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Stability against large perturbations of invertible, frustration-free ground states

Sven Bachmann, Wojciech De Roeck, Brecht Donvil, Martin Fraas

Published Oct 21, 2021• 0 citations
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Abstract

A gapped ground state of a quantum spin system has a natural length scale set by the gap. This length scale governs the decay of correlations. A common intuition is that this length scale also controls the spatial relaxation towards the ground state away from impurities or boundaries. The aim of this article is to take a step towards a proof of this intuition. To make the problem more tractable, we assume that there is a unique ground state that is frustration-free and invertible (i.e. no long-range entanglement). Moreover, we assume the property that we are aiming to prove for one specific kind of boundary condition; namely open boundary conditions. With these assumptions we can prove stretched exponential decay away from boundaries for any boundary conditions or (large) perturbations and for all ground states of the perturbed system. In particular, the perturbed system itself can certainly have long-range entanglement.

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A gapped ground state of a quantum spin system has a natural length scale set by the gap. This length scale governs the decay of correlations. A common intuition is that this length scale also controls the spatial relaxation towards the ground state away from impurities or boundaries. The aim of this article is to take a step towards a proof of this intuition. To make the problem more tractable, we assume that there is a unique ground state that is frustration-free and invertible (i.e. no long-range entanglement). Moreover, we assume the property that we are aiming to prove for one specific kind of boundary condition; namely open boundary conditions. With these assumptions we can prove stretched exponential decay away from boundaries for any boundary conditions or (large) perturbations and for all ground states of the perturbed system. In particular, the perturbed system itself can certainly have long-range entanglement.
A gapped ground state of a quantum spin system has a natural length scale set by the gap. This length scale governs the decay of correlations. A common intuition is that this length scale also controls the spatial relaxation towards the ground state away from impurities or boundaries. The aim of this article is to take a step towards a proof of this intuition. We assume that the ground state is frustration-free and invertible, i.e. it has no long-range entanglement. Moreover, we assume the property that we are aiming to prove for one specific kind of boundary condition; namely open boundary conditions. This assumption is also known as the "local topological quantum order" (LTQO) condition. With these assumptions we can prove stretched exponential decay away from boundaries or impurities, for any of the ground states of the perturbed system. In contrast to most earlier results, we do not assume that the perturbations at the boundary or the impurity are small. In particular, the perturbed system itself can have long-range entanglement.
An important class of models studied in quantum statistical mechanics consists of frustration-free interactions whose Hamiltonians exhibit a gap in the spectrum above their ground state energies. This paper discusses recent techniques which dramatically extend the class of models to which stability applies when the perturbations exhibit stretched exponential decay at long distances. We consider a class of initial models satisfying an assumption that prevents splitting of the ground state space. This assumption on the structure on the ground state space is referred to as local topological quantum order. A key tool in our analysis is the quasi-local unitary spectral flow automorphism which allows us to decompose the perturbed Hamiltonian into a perturbation model satisfying a relative form bound. We will present a result for the stability of frustration-free, one-dimensional models of this type in the form of an estimate uniform in the system size. We also present additional conditions ensuring the existence of a pure perturbed ground state whose GNS Hamiltonian remains gapped. As an application, we evaluate the stability of the Heisenberg XXZ spin-1/2 chain. Our work shows a new result on the stability of the XXZ model for perturbations respecting a local gauge symmetry and the stability above the translation invariant ground states in the thermodynamic limit. We also discuss challenges to additional conjectured stability results for the XXZ model.
Abstract We study the stability with respect to a broad class of perturbations of gapped ground-state phases of quantum spin systems defined by frustration-free Hamiltonians. The core result of this work is a proof using the Bravyi–Hastings–Michalakis (BHM) strategy that under a condition of local topological quantum order (LTQO), the bulk gap is stable under perturbations that decay at long distances faster than a stretched exponential. Compared to previous work, we expand the class of frustration-free quantum spin models that can be handled to include models with more general boundary conditions, and models with discrete symmetry breaking. Detailed estimates allow us to formulate sufficient conditions for the validity of positive lower bounds for the gap that are uniform in the system size and that are explicit to some degree. We provide a survey of the BHM strategy following the approach of Michalakis and Zwolak, with alterations introduced to accommodate more general than just periodic boundary conditions and more general lattices. We express the fundamental condition known as LTQO by means of an indistinguishability radius, which we introduce. Using the uniform finite-volume results, we then proceed to study the thermodynamic limit. We first study the case of a unique limiting ground state and then also consider models with spontaneous breaking of a discrete symmetry. In the latter case, LTQO cannot hold for all local observables. However, for perturbations that preserve the symmetry, we show stability of the gap and the structure of the broken symmetry phases. We prove that the GNS Hamiltonian associated with each pure state has a non-zero spectral gap above the ground state.
We study the relation between the spectral gap above the ground state and the decay of the correlations in the ground state in quantum spin and fermion systems with short-range interactions on a wide class of lattices. We prove that, if two observables anticommute with each other at large distance, then the nonvanishing spectral gap implies exponential decay of the corresponding correlation. When two observables commute with each other at large distance, the connected correlation function decays exponentially under the gap assumption. If the observables behave as a vector under the U(1) rotation of a global symmetry of the system, we use previous results on the large distance decay of the correlation function to show the stronger statement that the correlation function itself, rather than just the connected correlation function, decays exponentially under the gap assumption on a lattice with a certain self-similarity in (fractal) dimensions D < 2. In particular, if the system is translationally invariant in one of the spatial directions, then this self-similarity condition is automatically satisfied. We also treat systems with long-range, power-law decaying interactions. Spectral Gap and Exponential Decay of Correlations 2 1
Hastings established exponential decay of correlations for ground states of gapped quantum many-body systems. A ground state of a (geometrically) local Hamiltonian with spectral gap ε has correlation length ξ upper bounded as ξ=O(1/ε). In general this bound cannot be improved. Here we study the scaling of the correlation length as a function of the spectral gap in frustration-free local Hamiltonians, and we prove a tight bound ξ=O(1/sqrt[ε]) in this setting. This highlights a fundamental difference between frustration-free and frustrated systems near criticality. The result is obtained using an improved version of the combinatorial proof of correlation decay due to Aharonov, Arad, Vazirani, and Landau.
We elaborate on the principle that for gapped quantum spin systems with local interaction, “local perturbations [in the Hamiltonian] perturb locally [the groundstate].” This principle was established by Bachmann et al. [Commun. Math. Phys. 309, 835–871 (2012)], relying on the “spectral flow technique” or “quasi-adiabatic continuation” [M. B. Hastings, Phys. Rev. B 69, 104431 (2004)] to obtain locality estimates with sub-exponential decay in the distance to the spatial support of the perturbation. We use ideas of Hamza et al. [J. Math. Phys. 50, 095213 (2009)] to obtain similarly a transformation between gapped eigenvectors and their perturbations that is local with exponential decay. This allows to improve locality bounds on the effect of perturbations on the low lying states in certain gapped models with a unique “bulk ground state” or “topological quantum order.” We also give some estimate on the exponential decay of correlations in models with impurities where some relevant correlations decay faster than one would naively infer from the global gap of the system, as one also expects in disordered systems with a localized groundstate.