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Understanding topological phases of matter with statistical methods

Mertz, Thomas

Published Jan 1, 2022• 0 citations
Publisher

Abstract

Topological phases set themselves apart from other phases since they cannot be understood in terms of the usual Landau theory of phase transitions. This fact, which is a consequence of the property that topological phase transitions can occur without breaking symmetries, is reflected in the complicated form of topological order parameters. While the mathematical classification of phases through homotopy theory is known, an intuition for the relation between phase transitions and changes to the physical system is largely inhibited by the general complexity. In this thesis we aim to get back some of this intuition by studying the properties of the Chern number (a topological order parameter) in two scenarios. First, we investigate the effect of electronic correlations on topological phases in the Green's function formalism. By developing a statistical method that averages over all possible solutions of the manybody problem, we extract general statements about the shape of the phase diagram and investigate the stability of topological phases with respect to interactions. In addition, we find that in many topological models the local approximation, which is part of many standard methods for solving the manybody lattice model, is able to produce qualitatively correct phase transitions at low to intermediate correlations. We then extend the statistical method to study the effect of the lattice, where we evaluate possible applications of standard machine learning techniques against our information theoretical approach. We define a measure for the information about particular topological phases encoded in individual lattice parameters, which allows us to construct a qualitative phase diagram that gives a more intuitive understanding of the topological phase. Finally, we discuss possible applications of our method that could facilitate the discovery of new materials with topological properties.

DOI
10.21248/gups.67179

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Topological phases set themselves apart from other phases since they cannot be understood in terms of the usual Landau theory of phase transitions. This fact, which is a consequence of the property that topological phase transitions can occur without breaking symmetries, is reflected in the complicated form of topological order parameters. While the mathematical classification of phases through homotopy theory is known, an intuition for the relation between phase transitions and changes to the physical system is largely inhibited by the general complexity. In this thesis we aim to get back some of this intuition by studying the properties of the Chern number (a topological order parameter) in two scenarios. First, we investigate the effect of electronic correlations on topological phases in the Green's function formalism. By developing a statistical method that averages over all possible solutions of the manybody problem, we extract general statements about the shape of the phase diagram and investigate the stability of topological phases with respect to interactions. In addition, we find that in many topological models the local approximation, which is part of many standard methods for solving the manybody lattice model, is able to produce qualitatively correct phase transitions at low to intermediate correlations. We then extend the statistical method to study the effect of the lattice, where we evaluate possible applications of standard machine learning techniques against our information theoretical approach. We define a measure for the information about particular topological phases encoded in individual lattice parameters, which allows us to construct a qualitative phase diagram that gives a more intuitive understanding of the topological phase. Finally, we discuss possible applications of our method that could facilitate the discovery of new materials with topological properties.
Condensed matter is the area of physics which deals with the phases of matter in condensed form with an aim to understand the properties of these phases and the transition between them based on the known laws of physics. This is usually done by figuring out some characteristic properties of the phase which sets it apart from the others, e.g., symmetry, topological order, entanglement, etc. The most common way of characterizing the transition between these phases is the broken symmetry. In this classification method, one finds the symmetry which phase breaks spontaneously during the transition and develops a local long-range order. This is the famous Landau’s symmetry breaking paradigm [ 1 ]. Landau’s symmetry breaking theory is a phenomenological theory which describes the transition from a symmetric phase (high-temperature phases) to a less symmetric/broken symmetry phase (phases at low temperature). A zero-temperature phase transition is also possible (by tuning the parameters of the Hamiltonian) and is known as quantum phase transition [ 2 ]. Although there were other paradigms of phase transition available, like Anderson localization [ 3 ], Berezinsky—Kosterlitz—Thouless transition [ 4 ] (broken symmetry but no long-range order), etc., Landau’s spontaneous symmetry breaking dominated over the others.
In recent years, topology has become increasingly prevalent in condensed matter physics. It has allowed us to understand, and even predict, a variety of striking and remarkable physical phenomena. The study of strongly interacting systems has similarly lavished us with a diverse range of exotic phases and unconventional transitions, many of which are still poorly understood. In this thesis we will explore the interplay between topology and interactions in an effort to uncover new and novel phases. First we study how interactions impact the quantum phase transition between a topologically non-trivial phase and a trivial phase. The combination of interactions and the low-energy degrees of freedom associated with the transition leads to the emergence of a dome of lattice-symmetry breaking nematic order. Such behaviour is reminiscent of a number of strongly correlated electronic systems. We move on to study the strongly interacting limit of one of the earliest and best-known non-interacting topological phases, Haldane's model of a Chern insulator. Recently realized with ultracold atoms in a shaken optical lattice, the model has a non-trivial topological invariant associated with its band structure. In the strongly interacting limit the spin degrees of freedom are all that survive and we find a rich phase diagram of magnetically ordered phases, using a combination of both classical and quantum techniques. Supplementing the model with an additional term we can `quantum-melt' one of these ordered states to produce a disordered, liquid state that we positively identify as a chiral spin liquid, a highly entangled state of matter with fractionalised excitations. We generalise this mechanism to other two dimensional lattices, uncovering a possible unifying framework with which to understand the emergence of chiral spin liquids in lattice spin models. Finally, motivated by groundbreaking experiments in the ultracold atoms community, we investigate a model of two-component bosons with an artificial spin-orbit coupling. The interplay between the lattice, interactions and spin-orbit coupling produces a variety of unusual superfluid phases. Using a novel Monte Carlo technique we reveal the finite temperature phase diagram that appears close to the Mott transition.
Distinguishing between different phases of matter and detecting phase transitions are some of the most central tasks in many-body physics. Traditionally, these tasks are accomplished by searching for a small set of low-dimensional quantities capturing the macroscopic properties of each phase of the system, so-called order parameters. Because of the large state space underlying many-body systems, success generally requires a great deal of human intuition and understanding. In particular, it can be challenging to define an appropriate order parameter if the symmetry breaking pattern is unknown or the phase is of topological nature and thus exhibits nonlocal order. In this chapter, we explore the use of machine learning to automate the task of classifying phases of matter and detecting phase transitions. We discuss the application of various machine learning techniques, ranging from clustering to supervised learning and anomaly detection, to different physical systems, including the prototypical Ising model that features a symmetry-breaking phase transition and the Ising gauge theory which hosts a topological phase of matter.
The concept of topology in condensed matter physics has led to the discovery of rich and exotic physics in recent years. Especially when strong correlations are included, phenomenons such as fractionalization and anyonic particle statistics can arise. In this thesis, we study several systems hosting topological phases of interacting fermions. In the first part, we consider one-dimensional systems of parafermions, which are generalizations of Majorana fermions, in the presence of a Z_N charge symmetry. We classify the symmetry-protected topological (SPT) phases that can occur in these systems using the projective representations of the symmetries and find a finite number of distinct phases depending on the prime factorization of N. The different phases exhibit characteristic degeneracies in their entanglement spectrum (ES). Apart from these SPT phases, we report the occurrence of parafermion condensate phases for certain values of N. When including an additional Z_N symmetry, we find a non-Abelian group structure under the addition of phases. In the second part of the thesis, we focus on two-dimensional lattice models of spinless fermions. First, we demonstrate the detection of a fractional Chern insulator (FCI) phase in the Haldane honeycomb model on an infinite cylinder by means of the density-matrix renormalization group (DMRG). We report the calculation of several quantities characterizing the topological order of the state, i.e., (i)~the Hall conductivity, (ii)~the spectral flow and level counting in the ES, (iii)~the topological entanglement entropy, and (iv)~the charge and topological spin of the quasiparticles. Since we have access to sufficiently large system sizes without band projection with DMRG, we are in addition able to investigate the transition from a metal to the FCI at small interactions which we find to be of first order. In a further study, we consider a time-reversal symmetric model on the honeycomb lattice where a Chern insulator (CI) induced by next-nearest neighbor interactions has been predicted by mean field theory. However, various subsequent studies challenged this picture and it was still unclear whether the CI would survive quantum fluctuations. We therefore map out the phase diagram of the model as a function of the interactions on an infinite cylinder with DMRG and find evidence for the absence of the CI phase. However, we report the detection of two novel charge-ordered phases and corroborate the existence of the remaining phases that had been predicted in mean field theory. Furthermore, we characterize the transitions between the various phases by studying the behavior of correlation length and entanglement entropy at the phase boundaries. Finally, we develop an improvement to the DMRG algorithm for fermionic lattice models on cylinders. By using a real space representation in the direction along the cylinder and a real space representation in the perpendicular direction, we are able to use the momentum around the cylinder as conserved quantity to reduce computational costs. We benchmark the method by studying the interacting Hofstadter model and report a considerable speedup in computation time and a severely reduced memory usage.
Understanding correlation effects in topological phases of matter is at the forefront of current research in condensed matter physics. Here we try to clarify some subtleties in studying topological behaviors of interacting Weyl semimetals. It is well known that there exist two topological invariants defined to identify their topological character. One is the many-body Chern number, which can be directly linked to the Hall conductivity and thus to the two-particle correlations. The other is the topological index constructed from the single-particle Green's functions. Because the information on Green's functions is achieved more easily than the many-body wave functions, usually only the topological index is employed in the literature. However, the approach based on the single-particle Green's function can break down in the strongly correlated phase. For illustration, an exactly solvable two-orbital model with momentum-local two-body interactions is discussed, in which both topological invariants can be calculated analytically. We find that the topological index calculated from the Green's function formalism can be nonzero even for a nontopological strongly correlated phase with a vanishing many-body Chern number. In addition, we stress that the physical surface states implied by nonzero many-body Chern numbers should be the edge modes of particle-hole collective excitations, rather than those of a quasiparticle nature derived from the Green's function formalism. Our observations thus demonstrate the limitation of the validity of the Green's function formalism in the investigations of interacting topological materials.
The recent discovery of topological insulators has led to a tremendous interest in the exploration of topological phases of matter which do not fit into Landau's symmetry breaking paradigm. Numerous exotic topological materials are theoretically predicted. Some of them have been experimentally reported, but many remain not. In this thesis, we explore topological phases of matter from three aspects: their classification, realization and application. We first review some basic classification theories, which provide us a "big picture" and lay the foundation for the rest of the thesis. We then move on to propose a systematic method based on quaternion algebra to construct toy tight-binding Hamiltonians for all the exotic phases in a recently developed periodic table for topological insulators and superconductors. We also introduce two peculiar families of topological phases that are beyond the table---the Hopf and four-dimensional topological insulators without time reversal symmetry. Prototypical Hamiltonians are constructed and their topological properties, such as robust edge states, are numerically studied. Motivated by rapid experimental progress in engineering spin-orbit coupling and artificial gauge field for cold atoms, we continue the thesis by proposing a feasible experimental scheme to realize a three-dimensional chiral topological insulator with cold fermionic atoms in an optical lattice. To unambiguously probe topological phases, we also bring forth systematic and generic methods to measure the characteristic topological invariants, for both free and strongly interacting systems. Moreover, we demonstrate that a kaleidoscope of knot and link structures is encoded in the spin texture of Hopf insulators and show how to observe different knots and links in cold atoms via time-of-flight images. The last part of the thesis is about the application of topological materials. After a demonstration of how to create, braid and detect Majorana fermions with cold atoms, we put forward a proposal to construct a self-test quantum random number generator by using Majorana fermions. Majorana random number generators are able to generate certifiable true random numbers with unconditional security. They offer a new perspective to the utilization of topological materials and may have vital applications in cryptography and related areas.