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Quantum predictions arising from epistemically restricted classical predictions

William F. Braasch, William K. Wootters

Published Jul 6, 2021• 0 citations
OpenAlex

Abstract

Spekkens has introduced an epistemically restricted classical theory of discrete systems, based on discrete phase space. The theory manifests a number of quantum-like properties but cannot fully imitate quantum theory because it is noncontextual. In this paper we start with a theory resembling Spekkens's model: we imagine a classical observer describing an experiment in terms of discrete phase space, and for each aspect of the experiment -- the state preparation, the transformations, and the measurement -- there is an epistemic restriction limiting the form of the probability distribution the classical observer may use. We show that for a certain class of systems, one can obtain the correct quantum mechanical prediction for the experiment by combining the (typically weaker) predictions of all the conceivable classical observers. The rule for effecting this combination is highly nonclassical: the ``nonrandom part of the quantum prediction is obtained by summing the ``nonrandom parts of the classical predictions.

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•Mar 5, 2026•0 citations
Spekkens has introduced an epistemically restricted classical theory of
discrete systems, based on discrete phase space. The theory manifests a number
of quantum-like properties but cannot fully imitate quantum theory because it
is noncontextual. In this paper we start with a theory resembling Spekkens's
model: we imagine a classical observer describing an experiment in terms of
discrete phase space, and for each aspect of the experiment -- the state
preparation, the transformations, and the measurement -- there is an epistemic
restriction limiting the form of the probability distribution the classical
observer may use. We show that for a certain class of systems, one can obtain
the correct quantum mechanical prediction for the experiment by combining the
(typically weaker) predictions of all the conceivable classical observers. The
rule for effecting this combination is highly nonclassical: the nonrandom part of the quantum prediction is obtained by summing the nonrandom parts
of the classical predictions.
Spekkens has introduced an epistemically restricted classical theory of discrete systems, based on discrete phase space. The theory manifests a number of quantum-like properties but cannot fully imitate quantum theory because it is noncontextual. In this paper we show how, for a certain class of quantum systems, the quantum description of an experiment can be decomposed into classical descriptions that are epistemically restricted, though in a different sense than in Spekkens' work. For each aspect of the experiment—the preparation, the transformations, and the measurement—the epistemic restriction limits the form of the probability distribution an imagined classical observer may use. There are also global constraints that the whole collection of classical descriptions must satisfy. Each classical description generates its own prediction regarding the outcome of the experiment. One recovers the quantum prediction via a simple but highly nonclassical rule: the "nonrandom part" of the predicted quantum probabilities is obtained by summing the nonrandom parts of the classically predicted probabilities. By "nonrandom part" we mean the deviation from complete randomness, that is, from what one would expect upon measuring the fully mixed state.
We explore a particular way of reformulating quantum theory in classical terms, starting with phase space rather than Hilbert space, and with actual probability distributions rather than quasiprobabilities. The classical picture we start with is epistemically restricted, in the spirit of a model introduced by Spekkens. We obtain quantum theory only by combining a collection of restricted classical pictures. Our main challenge in this paper is to find a simple way of characterizing the allowed sets of classical pictures. We present one promising approach to this problem and show how it works out for the case of a single qubit.
We propose a phase space logic that can capture the behavior of quantum and quantum-like systems. The proposal is similar to the more generic concept of epistemic logic: it encodes knowledge or perhaps more correctly, predictions about outcomes of future observations on some systems. For a quantum system, these predictions are statements about future outcomes of measurements performed on specific degrees of freedom of the system. The proposed logic will include propositions and their relations including connectives, but importantly also transformations between propositions on different degrees of freedom of the systems. A key point is the addition of a transformation that allows to convert propositions about single systems into propositions about correlations between systems. We will see that subtle choices of the properties of the transformations lead to drastically different underlying mathematical models; one choice gives stabilizer quantum mechanics, while another choice gives Spekkens' toy theory. This points to a crucial basic property of quantum and quantum-like systems that can be handled within the present phase space logic by adjusting the mentioned choice. It also enables a discussion on what behaviors are properly quantum or only quantum-like, relating to that choice and how it manifests in the system under scrutiny.
A resolution of the quantum measurement problem(s) using the consistent histories interpretation yields in a rather natural way a restriction on what an observer can know about a quantum system, one that is also consistent with some results in quantum information theory. This analysis provides a quantum mechanical understanding of some recent work that shows that certain kinds of quantum behavior are exhibited by a fully classical model if by hypothesis an observer's knowledge of its state is appropriately limited.
Uncertainty relations express limits on the extent to which the outcomes of distinct measurements on a single state can be made jointly predictable. The existence of nontrivial uncertainty relations in quantum theory is generally considered to be a way in which it entails a departure from the classical worldview. However, this perspective is undermined by the fact that there exist operational theories which exhibit nontrivial uncertainty relations but which are consistent with the classical worldview insofar as they admit of a generalized-noncontextual ontological model. This prompts the question of what aspects of uncertainty relations, if any, cannot be realized in this way and so constitute evidence of genuine nonclassicality. We here consider uncertainty relations describing the tradeoff between the predictability of a pair of binary-outcome measurements (e.g., measurements of Pauli X and Pauli Z observables in quantum theory). We show that, for a class of theories satisfying a particular symmetry property, the functional form of this predictability tradeoff is constrained by noncontextuality to be below a linear curve. Because qubit quantum theory has the relevant symmetry property, the fact that its predictability tradeoff describes a section of a circle is a violation of this noncontextual bound, and therefore constitutes an example of how the functional form of an uncertainty relation can witness contextuality. We also deduce the implications for a selected group of operational foils to quantum theory and consider the generalization to three measurements.
It is a scientific truism nowadays that quantum mechanical predictions are of statistical or rather of probabilistic nature: a quantum theory assigns a probability distribution to each measurable quantity (observable) of a physical system prepared according to a given preparation prescription (state). Such sets of probability distributions represent the most general quantitative predictions of physical theories. The aim of this study is to determine all theoretical frameworks which yield such a kind of output taking the probabilistic nature of quantitative physical predictions as initial hypothesis. Astonishingly, this project succeeds with a minimal number of additional assumptions, which arise quite naturally in the course of the analysis, and which essentially amount to regularity conditions. The result is that there exist only two classes of physical theories providing quantitative probabilistic predictions: classical theories where observables are represented by real functions over a phase space and states are represented by probability measures upon the phase space, and quantum theories where observables are represented by selfadjoint operators acting on a complex Hilbert space and states are represented by state operators. On empirical grounds, classical theories cannot provide the all-encompassing, fundamental frame for the mathematical description of physical systems. Quantum theories remain, and there is no more complete formal frame for quantitative physical theories. As an additional result, it is shown that there exist physical systems which possess a quantum mechanical but no classical description; a prominent example is the spin system of two spin-1/2 particles. The classical hidden variables model, which J. Bell relates to this system in order to prove his theorem, cannot be a true description of it because no such classical model exists, and Bell's theorem loses its foundation.