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ChemPhysChem

The ‘Quantal Newtonian’ First Law: A Complementary Perspective to the Stationary‐state Quantum Theory of Electrons

Viraht Sahni

Published May 10, 2022• 2 citations
Publisher

Abstract

A complementary perspective to the Göttingen-Copenhagen interpretation of stationary-state quantum theory of electrons in an electromagnetic field is described. The perspective, derived from Schrödinger-Pauli theory, is that of the individual electron via its equation of motion or 'Quantal Newtonian' First Law. The Law is in terms of 'classical' fields experienced by each electron: the sum of the external and internal fields vanishes. The external field is a sum of the electrostatic and Lorentz fields. The internal field is a sum of fields' representative of Pauli and Coulomb correlations; kinetic effects; electron density; and internal magnetic component. The energy is obtained from these fields. The sources of the fields are expectation values of Hermitian operators. The perspective is elucidated by application to quantum dots in a magnetic field in a ground, excited singlet and triplet states. The relationship of the perspective to Quantal and traditional density functional theories is briefly explained.

DOI
10.1002/cphc.202200160

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A complementary perspective to the Göttingen-Copenhagen interpretation of stationary-state quantum theory of electrons in an electromagnetic field is described. The perspective, derived from Schrödinger-Pauli theory, is that of the individual electron via its equation of motion or 'Quantal Newtonian' First Law. The Law is in terms of 'classical' fields experienced by each electron: the sum of the external and internal fields vanishes. The external field is a sum of the electrostatic and Lorentz fields. The internal field is a sum of fields' representative of Pauli and Coulomb correlations; kinetic effects; electron density; and internal magnetic component. The energy is obtained from these fields. The sources of the fields are expectation values of Hermitian operators. The perspective is elucidated by application to quantum dots in a magnetic field in a ground, excited singlet and triplet states. The relationship of the perspective to Quantal and traditional density functional theories is briefly explained.
Quantum mechanics has a deterministic Schrödinger equation for the wave function. The Göttingen-Copenhagen statistical interpretation is based on the Born Rule that interprets the wave function as a "probability amplitude." A precept of this interpretation is the lack of determinism in quantum mechanics. The Bohm interpretation is that the wave function is a source of a field experienced by the electrons, thereby attributing determinism to quantum theory. In this paper, we present a new perspective on such determinism. The ideas are based on the equations of motion or "Quantal Newtonian" Laws obeyed by each electron. These Laws, derived from the temporal and stationary-state Schrödinger equation, are interpreted in terms of "classical" fields whose sources are quantal expectations of Hermitian operators taken with respect to the wave function. According to the Second Law, each electron experiences an external field-the quantal Coulomb-Lorentz law. It also experiences an internal field representative of properties of the system: correlations due to Coulomb repulsion and Pauli principle; the density; kinetic effects; and an internal magnetic field component. There is a response field. The First Law states that the sum of the external and internal fields experienced by each electron vanishes. These fields are akin to those of classical physics: They pervade all space; their structure is descriptive of the quantum system; the energy of the system is stored in these fields. It is in the classical behavior of these fields, which arise from quantal sources that one may then speak of determinism in quantum mechanics.
Abstract The Schrödinger–Pauli (SP) theory of electrons in an electromagnetic field explicitly accounts for the electron spin moment. The many‐electron theory is complemented via a new descriptive perspective namely, that of the individual electron via its equation of motion or “Quantal Newtonian” first law. The law is in terms of ‘classical’ fields whose sources are quantum mechanical expectation values of Hermitian operators taken with respect to the system wave function. The law states that each electron experiences an external and an internal field, the sum of which vanish. The external field is the sum of the binding electrostatic and a Lorentz field. The internal field is a sum of fields representative respectively of electron correlations due to the Pauli principle and Coulomb repulsion; the electron density; kinetic effects; and an internal magnetic field. The energy can be expressed in integral virial form in terms of these fields. The law is elucidated by application to the 23S state of a quantum dot in a magnetic field. It is proved that the Hamiltonian is an exactly known and universal functional of the wave function. This generalizes the SP equation, and reveals that its eigenfunctions and eigenvalues may be determined self‐consistently. A quantal density functional theory (QDFT) of the SP system is developed whereby additional properties are determined. A physical interpretation of Spin‐DFT based on the QDFT mapping is provided. Further generalizations of the present work to the temporal case, and relativistic Dirac theory, are proposed.
The Schrödinger-Pauli (SP) theory of electrons in an electromagnetic field explicitly accounts for the electron spin moment. The many-electron theory is complemented via a new descriptive perspective viz. that of the individual electron via its equation of motion or ‘Quantal Newtonian’ first law. The law is in terms of ‘classical’ fields whose sources are quantum mechanical expectation values of Hermitian operators taken with respect to the system wave function. The law states that each electron experiences an external and an internal field, the sum of which vanish. The external field is the sum of the binding electrostatic and a Lorentz field. The internal field is a sum of fields representative respectively of electron correlations due to the Pauli principle and Coulomb repulsion; the electron density; kinetic effects; and an internal magnetic field. The energy can be expressed in integral virial form in terms of these fields. The law is elucidated by application to the 23S state of a quantum dot in a magnetic field. It is proved that the Hamiltonian is an exactly known and universal functional of the wave function. This generalizes the SP equation, and reveals that its eigenfunctions and eigenvalues may be determined self-consistently. A Quantal density functional theory (QDFT) of the SP system is developed whereby additional properties are determined. A physical interpretation of Spin-DFT based on the QDFT mapping is provided. Further generalizations of the present work to the temporal case, and relativistic Dirac theory, are proposed.
Schr{ö}dinger-Pauli (SP) theory is a description of electrons in the presence of a static electromagnetic field in which the interaction of the magnetic field with both the orbital and spin moments is explicitly considered. The theory is described from a new perspective, viz. that of the individual electron via its equation of motion or `Quantal Newtonian' first law. The law leads to new physical and mathematical insights into the theory. The law is in terms of `classical' fields whose sources are quantum mechanical expectation values of Hermitian operators taken with respect to the system wave function. The law states that each electron experiences an external and an internal field, the sum of which vanish. The external field is the sum of the electrostatic and a Lorentz field. The internal field is a sum of fields: the electron-interaction, differential density, kinetic, and internal magnetic fields. These fields are respectively representative of a property of the system: electron correlations due to the Pauli exclusion principle and Coulomb repulsion, the electron density, kinetic effects, and the physical current density. The energy components can be expressed in integral virial form in terms of these fields. The law leads to the further understanding that the Hamiltonian is an exactly known and universal functional of the wave function. This allows for the generalization of the SP equation, which then proves it to be intrinsically self-consistent. A Quantal density functional (local effective potential) theory of the SP system is developed. Further generalizations of the present work to the temporal case, and relativistic Dirac theory are proposed.
Abstract The quantal density functional theory (Q‐DFT) of excited states is the description of the physics of the mapping from any bound nondegenerate excited state of Schrödinger theory to that of the s‐system of noninteracting Fermions with equivalent density ρk(r), energy Ek, and ionization potential Ik. The s‐system may either be in an excited state with the same configuration as in Schrödinger theory or in a ground state with a consequently different configuration. The Q‐DFT description of the s‐system is in terms of a conservative field ℱk(r), whose electron‐interaction ℰee(r) and correlation‐kinetic 𝒵 (r) components are separately representative of electron correlations due to the Pauli exclusion principle and Coulomb repulsion, and correlation‐kinetic effects, respectively. The sources of these fields are expectations of Hermitian operators taken with respect to the system wavefunction. The local electron‐interaction potential vee(r) of the s‐system, representative of all the many‐body correlations, is the work done to move an electron in the force of the field ℱk(r). The electron interaction Eee and correlation‐kinetic Tc components of the total energy Ek may be expressed in integral virial form in terms of their respective fields. The difference between the s‐system in its ground or excited state representation is due entirely to correlation‐kinetic effects. The highest occupied eigenvalue of the s‐system differential equation in either case is minus the ionization potential Ik. In this work we demonstrate the transformation of an excited state of Schrödinger theory, as represented by the first excited singlet state of the exactly solvable Hooke's atom, to that of noninteracting Fermions in their ground state with equivalent excited state density, energy, and ionization potential. To further prove the Fermions are in a ground state, we solve the corresponding singlet s‐system differential equation numerically for the vee(r) determined, and obtain the excited state density from the zero node orbitals generated. The resulting total energy is also the same. In addition, the single eigenvalue determined corresponds to minus the ionization potential of the excited state. © 2001 John Wiley & Sons, Inc. Int J Quantum Chem, 2001
Local effective potential theory, both stationary-state and time-dependent, constitutes the mapping from a system of electrons in an external field to one of the noninteracting fermions possessing the same basic variable such as the density, thereby enabling the determination of the energy and other properties of the electronic system. This paper is a description via Quantal Density Functional Theory (QDFT) of the electron correlations that must be accounted for in such a mapping. It is proved through QDFT that independent of the form of external field, (a) it is possible to map to a model system possessing all the basic variables; and that (b) with the requirement that the model fermions are subject to the same external fields, the only correlations that must be considered are those due to the Pauli exclusion principle, Coulomb repulsion, and Correlation–Kinetic effects. The cases of both a static and time-dependent electromagnetic field, for which the basic variables are the density and physical current density, are considered. The examples of solely an external electrostatic or time-dependent electric field constitute special cases. An efficacious unification in terms of electron correlations, independent of the type of external field, is thereby achieved. The mapping is explicated for the example of a quantum dot in a magnetostatic field, and for a quantum dot in a magnetostatic and time-dependent electric field.