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Final Report on Contract N00014-91-J-1143 (University of California Irvine)

Steven R. White

Published Jan 1, 1992• 0 citations
OpenAlex

Abstract

Over the last two years, we have used several different numerical techniques to study a variety of intrinsically correlated electron systems. The three main types of numerical techniques we have used are: (1) finite- temperature quantum Monte Carlo (QMC); (2) exact diagonalization; and (3) numerical renormalization groups. We have made substantial progress both on developing and improving the numerical algorithms and in using these methods to study interesting systems. We have developed techniques for analytically continuing imaginary-time QMC data to obtain dynamical properties, and have used these techniques to study pseudogap and gap formation in the repulsive and attractive Hubbard models. We have developed a program to calculate two particle interaction vertices with full frequency and momentum dependence using QMC, and have studied possible magnetic and superconducting instabilities in the Hubbard model.

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Over the last two years, we have used several different numerical techniques to study a variety of intrinsically correlated electron systems. The three main types of numerical techniques we have used are: (1) finite- temperature quantum Monte Carlo (QMC); (2) exact diagonalization; and (3) numerical renormalization groups. We have made substantial progress both on developing and improving the numerical algorithms and in using these methods to study interesting systems. We have developed techniques for analytically continuing imaginary-time QMC data to obtain dynamical properties, and have used these techniques to study pseudogap and gap formation in the repulsive and attractive Hubbard models. We have developed a program to calculate two particle interaction vertices with full frequency and momentum dependence using QMC, and have studied possible magnetic and superconducting instabilities in the Hubbard model.
Developing analytical and numerical tools for strongly correlated systems is a central challenge for the condensed matter physics community. In the absence of exact solutions and controlled analytical approximations, numerical techniques have often contributed to our understanding of these systems. Exact Diagonalization (ED) requires the storage of at least two vectors the size of the Hilbert space under consideration (which grows exponentially with system size) which makes it affordable only for small systems. The Density Matrix Renormalization Group (DMRG) uses an intelligent Hilbert space truncation procedure to significantly reduce this cost, but in its present formulation is limited to quasi-1D systems. Quantum Monte Carlo (QMC) maps the Schrödinger equation to the diffusion equation (in imaginary time) and only samples the eigenvector over time, thereby avoiding the memory limitation. However, the stochasticity involved in the method gives rise to the the "sign problem" characteristic of fermion and frustrated spin systems. The first part of this thesis is an effort to make progress in the development of a numerical technique which overcomes the above mentioned problems. We consider novel variational wavefunctions, christened "Correlator Product States" (CPS), that have a general functional form which hopes to capture essential correlations in the ground states of spin and fermion systems in any dimension. We also consider a recent proposal to modify projector (Green's Function) Quantum Monte Carlo to ameliorate the sign problem for realistic and model Hamiltonians (such as the Hubbard model). This exploration led to our own set of improvements, primarily a semistochastic formulation of projector Quantum Monte Carlo. Despite their limitations, existing numerical techniques can yield physical insights into a wide variety of problems. The second part of this thesis considers one such numerical technique - DMRG - and adapts it to study the Heisenberg antiferromagnet on a generic tree graph. Our attention turns to a systematic numerical and semi-analytical study of the effect of local even/odd sublattice imbalance on the low energy spectrum of antiferromagnets on regular Cayley trees. Finally, motivated by previous experiments and theories of randomly diluted antiferromagnets (where an even/odd sublattice imbalance naturally occurs), we present our study of the Heisenberg antiferromagnet on the Cayley tree at the percolation threshold. Our work shows how to detect "emergent" low energy degrees of freedom and compute the effective interactions between them by using data from DMRG calculations.
This thesis presents results covering several topics in correlated many fermion systems. A Monte Carlo technique (CT-INT) that has been implemented, used and extended by the author is discussed in great detail in chapter 3. The following chapter discusses how CT-INT can be used to calculate the two particle Green’s function and explains how exact frequency summations can be obtained. A benchmark against exact diagonalization is presented. The link to the dynamical cluster approximation is made in the end of chapter 4, where these techniques are of immense importance. In chapter 5 an extensive CT-INT study of a strongly correlated Josephson junction is shown. In particular, the signature of the first order quantum phase transition between a Kondo and a local moment regime in the Josephson current is discussed. The connection to an experimental system is made with great care by developing a parameter extraction strategy. As a final result, we show that it is possible to reproduce experimental data from a numerically exact CT-INT model-calculation. The last topic is a study of graphene edge magnetism. We introduce a general effective model for the edge states, incorporating a complicated interaction Hamiltonian and perform an exact diagonalization study for different parameter regimes. This yields a strong argument for the importance of forbidden umklapp processes and of the strongly momentum dependent interaction vertex for the formation of edge magnetism. Additional fragments concerning the use of a Legendre polynomial basis for the representation of the two particle Green’s function, the analytic continuation of the self energy for the Anderson Kane Mele Model, as well as the generation of test data with a given covariance matrix are documented in the appendix. A final appendix provides some very important matrix identities that are used for the discussion of technical details of CT-INT.
We present, in this dissertation, a numerical simulation method to study interacting fermion systems. The general simulation procedures are discussed in connection with a description of a Quantum Monte Carlo simulation algorithm for interacting electrons on lattices. The algorithm presented here has been used to simulate interacting electrons on lattices, and it makes possible the study of substantially larger systems than can be studied by other numerical methods. As long as certain limits of applicability are respected, model Hamiltonians of interacting electrons can be studied without resort to uncontrolled approximations. The method then provides nearly exact solutions to model Hamiltonians of many-body systems, in the sense that the degree of error can be controlled. We also discuss some results obtained from simulations of the extended Hubbard model and and the periodic Anderson model. For the extended Hubbard model in two dimensions, different regions are identified where electron correlation produces antiferromagnetism, charge-density-waves, and singlet pairing superconducting behaviors. We also find regions where transitions from one type of correlation to another occur. For the symmetric periodic Anderson model, we observe the formation of local spin moments at high temperatures and their quenching at low temperatures, as in the single impurity Anderson model. In addition, we find antiferromagnetic interaction between f local moments at low temperatures which are not present in a single impurity problem.
This thesis contains a series of numerical studies of strongly correlated electron systems. In these systems, interesting emergent properties are brought about by strong electron correlations, leading to unusual fluctuations and phase transitions. We start with a review of basic concepts in many-body physics from a field theory point of view, including second quantization and path integral formalisms. We then introduce extensions of the single-particle and two-particle Green’s function formalisms in the singlet superconducting state, which enable us to extract physical information of the systems in the symmetry-broken phase. Next, we proceed to the models and numerical methods we use to study the strongly correlated systems. We introduce a low energy effective model -- the Hubbard model, which contains a subset of the electron degrees of freedom and can be solved numerically using advanced many-body methods. With the dynamical cluster approximation and continuous-time quantum Monte Carlo impurity solver, we are able to study the competing fluctuations in the paramagnetic state and analyze the fluctuations behind superconductivity in the singlet superconducting state. We introduce self-consistent diagrammatic methods used in realistic material calculations in the last part of this thesis, with an outline of group theory concepts that can be used to optimize the simulations. Numerical representations and methods for effectively solving equations in realistic material calculations are discussed afterwards. We briefly review some of the developments in this field, and then introduce spectral methods that are based on mathematical properties of Legendre polynomials for solving both the imaginary- and real-time Dyson equations.
This thesis will describe efforts to enhance our ability to simulate the 2D Hubbard model. Chapter 2 provides a background on the main computational techniques used throughout the work, including quantum Monte Carlo (QMC), dynamical mean field theory (DMFT), the dynamical cluster approximation (DCA), the continuous time auxiliary field algorithm (CTAUX), and the Maximum Entropy Method (MEM) for numeric analytic continuation. Chapter 3 presents new work on applying Twisted Boundary Conditions to the DCA framework. This method is applied in a effort to access thermodynamic (i.e. large system) information about the Hubbard model without the immense computational expense required to simulate large lattices directly. Chapter 4 describes efforts to study the extended 2D Hubbard model, which re-introduces non-local interactions between electrons that drive the formation of charge ordered phases. The work includes a thorough analysis of the phase diagram of the model away from half-filling, as well as analysis of the effect of non-local interactions on anti-ferromagnetic fluctuations and competition between the charge order and AFM states. Chapter 5 includes a derivation of the dual fermions diagrammatic expansion and the dual fermions ladder approximation used to compute corrections to single site DMFT calculations. The method is applied to the 2D Hubbard model in order to study the evolution of its spectral function, Fermi surface, and momentum dependent mass renormalization as the temperature, interaction strength, and doping are changed. The great advantage of this method is that we are able to access arbitrary momenta throughout the Brillouin zone, in contrast to the limitation to a few cluster momenta that characterize cluster methods like DCA.
Reliable simulations of correlated quantum systems, including high-temperature superconductors and frustrated magnets, are increasingly desired nowadays to further our understanding of essential features in such systems. Quantum Monte Carlo (QMC) is a unique numerically exact and intrinsically unbiased method to simulate interacting quantum many-body systems. More importantly, when QMC simulations are free from the notorious fermion sign problem, they can reliably simulate interacting quantum models with large system size and low temperature to reveal low-energy physics such as spontaneously broken symmetries and universal quantum critical behaviors. Here, we concisely review recent progress made in developing new sign-problem-free QMC algorithms, including those employing Majorana representation and those utilizing hot-spot physics. We also discuss applications of these novel sign-problem-free QMC algorithms in simulations of various interesting quantum many-body models. Finally, we discuss possible future directions of designing sign-problem-free QMC methods.