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Exceptional dynamical quantum phase transitions in periodically driven systems

Ryusuke Hamazaki

Published Jan 1, 2021• 32 citations
OpenAlex

Abstract

Abstract Extending notions of phase transitions to nonequilibrium realm is a fundamental problem for statistical mechanics. While it was discovered that critical transitions occur even for transient states before relaxation as the singularity of a dynamical version of free energy, their nature is yet to be elusive. Here, we show that spontaneous symmetry breaking can occur at a short-time regime and causes universal dynamical quantum phase transitions in periodically driven unitary dynamics. Unlike conventional phase transitions, the relevant symmetry is antiunitary: its breaking is accompanied by a many-body exceptional point of a nonunitary operator obtained by space-time duality. Using a stroboscopic Ising model, we demonstrate the existence of distinct phases and unconventional singularity of dynamical free energy, whose signature can be accessed through quasilocal operators. Our results open up research for hitherto unknown phases in short-time regimes, where time serves as another pivotal parameter, with their hidden connection to nonunitary physics.

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Exceptional dynamical quantum phase transitions in periodically driven systems

Ryusuke Hamazaki

Extending notions of phase transitions to nonequilibrium realm is a fundamental problem for statistical mechanics. While it was discovered that critical transitions occur even for transient states before relaxation as the singularity of a dynamical version of free energy, their nature is yet to be elusive. Here, we show that spontaneous symmetry breaking can occur at a short-time regime and causes universal dynamical quantum phase transitions in periodically driven unitary dynamics. Unlike conventional phase transitions, the relevant symmetry is antiunitary: its breaking is accompanied by a many-body exceptional point of a nonunitary operator obtained by space-time duality. Using a stroboscopic Ising model, we demonstrate the existence of distinct phases and unconventional singularity of dynamical free energy, whose signature can be accessed through quasilocal operators. Our results open up research for hitherto unknown phases in short-time regimes, where time serves as another pivotal parameter, with their hidden connection to nonunitary physics.

arXiv:2012.11822•Nature Communications•Sep 1, 2021•44 citations

Exceptional Dynamical Phase Transitions in Periodically Driven Quantum Systems

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Quantum phases and their transitions play a pivotal role to characterize macroscopic matter. Recent studies have revealed that critical transitions reminiscent of equilibrium phase transitions can occur even out of equilibrium, as a singularity of dynamical counterpart of free energy. In this paper, we report a novel mechanism of dynamical phase transitions caused by spontaneous hidden antiunitary-symmetry breaking in periodically driven unitary dynamics. We characterize dynamical phases in such systems with nonunitary many-body operator obtained by switching space and time and find that its symmetry constrains the nature of phases and their transitions. In particular, at some parameters of stroboscopic Ising models, dynamical free energy density exhibits a critical transition with novel singularity absent in equilibrium. The criticality and its universal exponent originate from a many-body exceptional point of the nonunitary operator associated with spontaneous antiunitary-symmetry breaking. We also show that the generalized correlation function has the divergent correlation length at transition and exhibits oscillatory long-range order after symmetry breaking. Our results open up a quest for hitherto unknown phases with their hidden connection to nonunitary physics in macroscopic nonequilibrium systems, which can be tested in state-of-the-art quantum simulators.

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Discrete time crystals are related to nonequilibrium dynamics of periodically driven quantum many-body systems where the discrete time-translation symmetry of the Hamiltonian is spontaneously broken into another discrete symmetry. Recently, the concept of phase transitions has been extended to nonequilibrium dynamics of time-independent systems induced by a quantum quench, i.e., a sudden change of some parameter of the Hamiltonian. There, the return probability of a system to the ground state reveals singularities in time which are dubbed dynamical quantum phase transitions. We show that the quantum quench in a discrete time crystal leads to dynamical quantum phase transitions where the return probability of a periodically driven system to a Floquet eigenstate before the quench reveals singularities in time. It indicates that dynamical quantum phase transitions are not restricted to time-independent systems and can be also observed in systems that are periodically driven. We discuss how the phenomenon can be observed in ultracold atomic gases.

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Continuous time-translation symmetry is often spontaneously broken in open quantum systems, and the condition for their emergence has been actively investigated. However, there are only a few cases in which its condition for appearance has been fully elucidated. In this Letter, we show that a Lindbladian parity-time (PT) symmetry can generically produce persistent periodic oscillations in a wide class of systems. This includes one-collective spin models, which have been studied thoroughly in the context of dissipative continuous time crystals, and spatially extended bipartite bosonic systems with a conserved particle number. By making an analogy to nonreciprocal phase transitions, we demonstrate that a transition point from the dynamical phase is associated with spontaneous PT symmetry breaking that typically corresponds to a critical exceptional point. Interestingly, the periodic orbits in the PT symmetric phase are found to be center type, implying an initial state dependence. These results are established by proving that the Lindbladian PT symmetry at the microscopic level implies a nonlinear PT symmetry and by performing a linear stability analysis near the transition point. This research will further our understanding of novel nonequilibrium phases of matter and phase transitions with spontaneous antiunitary symmetry breaking.

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Simon A. Weidinger, Markus Heyl, Alessandro Silva +1 more

Interacting many-body systems that are driven far away from equilibrium can exhibit phase transitions between dynamically emerging quantum phases, which manifest as singularities in the Loschmidt echo. Whether and under which conditions such dynamical transitions occur in higher-dimensional systems with spontaneously broken continuous symmetries is largely elusive thus far. Here, we study the dynamics of the Loschmidt echo in the three-dimensional O($N$) model following a quantum quench from a symmetry-breaking initial state. The O($N$) model exhibits a dynamical transition in the asymptotic steady state, separating two phases with a finite and vanishing order parameter, that is associated with the broken symmetry. We analytically calculate the rate function of the Loschmidt echo and find that it exhibits periodic kink singularities when this dynamical steady-state transition is crossed. The singularities arise exactly at the zero crossings of the oscillating order parameter. As a consequence, the appearance of the kink singularities in the transient dynamics is directly linked to a dynamical transition in the order parameter. Furthermore, we argue, that our results for dynamical quantum phase transitions in the O($N$) model are general and apply to generic systems with continuous symmetry breaking.

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Discontinuous strong-to-weak symmetry breaking transition from thermal pure states

Taiki Haga, Masaya Kunimi, Masaya Nakagawa

We investigate the nonequilibrium dynamics of strong-to-weak spontaneous symmetry breaking in many-body quantum systems undergoing decoherence from thermal pure states. For generic initial pure states with volume-law entanglement entropy, we show that the system undergoes a discontinuous dynamical phase transition at a critical time. This transition is accompanied by a singularity in the entropy of the system, which saturates to its maximum value at the same critical time. Through numerical simulations of the dephasing Ising and hard-core boson models, we establish the universality of this transition across different symmetries. Our results reveal that the dynamical emergence of a decohered mixed state from a highly entangled state is not a gradual asymptotic relaxation, but rather a sharp phase transition driven by a sudden collapse of global coherence.

quant-pharXiv:2606.15062•Jun 16, 2026•0 citations
Abstract Extending notions of phase transitions to nonequilibrium realm is a fundamental problem for statistical mechanics. While it was discovered that critical transitions occur even for transient states before relaxation as the singularity of a dynamical version of free energy, their nature is yet to be elusive. Here, we show that spontaneous symmetry breaking can occur at a short-time regime and causes universal dynamical quantum phase transitions in periodically driven unitary dynamics. Unlike conventional phase transitions, the relevant symmetry is antiunitary: its breaking is accompanied by a many-body exceptional point of a nonunitary operator obtained by space-time duality. Using a stroboscopic Ising model, we demonstrate the existence of distinct phases and unconventional singularity of dynamical free energy, whose signature can be accessed through quasilocal operators. Our results open up research for hitherto unknown phases in short-time regimes, where time serves as another pivotal parameter, with their hidden connection to nonunitary physics.
Extending notions of phase transitions to nonequilibrium realm is a fundamental problem for statistical mechanics. While it was discovered that critical transitions occur even for transient states before relaxation as the singularity of a dynamical version of free energy, their nature is yet to be elusive. Here, we show that spontaneous symmetry breaking can occur at a short-time regime and causes universal dynamical quantum phase transitions in periodically driven unitary dynamics. Unlike conventional phase transitions, the relevant symmetry is antiunitary: its breaking is accompanied by a many-body exceptional point of a nonunitary operator obtained by space-time duality. Using a stroboscopic Ising model, we demonstrate the existence of distinct phases and unconventional singularity of dynamical free energy, whose signature can be accessed through quasilocal operators. Our results open up research for hitherto unknown phases in short-time regimes, where time serves as another pivotal parameter, with their hidden connection to nonunitary physics.
Quantum phases and their transitions play a pivotal role to characterize macroscopic matter. Recent studies have revealed that critical transitions reminiscent of equilibrium phase transitions can occur even out of equilibrium, as a singularity of dynamical counterpart of free energy. In this paper, we report a novel mechanism of dynamical phase transitions caused by spontaneous hidden antiunitary-symmetry breaking in periodically driven unitary dynamics. We characterize dynamical phases in such systems with nonunitary many-body operator obtained by switching space and time and find that its symmetry constrains the nature of phases and their transitions. In particular, at some parameters of stroboscopic Ising models, dynamical free energy density exhibits a critical transition with novel singularity absent in equilibrium. The criticality and its universal exponent originate from a many-body exceptional point of the nonunitary operator associated with spontaneous antiunitary-symmetry breaking. We also show that the generalized correlation function has the divergent correlation length at transition and exhibits oscillatory long-range order after symmetry breaking. Our results open up a quest for hitherto unknown phases with their hidden connection to nonunitary physics in macroscopic nonequilibrium systems, which can be tested in state-of-the-art quantum simulators.
Discrete time crystals are related to nonequilibrium dynamics of periodically driven quantum many-body systems where the discrete time-translation symmetry of the Hamiltonian is spontaneously broken into another discrete symmetry. Recently, the concept of phase transitions has been extended to nonequilibrium dynamics of time-independent systems induced by a quantum quench, i.e., a sudden change of some parameter of the Hamiltonian. There, the return probability of a system to the ground state reveals singularities in time which are dubbed dynamical quantum phase transitions. We show that the quantum quench in a discrete time crystal leads to dynamical quantum phase transitions where the return probability of a periodically driven system to a Floquet eigenstate before the quench reveals singularities in time. It indicates that dynamical quantum phase transitions are not restricted to time-independent systems and can be also observed in systems that are periodically driven. We discuss how the phenomenon can be observed in ultracold atomic gases.
Continuous time-translation symmetry is often spontaneously broken in open quantum systems, and the condition for their emergence has been actively investigated. However, there are only a few cases in which its condition for appearance has been fully elucidated. In this Letter, we show that a Lindbladian parity-time (PT) symmetry can generically produce persistent periodic oscillations in a wide class of systems. This includes one-collective spin models, which have been studied thoroughly in the context of dissipative continuous time crystals, and spatially extended bipartite bosonic systems with a conserved particle number. By making an analogy to nonreciprocal phase transitions, we demonstrate that a transition point from the dynamical phase is associated with spontaneous PT symmetry breaking that typically corresponds to a critical exceptional point. Interestingly, the periodic orbits in the PT symmetric phase are found to be center type, implying an initial state dependence. These results are established by proving that the Lindbladian PT symmetry at the microscopic level implies a nonlinear PT symmetry and by performing a linear stability analysis near the transition point. This research will further our understanding of novel nonequilibrium phases of matter and phase transitions with spontaneous antiunitary symmetry breaking.
Interacting many-body systems that are driven far away from equilibrium can exhibit phase transitions between dynamically emerging quantum phases, which manifest as singularities in the Loschmidt echo. Whether and under which conditions such dynamical transitions occur in higher-dimensional systems with spontaneously broken continuous symmetries is largely elusive thus far. Here, we study the dynamics of the Loschmidt echo in the three-dimensional O(NNN) model following a quantum quench from a symmetry-breaking initial state. The O(NNN) model exhibits a dynamical transition in the asymptotic steady state, separating two phases with a finite and vanishing order parameter, that is associated with the broken symmetry. We analytically calculate the rate function of the Loschmidt echo and find that it exhibits periodic kink singularities when this dynamical steady-state transition is crossed. The singularities arise exactly at the zero crossings of the oscillating order parameter. As a consequence, the appearance of the kink singularities in the transient dynamics is directly linked to a dynamical transition in the order parameter. Furthermore, we argue, that our results for dynamical quantum phase transitions in the O(NNN) model are general and apply to generic systems with continuous symmetry breaking.
We investigate the nonequilibrium dynamics of strong-to-weak spontaneous symmetry breaking in many-body quantum systems undergoing decoherence from thermal pure states. For generic initial pure states with volume-law entanglement entropy, we show that the system undergoes a discontinuous dynamical phase transition at a critical time. This transition is accompanied by a singularity in the entropy of the system, which saturates to its maximum value at the same critical time. Through numerical simulations of the dephasing Ising and hard-core boson models, we establish the universality of this transition across different symmetries. Our results reveal that the dynamical emergence of a decohered mixed state from a highly entangled state is not a gradual asymptotic relaxation, but rather a sharp phase transition driven by a sudden collapse of global coherence.