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Thermodynamics of Kitaev Spin Liquids

Tim Eschmann

Published Jul 27, 2020• 1 citation
OpenAlex

Abstract

In the field of frustrated magnetism, Kitaev models provide prototypical examples of exactly solvable quantum spin liquids, in which the spin degrees of freedom fractionalize into Majorana fermions coupled to an emergent Z2 gauge field. While the ground states of these models are already well understood as exhibiting different kinds of Majorana (semi)metals, it has still been an open task to achieve a detailed understanding of the thermodynamics, and, namely, the low-temperature ordering of the gauge field into different Z2 flux configurations. In this thesis, we investigate the thermodynamics of Kitaev systems in two and three spatial dimensions with sign-problem-free quantum Monte Carlo simulations. In a first study of elementary 3D Kitaev models, we verify that the ground state Z2 flux sectors of these systems are entirely determined by their elementary plaquette length – a result which shows the validity of Lieb’s theorem for lattice geometries which lack the geometric requirements for its proof. We closely investigate the low-temperature phase transition associated with gauge-ordering, which is a particular realization of an inverted Ising phase transition, as it occurs in general lattice Z2 gauge theories. Our results corroborate the understanding of this transition as separating different regimes in terms of vison-loop excitations, by showing a clear correlation between the critical temperature and the vison gap. We also introduce the concept of “gauge frustration”, which, for a particular 3D Kitaev model, leads to the suppression of the phase transition and a more complex physical behavior at low temperatures. A second quantum Monte Carlo study focuses on a generalized 2D Kitaev model on a five-coordinated lattice system. Here, the gauge ordering is accompanied by the spontaneous breaking of time-reversal symmetry, a scenario which not only allows for a variety of topological ground states, but also for the occurrence of a phase transition in two spatial dimensions. We show that this model exhibits such a transition at a particularly high temperature scale. Moreover, the system possesses a number of phases where the Z2 fluxes are only partially ordered.

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Thermodynamic classification of three-dimensional Kitaev spin liquids

Tim Eschmann, Petr A. Mishchenko, Kevin M. O'Brien +5 more

In the field of frustrated magnetism, Kitaev models provide a unique framework to study the phenomena of spin fractionalization and emergent lattice gauge theories in two and three spatial dimensions. Their ground states are quantum spin liquids, which can typically be described in terms of a Majorana band structure and an ordering of the underlying ${\mathbb{Z}}_{2}$ gauge structure. Here we provide a comprehensive classification of the ``gauge physics'' of a family of elementary three-dimensional Kitaev models, discussing how their thermodynamics and ground state order depends on the underlying lattice geometry. Using large-scale, sign-free quantum Monte Carlo simulations we show that the ground-state gauge order can generally be understood in terms of the length of elementary plaquettes---a result which extends the applicability of Lieb's theorem to lattice geometries beyond its original scope. At finite temperatures, the proliferation of (gapped) vison excitations destroys the gauge order at a critical temperature scale, which we show to correlate with the size of vison gap for the family of three-dimensional Kitaev models. We also discuss two notable exceptions where the lattice structure gives rise to ``gauge frustration'' or intertwines the gauge ordering with time-reversal symmetry breaking. In a more general context, the thermodynamic gauge transitions in such 3D Kitaev models are one of the most natural settings for phase transitions beyond the standard Landau-Ginzburg-Wilson paradigm.

arXiv:2006.07386•Physical review. B./Physical review. B•Aug 18, 2020•36 citations

Three-Dimensional Kitaev Spin Liquids

Kevin M. O'Brien

The formation of quantum spin liquids in frustrated magnets represents an exciting possibility due to the rather exotic features they harbor, including fractionalized excitations and emergent gauge fields. \nUnfortunately, they are notoriously difficult to study as there are often no good analytical methods available and quantum Monte Carlo simulations are hindered by the negative sign problem. \nThe Kitaev honeycomb model is a notable exception of a frustrated quantum model which is exactly solvable and which hosts a number of distinct quantum spin liquid ground states. \nAs such, it allows for a rare opportunity to study the physics of spin liquids with full analytical control. \n \nIn this thesis, we study the fractionalization of spin-1/2 moments into Majorana fermions and an emergent Z2 gauge field in a generalization of the Kitaev honeycomb model to a number of three-dimensional lattices. \nWhile the excitations of the gauge field are always gapped, the fermionic quasiparticles may exhibit a gapless dispersion, forming fully two-dimensional Fermi surfaces, symmetry protected nodal lines, or topological Weyl nodes. \nWe show that one can deduce rather general constraints on the possible gapless excitations by making use of an object called the projective symmetry group. \nIn doing so we provide a scheme for classifying the various gapless Kitaev spin liquids. \nA thorough analysis is carried out for a number of these spin liquids, primarily investigating the stability of the gapless modes and the novel features resulting from their sometimes non-trivial topology, as well as their effects on certain equal-time correlation functions.

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Temperature evolution of spin dynamics in two- and three-dimensional Kitaev models: Influence of fluctuating Z2 flux

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The long-sought quantum spin liquid is a quantum-entangled magnetic state leading to the fractionalization of spin degrees of freedom. Quasiparticles emergent from the fractionalization affect not only the ground-state properties but also thermodynamic behavior in a peculiar manner. Here we investigate how the spin dynamics evolves from the high-temperature paramagnet to the quantum spin-liquid ground state, for the Kitaev spin model describing the fractionalization into itinerant matter fermions and localized ${Z}_{2}$ fluxes. Beyond the previous studies [J. Yoshitake, J. Nasu, and Y. Motome, Phys. Rev. Lett. 117, 157203 (2016); J. Yoshitake, J. Nasu, Y. Kato, and Y. Motome, Phys. Rev. B 96, 024438 (2017)], in which the mean-field nature of the cluster dynamical mean-field theory prevented us from studying low-temperature properties, we develop a numerical technique by applying the continuous-time quantum Monte Carlo (CTQMC) method to statistical samples generated by the quantum Monte Carlo (QMC) method in a Majorana fermion representation. This QMC+CTQMC method is fully unbiased and enables us to investigate the low-temperature spin dynamics dominated by thermally excited ${Z}_{2}$ fluxes, including the unconventional phase transition caused by ${Z}_{2}$ flux loops in three dimensions, which was unreachable by the previous methods. We apply this technique to the Kitaev model in both two and three dimensions. Our results clearly distinguish two cases: while the dynamics changes smoothly through the crossover in the two-dimensional honeycomb case, it exhibits singular behaviors at the phase transition in the three-dimensional hyperhoneycomb case. We show that the low-temperature spin dynamics is a sensitive probe for thermally fluctuating ${Z}_{2}$ fluxes that behave very differently between two and three dimensions.

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Matthias Gohlke

Interactions between the microscopic constituents of a solid---a many-body system--- can lead to novel phases and exotic physical phenomena like fractionalization, topological order, quantum spin liquids, emergent gauge field, etc.. The concept of frustration provides a ground for such exotic phenomena. Frustration can prevent a many-body system from establishing long-range order down to the lowest temperatures due to competing interactions. Instead, competing interactions may result in disordered and liquid-like phases of matter that provide the vacuum for fractional excitations. The absence of any order parameter in strongly frustrated systems---due to not breaking any symmetry spontaneously--- immediately raises the question about possible experimental probes of spin-liquids and their fractional excitations. Dynamic probes, like inelastic neutron scattering or Raman scattering, provide an experimental method to detect signatures of fractionalised quasiparticles. The energy and momentum transferred in a scattering event is split between the fractional quasiparticles. On the theory side, computing such dynamical signatures beyond one spatial dimension is generally a difficult task. In this thesis, numerical methods like density matrix renormalisation group and matrix product states are used to study strongly frustrated magnets and their dynamics in a non-perturbative way. This thesis covers two physical models in the context of frustration and emergent gauge fields. Firstly, the Kitaev model of spin-1/2 degrees of freedom subject to strongly anisotropic spin exchange. The Kitaev model features quantum spin liquid ground states with fractionalization of spins into Majorana fermions and Z_2-fluxes---the visons of an emergent Z_2 gauge theory. The main questions addressed here concern the stability of the quantum spin liquid phase upon adding perturbations relevant in magnetic compounds such as Heisenberg or the symmetric-offdiagonal Gamma exchange. Applying a magnetic field drives the Kitaev model into a topologically ordered phase. The excitations and dynamical signatures within the spin liquid, the topologically ordered phase, and within ordered phases are studied. Secondly, a classical minimal model of the proton configuration in water ice is studied. The ice rules, a local constraint describing the low energy manifold, result in emergent Maxwell's equation. Upon applying an external electric field along certain axis, a polarization plateau occurs in which the remaining degrees of freedom can be described by dimers on two-dimensional lattices.

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An introduction to Kitaev model-I

Saptarshi Mandal, Arun M. Jayannavar

This pedagogical article is aimed to the beginning graduate students interested in broad field of frustrated magnetism. We introduce and present some of the exact results obtained in Kitaev model. The Kitaev model embodies an unusual two spin interactions yet exactly solvable model in two dimension. This exact solvability renders it to realize many emergent many body phenomena such as $Z_2$ gauge field, spin liquid states, spin fractionalization, topological order exactly. First we present the exact solution of Kitaev model using Majorana fermionisation and elaborate in detail the $Z_2$ gauge structure. Following this we discuss exact calculation of magnetization, spin-spin correlation function establishing its spin-liquid character. Spin fractionalization and de-confinement of Majorana fermion is explained in detail. Existence of long range multi-spin correlation function and topological degeneracy are discussed to elucidate the entangled and topological nature of any eigenstate. Some elementary questionnaires are provided in appropriate places for assimilation of the technical details.

arXiv:2006.11549•Jun 20, 2020•2 citations
In the field of frustrated magnetism, Kitaev models provide prototypical examples of exactly solvable quantum spin liquids, in which the spin degrees of freedom fractionalize into Majorana fermions coupled to an emergent Z2 gauge field. While the ground states of these models are already well understood as exhibiting different kinds of Majorana (semi)metals, it has still been an open task to achieve a detailed understanding of the thermodynamics, and, namely, the low-temperature ordering of the gauge field into different Z2 flux configurations. In this thesis, we investigate the thermodynamics of Kitaev systems in two and three spatial dimensions with sign-problem-free quantum Monte Carlo simulations. In a first study of elementary 3D Kitaev models, we verify that the ground state Z2 flux sectors of these systems are entirely determined by their elementary plaquette length – a result which shows the validity of Lieb’s theorem for lattice geometries which lack the geometric requirements for its proof. We closely investigate the low-temperature phase transition associated with gauge-ordering, which is a particular realization of an inverted Ising phase transition, as it occurs in general lattice Z2 gauge theories. Our results corroborate the understanding of this transition as separating different regimes in terms of vison-loop excitations, by showing a clear correlation between the critical temperature and the vison gap. We also introduce the concept of “gauge frustration”, which, for a particular 3D Kitaev model, leads to the suppression of the phase transition and a more complex physical behavior at low temperatures. A second quantum Monte Carlo study focuses on a generalized 2D Kitaev model on a five-coordinated lattice system. Here, the gauge ordering is accompanied by the spontaneous breaking of time-reversal symmetry, a scenario which not only allows for a variety of topological ground states, but also for the occurrence of a phase transition in two spatial dimensions. We show that this model exhibits such a transition at a particularly high temperature scale. Moreover, the system possesses a number of phases where the Z2 fluxes are only partially ordered.
In the field of frustrated magnetism, Kitaev models provide a unique framework to study the phenomena of spin fractionalization and emergent lattice gauge theories in two and three spatial dimensions. Their ground states are quantum spin liquids, which can typically be described in terms of a Majorana band structure and an ordering of the underlying Z2{\mathbb{Z}}_{2}Z2​ gauge structure. Here we provide a comprehensive classification of the ``gauge physics'' of a family of elementary three-dimensional Kitaev models, discussing how their thermodynamics and ground state order depends on the underlying lattice geometry. Using large-scale, sign-free quantum Monte Carlo simulations we show that the ground-state gauge order can generally be understood in terms of the length of elementary plaquettes---a result which extends the applicability of Lieb's theorem to lattice geometries beyond its original scope. At finite temperatures, the proliferation of (gapped) vison excitations destroys the gauge order at a critical temperature scale, which we show to correlate with the size of vison gap for the family of three-dimensional Kitaev models. We also discuss two notable exceptions where the lattice structure gives rise to ``gauge frustration'' or intertwines the gauge ordering with time-reversal symmetry breaking. In a more general context, the thermodynamic gauge transitions in such 3D Kitaev models are one of the most natural settings for phase transitions beyond the standard Landau-Ginzburg-Wilson paradigm.
The formation of quantum spin liquids in frustrated magnets represents an exciting possibility due to the rather exotic features they harbor, including fractionalized excitations and emergent gauge fields. \nUnfortunately, they are notoriously difficult to study as there are often no good analytical methods available and quantum Monte Carlo simulations are hindered by the negative sign problem. \nThe Kitaev honeycomb model is a notable exception of a frustrated quantum model which is exactly solvable and which hosts a number of distinct quantum spin liquid ground states. \nAs such, it allows for a rare opportunity to study the physics of spin liquids with full analytical control. \n \nIn this thesis, we study the fractionalization of spin-1/2 moments into Majorana fermions and an emergent Z2 gauge field in a generalization of the Kitaev honeycomb model to a number of three-dimensional lattices. \nWhile the excitations of the gauge field are always gapped, the fermionic quasiparticles may exhibit a gapless dispersion, forming fully two-dimensional Fermi surfaces, symmetry protected nodal lines, or topological Weyl nodes. \nWe show that one can deduce rather general constraints on the possible gapless excitations by making use of an object called the projective symmetry group. \nIn doing so we provide a scheme for classifying the various gapless Kitaev spin liquids. \nA thorough analysis is carried out for a number of these spin liquids, primarily investigating the stability of the gapless modes and the novel features resulting from their sometimes non-trivial topology, as well as their effects on certain equal-time correlation functions.
The long-sought quantum spin liquid is a quantum-entangled magnetic state leading to the fractionalization of spin degrees of freedom. Quasiparticles emergent from the fractionalization affect not only the ground-state properties but also thermodynamic behavior in a peculiar manner. Here we investigate how the spin dynamics evolves from the high-temperature paramagnet to the quantum spin-liquid ground state, for the Kitaev spin model describing the fractionalization into itinerant matter fermions and localized Z2{Z}_{2}Z2​ fluxes. Beyond the previous studies [J. Yoshitake, J. Nasu, and Y. Motome, Phys. Rev. Lett. 117, 157203 (2016); J. Yoshitake, J. Nasu, Y. Kato, and Y. Motome, Phys. Rev. B 96, 024438 (2017)], in which the mean-field nature of the cluster dynamical mean-field theory prevented us from studying low-temperature properties, we develop a numerical technique by applying the continuous-time quantum Monte Carlo (CTQMC) method to statistical samples generated by the quantum Monte Carlo (QMC) method in a Majorana fermion representation. This QMC+CTQMC method is fully unbiased and enables us to investigate the low-temperature spin dynamics dominated by thermally excited Z2{Z}_{2}Z2​ fluxes, including the unconventional phase transition caused by Z2{Z}_{2}Z2​ flux loops in three dimensions, which was unreachable by the previous methods. We apply this technique to the Kitaev model in both two and three dimensions. Our results clearly distinguish two cases: while the dynamics changes smoothly through the crossover in the two-dimensional honeycomb case, it exhibits singular behaviors at the phase transition in the three-dimensional hyperhoneycomb case. We show that the low-temperature spin dynamics is a sensitive probe for thermally fluctuating Z2{Z}_{2}Z2​ fluxes that behave very differently between two and three dimensions.
Interactions between the microscopic constituents of a solid---a many-body system--- can lead to novel phases and exotic physical phenomena like fractionalization, topological order, quantum spin liquids, emergent gauge field, etc.. The concept of frustration provides a ground for such exotic phenomena. Frustration can prevent a many-body system from establishing long-range order down to the lowest temperatures due to competing interactions. Instead, competing interactions may result in disordered and liquid-like phases of matter that provide the vacuum for fractional excitations. The absence of any order parameter in strongly frustrated systems---due to not breaking any symmetry spontaneously--- immediately raises the question about possible experimental probes of spin-liquids and their fractional excitations. Dynamic probes, like inelastic neutron scattering or Raman scattering, provide an experimental method to detect signatures of fractionalised quasiparticles. The energy and momentum transferred in a scattering event is split between the fractional quasiparticles. On the theory side, computing such dynamical signatures beyond one spatial dimension is generally a difficult task. In this thesis, numerical methods like density matrix renormalisation group and matrix product states are used to study strongly frustrated magnets and their dynamics in a non-perturbative way. This thesis covers two physical models in the context of frustration and emergent gauge fields. Firstly, the Kitaev model of spin-1/2 degrees of freedom subject to strongly anisotropic spin exchange. The Kitaev model features quantum spin liquid ground states with fractionalization of spins into Majorana fermions and Z_2-fluxes---the visons of an emergent Z_2 gauge theory. The main questions addressed here concern the stability of the quantum spin liquid phase upon adding perturbations relevant in magnetic compounds such as Heisenberg or the symmetric-offdiagonal Gamma exchange. Applying a magnetic field drives the Kitaev model into a topologically ordered phase. The excitations and dynamical signatures within the spin liquid, the topologically ordered phase, and within ordered phases are studied. Secondly, a classical minimal model of the proton configuration in water ice is studied. The ice rules, a local constraint describing the low energy manifold, result in emergent Maxwell's equation. Upon applying an external electric field along certain axis, a polarization plateau occurs in which the remaining degrees of freedom can be described by dimers on two-dimensional lattices.
This paper discusses a doubly frustrated Kitaev model, in which not only the original spin degrees of freedom are subject to exchange frustration, but also the emergent gauge degrees of freedom, which are exposed to geometric frustration. Using sign-free quantum Monte Carlo simulations, it is shown that this gauge frustration' leads to a suppression of the usual thermal ordering transition, and the Majorana metal of the spin liquid ground state is characterized by a subtle interplay of gauge field and Majorana fermions.
This pedagogical article is aimed to the beginning graduate students interested in broad field of frustrated magnetism. We introduce and present some of the exact results obtained in Kitaev model. The Kitaev model embodies an unusual two spin interactions yet exactly solvable model in two dimension. This exact solvability renders it to realize many emergent many body phenomena such as Z2Z_2Z2​ gauge field, spin liquid states, spin fractionalization, topological order exactly. First we present the exact solution of Kitaev model using Majorana fermionisation and elaborate in detail the Z2Z_2Z2​ gauge structure. Following this we discuss exact calculation of magnetization, spin-spin correlation function establishing its spin-liquid character. Spin fractionalization and de-confinement of Majorana fermion is explained in detail. Existence of long range multi-spin correlation function and topological degeneracy are discussed to elucidate the entangled and topological nature of any eigenstate. Some elementary questionnaires are provided in appropriate places for assimilation of the technical details.