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Journal of Chemical Theory and Computation

From Fredholm to Schrödinger via Eikonal: A New Formalism for Revealing Unknown Properties of Natural Orbitals

Jerzy Ciosłowski, Krzysztof Strasburger

Published Oct 21, 2021• 16 citations
Publisher

Abstract

Previously unknown properties of the natural orbitals (NOs) pertaining to singlet states (with natural parity, if present) of electronic systems with even numbers of electrons are revealed upon the demonstration that, at the limit of n → ∞, the NO ψ n ( r⃗ ) with the n th largest occupation number ν n approaches the solution ψ̃ n ( r⃗ ) of the zero-energy Schrödinger equation that reads T̂ ([ ρ 2 ( r⃗, r⃗ )] −1/8 ψ̃ n (r⃗)) − (π 2 / ṽ n ) 1/4 [ρ 2 ( r⃗, r⃗ )] 1/4 ([ρ 2 ( r⃗, r⃗ )] −1/8 ψ̃ n (r⃗)) = 0 (where T̂ is the kinetic energy operator), whereas ν n approaches ν̃ n . The resulting formalism, in which the “on-top” two-electron density ρ 2 ( r⃗, r⃗ ) solely controls the asymptotic behavior of both ψ n ( r⃗ ) and ν n at the limit of the latter becoming infinitesimally small, produces surprisingly accurate values of both quantities even for small n . It opens entirely new vistas in the elucidation of their properties, including single-line derivations of the power laws governing the asymptotic decays of ν n and ⟨ψ n ( r⃗ )| T̂ |ψ n ( r⃗ )⟩ with n, some of which have been obtained previously with tedious algebra and arcane mathematical arguments. These laws imply a very unfavorable asymptotics of the truncation error in the total energy computed with finite numbers of natural orbitals that severely affects the accuracy of certain quantum-chemical approaches such as the density matrix functional theory. The new formalism is also shown to provide a complete and accurate elucidation of both the observed order (according to decreasing magnitudes of the respective occupation numbers) and the shapes of the natural orbitals pertaining to the 1 Σ g + ground state of the H 2 molecule. In light of these examples of its versatility, the above Schrödinger equation is expected to have its predictive and interpretive powers harnessed in many facets of the electronic structure theory.

DOI
10.1021/acs.jctc.1c00709

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•Jan 1, 2015•4 citations
Previously unknown properties of the natural orbitals (NOs) pertaining to singlet states (with natural parity, if present) of electronic systems with even numbers of electrons are revealed upon the demonstration that, at the limit of n → ∞, the NO ψ n ( r⃗ ) with the n th largest occupation number ν n approaches the solution ψ̃ n ( r⃗ ) of the zero-energy Schrödinger equation that reads T̂ ([ ρ 2 ( r⃗, r⃗ )] −1/8 ψ̃ n (r⃗)) − (π 2 / ṽ n ) 1/4 [ρ 2 ( r⃗, r⃗ )] 1/4 ([ρ 2 ( r⃗, r⃗ )] −1/8 ψ̃ n (r⃗)) = 0 (where T̂ is the kinetic energy operator), whereas ν n approaches ν̃ n . The resulting formalism, in which the “on-top” two-electron density ρ 2 ( r⃗, r⃗ ) solely controls the asymptotic behavior of both ψ n ( r⃗ ) and ν n at the limit of the latter becoming infinitesimally small, produces surprisingly accurate values of both quantities even for small n . It opens entirely new vistas in the elucidation of their properties, including single-line derivations of the power laws governing the asymptotic decays of ν n and ⟨ψ n ( r⃗ )| T̂ |ψ n ( r⃗ )⟩ with n, some of which have been obtained previously with tedious algebra and arcane mathematical arguments. These laws imply a very unfavorable asymptotics of the truncation error in the total energy computed with finite numbers of natural orbitals that severely affects the accuracy of certain quantum-chemical approaches such as the density matrix functional theory. The new formalism is also shown to provide a complete and accurate elucidation of both the observed order (according to decreasing magnitudes of the respective occupation numbers) and the shapes of the natural orbitals pertaining to the 1 Σ g + ground state of the H 2 molecule. In light of these examples of its versatility, the above Schrödinger equation is expected to have its predictive and interpretive powers harnessed in many facets of the electronic structure theory.
We introduce an energy functional for ground-state electronic structure calculations. Its variables are the natural spin-orbitals of singlet many-body wave functions and their joint occupation probabilities deriving from controlled approximations to the two-particle density matrix that yield algebraic scaling in general, and Hartree-Fock scaling in its seniority-zero version. Results from the latter version for small molecular systems are compared with those of highly accurate quantum-chemical computations. The energies lie above full configuration interaction calculations, close to doubly occupied configuration interaction calculations. Their accuracy is considerably greater than that obtained from current density-functional theory approximations and from current functionals of the one-particle density matrix.
We introduce a novel energy functional for ground-state electronic-structure calculations. Its fundamental variables are the natural spin-orbitals of the implied singlet many-body wave function and their joint occupation probabilities. The functional derives from a sequence of controlled approximations to the two-particle density matrix. Algebraic scaling of computational cost with electron number is obtainable in general, and Hartree-Fock scaling in the seniority-zero version of the theory. Results obtained with the latter version for saturated small molecular systems are compared with those of highly-accurate quantum-chemical computations. The numerical results are variational, capturing most of the correlation energy from equilibrium to dissociation. Their accuracy is considerably greater than that obtainable with current density-functional theory approximations and with current functionals of the one-particle density matrix only.
Natural orbitals (NOs) are central constituents for evaluating correlation energies through efficient approximations. Here, we report the closed-form expression of the NOs of two-electron quantum rings, which are prototypical finite-extension systems and new starting points for the development of exchange-correlation functionals in density functional theory. We also show that the natural occupation numbers for these two-electron paradigms are in general non-vanishing and follow the same power law decay as atomic and molecular two-electron systems.
The Hohenberg–Kohn theorem implies the existence of an energy functional based solely on the first-order reduced density matrix of the ground state of an atomic or molecular system. Application of the variational principle for the functional EvM[γ] generates a set of coupled Euler equations for the representation coefficients and spin orbitals of a rank-M approximation to the exact ground-state density matrix. Defining the (assumed Hermitian) kernel FM[γ;x′,x]≡δEvM/δγ (x,x′), the equations in an arbitrary representation for the approximate density matrix, γ (x,x′) =ΣijMψ1(x) γijψj* (x′) are the following: ℱdξFM[γ;x′,ξ]ψi(ξ) =μψi(x′); i=1, 2,...,M; ℱdξFM[γ;x′,ξ] ΣMiψi(ξ) γ ij=ΣMiψi(x′) λij; j=1, 2, ...,M. The quantity μ is the chemical potential of the system of interest and the λij are a set of M2 Lagrange multipliers constraining the orthonormality of the spin orbital basis {ψ}. The coefficients γij must be chosen such that FM has the degenerate eigenvalue spectrum, FiiM=μ, i=1, 2,...,M, for all partially occupied orbitals. The spin orbitals, for a fixed set of coefficients, must be simultaneously determined so that λ is Hermitian. Provided all occupation numbers lie on the open interval (0,1), the stationary density matrix itself obeys the eigenvalue equation ℱdξFM[γ;x,ξ]γ (ξ,x′) =μγ (x,x′), and for any stationary density matrix the following commutation rules are valid: [FM[γ], γ]=0; [λ, γ]=0. The matrices γ and λ consequently can be brought simultaneously to diagonal form, and the canonical representation of the energy functional provides an eigenvalue equation determining the natural spin orbitals. The value of the chemical potential is μ=εi/ni, i=1, 2, ...,M; ε=diag (λ); from which follows the distribution function governing the occupation numbers of a stationary density matrix. Two limiting forms of the variational principle are examined, the exact and Hartree–Fock functionals, and related previous work by Gilbert is discussed. The physical content of the equations is illuminated by identification of the chemical potential as the negative of the electronegativity; Sanderson’s Principle of Electronegativity Equalization follows.
An explicit expression relating the magnitude of the fifth-order off-diagonal cusp in the real part of the one-electron reduced density matrix to the “on-top” two-electron density is derived in a rigorous manner from the behavior of the underlying electronic wavefunction at the electron–electron coalescence. The implications of the presence of this cusp upon electronic structure calculations of quantum chemistry and solid-state physics, including the limits imposed upon their accuracy, are elucidated. In particular, the power-law decay of the occupation numbers of the natural orbitals is demonstrated for 1S states of systems composed of arbitrary even numbers of electrons. The practical importance of analogous off-diagonal cusps in many-electron reduced density matrices is briefly discussed.
It is well known that determining the energy of molecules and other quantum many-body systems reduces in the standard approximation to optimizing a simple linear functional of a 12-variable object, the two-electron reduced density matrix (2-RDM). The difficulty is that the variation ensemble for that functional has never been satisfactorily determined. This is known as the N-representability problem of quantum chemistry (which to a large extent is a problem of quantum information theory). The situation has given rise to competing research programs, typically trading more complicated functionals for simpler representability conditions. Chief among them is density functional theory, based on a three-variable object for which the N-representability is trivial, whereas the exact functional is very strange indeed, and probably forever unknowable. An intermediate position is occupied by 1-RDM functional theory. Postulated by Pauli to explain the electronic structure of atoms and molecules, the exclusion principle establishes an upper bound of 1 for the fermionic natural occupation numbers, accordingly allowing no more than one electron in each quantum state. This is a necessary and sufficient condition for a 1-RDM to be the contraction of an ensemble N-body density matrix. The fermionic one-body quantum marginal problem asks whether given natural occupation numbers can arise from an antisymmetric (ensemble or pure) N-particle state. The configuration interaction method affords optimal descriptions of quantum states of atoms and molecules by expanding the wave function in terms of orbital-based configurations of Slater determinants. For these systems, the dimension of the Hilbert space grows binomially with m, the number of spin-orbitals in the basis of the one-particle Hilbert space, and N, the number of electrons of the system. It has been observed that for the rank-six approximation of a pure-state N=3 system, the occupation numbers satisfy some additional constraints, stronger than the Pauli exclusion principle. The recent analysis by Alexander Klyachko and coworkers of the one-body marginal problem of the pure N-fermion state establishes a systematic approach to this type of constraints. In fact, for a pure quantum system of N electrons arranged in m spin-orbitals the occupation numbers satisfy a set of linear inequalities, known as generalized Pauli constraints (GPC). These inequalities define a convex polytope of allowed states in R^m. They are conditions for a 1-RDM to be the contraction of a N-body state. When one of the GPC is completely saturated, the system is said to be pinned, and it lies on one of the facets of the polytope. The nature of those conditions has been explored till now only in a few systems: a model of three spinless fermions confined to a one-dimensional harmonic potential, the lithium isoelectronic series and ground and excited states of some three- and four-electron molecules for the rank being at least twice the number of electrons. For all these systems the inequalities are (quite often) nearly saturated. This is the so-called quasipinning phenomenon. In this PhD thesis we have taken up the challenge of using numerical and analytical methods to examine pinned and quasipinned states, for atoms and molecules, starting from scratch with configuration-interaction and multiconfiguration self-consistent methods. This procedure serves to study the occurrence of quasipinning in realistic systems. A second goal is to show how the subsets of pinned states defined by GPC give rise to the most efficient approach from a computational viewpoint, yielding the leading order of the electron-electron correlations. As a consequence, we underline in this thesis the theoretical and practical importance of Klyachko's approach to the quantum marginal problem and its impact on the competing research programs to determine feasible electronic densities, 1-RDM, 2-RDM, intracular distributions or Wigner density quasiprobabilities. In relation with the above, our research provides a new variational optimization method for few-fermion ground states. We quantitatively confirm its high accuracy for quasipinned systems and derive an upper bound on the error of the correlation energy given by the ratio of the numerical value of the Klyachko inequality and the distance to the Hartree-Fock point. Depending on the details of the algorithm, we are able to reach 98%-99% of the correlation energy for such systems.