious’, that ‘apparatus’ should not be separated off from the rest of the world into black boxes, as if it were not made of atoms and not ruled by quantum mechanics. The question, ‘… should we not have an exact formulation …?’, is often answered by one or both of two others. I will try to reply to them: Why bother? Why not look it up in a good book ? Why bother? Perhaps the most distinguished of ‘why bother?’ers has been Dirac. He divided the difficulties of quantum mechanics into two classes, those of the first class and those of the second. The second-class difficulties were essentially the infinities of relativistic quantum field theory. Dirac was very disturbed by these, and was not impressed by the ‘renormalisation’ procedures by which they are circumvented. Dirac tried hard to eliminate these second-class difficulties, and urged others to do likewise.
In 1929 Paul Dirac pronounced that "the underlying physical laws necessary for the mathematical theory for a large part of physics and the whole of chemistry are...completely known". While the fundamental aspects of non-relativistic quantum mechanics have remained essentially unchanged ever since, physics and chemistry have been driven largely by experiment. Dirac had the answer to that too. To his comment he added a rider: "The difficulty is only that the exact application of these laws leads to equations much too complicated to be soluble."
‘Spin’ considers the movement of electrons orbiting around the nucleus of an atom. Physicists such as Wolfgang Pauli, Pieter Zeeman, Ralph Kronig, George Uhlenbeck, Samuel Goudsmit, Llewellyn Thomas, Otto Stern, and Walther Gerlach spent many years trying to solve the puzzle of electron spin through different experiments. The mathematical theory of spin began to be developed in the 1920s, but it was the work of Paul Dirac in 1928 that solved the problem. By fusing relativity and quantum mechanics, the two great products of the early 20th-century revolution in physics, Dirac had assembled an equation that describes the origin of spin, the fundamental element of the magnetism of the electron.
The difficulties of the old quantum theory were largely dispelled by the development of quantum mechanics in the 1920s. First Heisenberg (1925) developed the rather abstract matrix mechanics and soon after Schro¨dinger (1926; see also Eckart, 1926) developed the physically more appealing wave mechanics. Subsequently he showed them to be mathematically equivalent. The physicists were greatly relieved; now they had once again a mathematical formalism that enabled the results of experiments to be calculated. It was possible to move forward. It is certainly a very elegant and indeed beautiful formalism, and does enable the results of many physical measurements to be calculated with great accuracy. It is used daily by atomic and nuclear physicists; there is no other way to make calculations. From the earliest days there has been intense debate about the interpretation of quantum mechanics, and it shows no signs of being settled; if anything it is becoming more intense over the years. As Penrose has remarked, no one understands quantum mechanics. Feynman (1967; see also Sykes, 1994) also admitted that ‘nobody understands quantum mechanics’, and Einstein once remarked: ‘I have thought a hundred times as much about the quantum problems as I have about general relativity theory’ (Pais, 1994, p. 57). It should therefore be evident that the most that can be done here is to try to show where the real difficulties lie, and how the failure to recognize that quantum mechanics is an essentially statistical theory has led to a series of confusing quantum paradoxes. It is just these paradoxes that have often been used to support theological speculations. It is useful to ask what ‘understanding quantum mechanics’ actually means. Certainly it means being able to calculate the results of many measurements. The same applies to Newton’s theory of gravitation, which we understand in the sense that we can use it as a basis of calculation, although we do not really understand the gravitational force itself. Very often, especially in modern physics, the mathematical formalism does not give us the sort of intuitive physical feeling for what is going on that we often obtain from classical mechanics. Perhaps we can never achieve more than this for quantum mechanics. In classical mechanics we can assume that a property that is measured objectively exists prior to the interaction of the measuring apparatus with the observed system. Quantum mechanics, however, ‘is incompatible with the proposition that measurement discovers some unknown but pre-existing property’ (Peres, 1997, p. 14). There is an important distinction between mysteries and absurdities. We may be forced to live with mysteries, but there is no reason why we should put up with absurdities such as the wave-particle duality, tunnelling through potential barriers, acausal events and the collapse of the wave function. These are the quantum paradoxes that will be discussed later on. They arise within the Copenhagen interpretation of quantum mechanics and are solved by other interpretations. These alternative interpretations enable us to make conjectures about what is going on, even though we cannot understand it in detail. This is acceptable and a stimulus to further research. It is certainly difficult enough to understand quantum mechanics, but there is no need to try to visualize logical absurdities in the effort to do so. Quantum mechanics is a mathematical formalism that makes it possible to calculate the results of some experiments. Anything more than this, such as questions about the interpretation of what is measured and whether it tells us what is actually going on in the system being studied, belongs to philosophy. Thus we are concerned here with what is essentially a philosophical debate; if it were just a matter of physics the debate would have been settled long ago. One of the difficulties is that it invokes the results of experiments and uses the language of quantum mechanics. Inevitably this language uses philosophical terms and then it is easy to give the impression that the philosophical propositions are in some way entailed by the physical results. These in turn can influence theological thinking. In order to be quite clear which arguments are justified and which are not, it is essential to separate the three levels of discourse: physical, philosophical and theological. Our task is to relate these together, and this immediately raises the traditional problems of the philosophy of science, including the relation of experiment to theory, and of theory to explanation. We begin by discussing experiments, distinguishing between those that are real and those that are imaginary.
Surely, after 62 years, we should have an exact formulation of some serious part of quantum mechanics? By ‘exact’ I do not of course mean ‘exactly true’. I mean only that the theory should be fully formulated in mathematical terms, with nothing left to the discretion of the theoretical physicist...until workable approximations are needed in applications. By ‘serious’ I mean that some substantial fragment of physics should be covered. Nonrelativistic ‘particle’ quantum mechanics, perhaps with the inclusion of the electromagnetic field and cut-off interaction, is serious enough. For it covers ‘a large part of physics and the whole of chemistry’ (P A M Dirac 1929 Proc. R. Soc.A 123 714). I mean too, by ‘serious’, that ‘apparatus’ should not be separated off from the rest of the world into black boxes, as if it were not made of atoms and not ruled by quantum mechanics.