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Tight finite-key analysis for quantum key distribution without monitoring signal disturbance

Hang Liu, Zhen−Qiang Yin, Rong Wang, Ze-Hao Wang, Shuang Wang, Wei Chen, Guang‐Can Guo, Zheng‐Fu Han

Published Jun 9, 2021• 4 citations
Publisher

Abstract

Abstract Unlike traditional communication, quantum key distribution (QKD) can reach unconditional security and thus attracts intensive studies. Among all existing QKD protocols, round-robin-differential-phase-shift (RRDPS) protocol can be running without monitoring signal disturbance, which significantly simplifies its flow and improves its tolerance of error rate. Although several security proofs of RRDPS have been given, a tight finite-key analysis with a practical phase-randomized source is still missing. In this paper, we propose an improved security proof of RRDPS against the most general coherent attack based on the entropic uncertainty relation. What’s more, with the help of Azuma’s inequality, our proof can tackle finite-key effects primely. The proposed finite-key analysis keeps the advantages of phase randomization source and indicates experimentally acceptable numbers of pulses are sufficient to approach the asymptotical bound closely. The results shed light on practical QKD without monitoring signal disturbance.

DOI
10.1038/s41534-021-00428-9

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Abstract Unlike traditional communication, quantum key distribution (QKD) can reach unconditional security and thus attracts intensive studies. Among all existing QKD protocols, round-robin-differential-phase-shift (RRDPS) protocol can be running without monitoring signal disturbance, which significantly simplifies its flow and improves its tolerance of error rate. Although several security proofs of RRDPS have been given, a tight finite-key analysis with a practical phase-randomized source is still missing. In this paper, we propose an improved security proof of RRDPS against the most general coherent attack based on the entropic uncertainty relation. What’s more, with the help of Azuma’s inequality, our proof can tackle finite-key effects primely. The proposed finite-key analysis keeps the advantages of phase randomization source and indicates experimentally acceptable numbers of pulses are sufficient to approach the asymptotical bound closely. The results shed light on practical QKD without monitoring signal disturbance.
Among many quantum key distribution protocols, the round-robin differential-phase-shift (RRDPS) protocol is unique in that it can upper-bound the amount of information leakage without monitoring signal disturbance. To expedite implementation of the protocol, however, the number of pulses forming a single block should be kept small, which significantly decreases the key rates in the original security proof. In the present paper, we refine the security proof of the RRDPS protocol in the finite-sized regime and achieve a tighter estimation for the information leakage with neither monitoring signal disturbance nor changing the original experimental setups. As a consequence, we obtain better key rates in both asymptotic and finite-sized cases while keeping the preferable features of the protocol, such as omission of phase randomization.
Since the round-robin-differential-phase-shift (RRDPS) quantum key distribution (QKD) protocol was proposed, it has attracted much attention due to its unique characteristic i.e., it can bind the amount of information leakage without monitoring signal disturbance. Recently, Yin et al. have developed a novel theory to estimate its information leakage tightly. However, the finite-sized key effects are not taken into account. Here, we fill this gap and extend the security proof of the RRDPS protocol to the finite-sized regime using post-selection technique. As a consequence, it's predicted that the key rate of RRDPS in a finite-sized key scenario can be comparable to the asymptotic one, which is meaningful for the real-life applications.
The round-robin differential phase shift (RRDPS) quantum key distribution (QKD) protocol is the only one that does not require monitoring of signal disturbance. Moreover, it has been proven that RRDPS has excellent performance of resistance to finite-key effects and high error rate tolerance. However, the existing theories and experiments do not take the afterpulse effects into account, which cannot be neglected in high-speed QKD systems. Here, we propose a tight finite-key analysis with afterpulse effects. The results show that the non-Markovian afterpulse RRDPS model optimizes the system performance considering afterpulse effects. The advantage of RRDPS over decoy-state BB84 under short-time communication still holds at typical values of afterpulse.
Abstract The round-robin differential phase shift (RRDPS) quantum key distribution (QKD) protocol is a unique QKD protocol whose security has not been understood through an information-disturbance trade-off relation, and a sufficient amount of privacy amplification was given independently of signal disturbance. Here, we discuss the security of the RRDPS protocol in the asymptotic regime when a good estimate of the bit error rate is available as a measure of signal disturbance. The uniqueness of the RRDPS protocol shows up as a peculiar form of information-disturbance trade-off curve. When the length of a block of pulses used for encoding and the signal disturbance are both small, it provides a significantly better key rate than that from the original security proof. On the other hand, when the block length is large, the use of the signal disturbance makes little improvement in the key rate. Our analysis will bridge a gap between the RRDPS protocol and the conventional QKD protocols.
The round-robin-differential-phase-shift (RRDPS) quantum key distribution (QKD) protocol has attracted intensive study due to its distinct security characteristics; e.g., information leakage is bounded without learning the error rate of key bits. Nevertheless, its practicality and performance are still not satisfactory. Here, by observing the phase randomization of the encoding states and its connection with eavesdropper's attack, we develop an improved bound on information leakage. Interestingly, our theory is especially useful for implementations with short trains of pulses, and running without monitoring signal disturbance is still available. As a result, the practicality and performance of RRDPS are improved. Furthermore, we realize a proof-of-principle experiment with up to 140 km of fiber, which has been the longest achievable distance of RRDPS until now, whereas the original theory predicted that no secret key could be generated in our experiment. Our results will help in bringing practical RRDPS closer to practical implementations.
Quantum key distribution (QKD) allows the establishment of common cryptographic keys among distant parties. Many of the QKD protocols that were introduced in the past, involve the challenge of monitoring the signal disturbance over the communication line, in order to evaluate the information leakage to a potential eavesdropper. Recently, a QKD protocol that circumvents the need for monitoring signal disturbance, has been proposed and demonstrated in initial experiments. Here, we propose an improved version of this so-called round-robin differential phase-shifting (RRDPS) protocol, in which both time and phase degrees of freedom are utilized to enlarge the Hilbert-space dimensionality, without increasing experimental complexity or relaxing security assumptions. We derive the security proofs of the round-robin differential phase-time-shifting (RRDPTS) protocol in the collective attack scenario, and benchmark it against RRDPS for different experimental parameters. Furthermore, a proof-of-concept experiment of the RRDPTS protocol, using weak coherent pulses and decoy state method, is demonstrated over 80 km of fiber link. Our results show that the RRDPTS protocol can achieve higher secret key rate in comparison with the RRDPS, in the condition of high quantum bit error rate.