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Thermalization, Chaos and Out-of-time-orderedcorrelators in Quantum field theory

Abhirup Bhattacharya

Published May 1, 2019• 0 citations
OpenAlex

Abstract

We will investigate the notions of thermalization and chaos in the context of quantum field theories. We will first attempt to quantify quantum information spreading through simple lattice systems and then define thermalization as the spread of entanglement across the system. We will then study the notion of operator growth and introduce our main player: the squared commutator and its cousin the OTOC. The rate of growth of the OTOC, it turns out, is identical to the rate of spread of entanglement. We will give a heuristic argument demonstrating this fact. In order the compute the OTOC for quantum field theories we will introduce a contour in the complex plane with two real time folds. After inserting external and interaction vertices at appropriate places in the contour we draw the ensuing Feynman diagrams and do a full pertubative computation of the squared commutator. We sum a special class of diagrams called ladder diagrams which furnishes a recursion relation in the form of an integral equation. The maximal eigenvalue of this equation is defined as a quantum Lyapunov exponent. We carry out this computation for two representative models: a large-N matrix ∅⁴ and QED₃ with a large number of fermionic flavours. In both the cases we compute the Lyapunov exponent as a function of the free parapmeters of the theories.

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Thermalization and chaos in QED3

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We study the real time dynamics of ${N}_{f}$ flavors of fermions coupled to a $U(1)$ gauge field in $2+1$ dimensions to leading order in a $1/{N}_{f}$ expansion. For large enough ${N}_{f}$, this is an interacting conformal field theory and describes the low energy properties of the Dirac spin liquid. We focus on thermalization and the onset of many-body quantum chaos which can be diagnosed from the growth of initially anticommuting fermion field operators. We compute such anticommutators in this gauge theory to leading order in $1/{N}_{f}$. We find that the anticommutator grows exponentially in time and compute the quantum Lyapunov exponent. We briefly comment on chaos, locality, and gauge invariance.

arXiv:1901.04984•Physical review. D/Physical review. D.•Apr 11, 2019•26 citations

OTOC and Quamtum Chaos of Interacting Scalar Fields

Wung-Hong Huang

Discretizing the $λϕ^4$ scalar field theory on a lattice yields a system of coupled anharmonic oscillators with quadratic and quartic potentials. We begin by analyzing the two coupled oscillators in the second quantization method to derive several analytic relations to the second-order perturbation, which are then employed to numerically calculate the thermal out-of-time-order correlator (OTOC), $C_T(t)$. We find that the function $C_T(t)$ exhibits exponential growth over a long time window in the early stages, with Lyapunov exponent $λ\sim T^{1/4}$, which diagnoses quantum chaos. We furthermore investigate the quantum chaos properties in a closed chain of N coupled anharmonic oscillators, which relates to the 1+1 dimensional interacting quantum scalar field theory. The results reveal an interesting property that the signatures of quantum chaos appear at low perturbative orders in the OTOC.

arXiv:2512.21023•Dec 24, 2025•0 citations

OTOC and quamtum chaos of interacting scalar fields

Wung-Hong Huang

A bstract Discretizing the λϕ 4 scalar field theory on a lattice yields a system of coupled anharmonic oscillators with quadratic and quartic potentials. We begin by analyzing the two coupled oscillators in the second quantization method to derive several analytic relations to the second-order perturbation, which are then employed to numerically calculate the thermal out-of-time-order correlator (OTOC), C T ( t ). We find that the function C T ( t ) exhibits exponential growth over a long time window in the early stages, with Lyapunov exponent λ ~ T 1/4 , which diagnoses quantum chaos. We furthermore investigate the quantum chaos properties in a closed chain of N coupled anharmonic oscillators, which relates to the 1+1 dimensional interacting quantum scalar field theory. The results reveal an interesting property that the signatures of quantum chaos appear at low perturbative orders in the OTOC.

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The relation between classical and quantum Lyapunov exponent and the bound on chaos in classically chaotic quantum systems

Fabian Haneder, Gerrit Caspari, Juan Diego Urbina +1 more

Out-of-Time-Ordered Commutators (OTOCs), representing a key diagnostic for scrambling as a facet of short-time quantum chaos, have attracted wide-ranging interest, from many-body physics to quantum gravity. By means of a suitable form of the Wigner-Moyal expansion, and invoking ensemble equivalence in statistical physics, we provide a consistent approach to the growth rate of the OTOC for many-body systems with chaotic classical limit where both the classical Lyapunov exponent and the quantum nature of the density of states enter. Applying this construction to quantized high-dimensional hyperbolic motion, i.e., a quantum chaotic system that exhibits gravity-like correlation functions in the late-time regime, we compute the OTOC growth rate $Λ$ as a function of the number of degrees of freedom, $f$, and inverse temperature, $β$. We show that the scaled growth rate, $Λ/f$, can be described by a universal function of $f β$ and displays a cross-over from classical to quantum behavior as we increase $f$ and/or lower the temperature. In the deep quantum regime of infinite $f$, we find maximally fast scrambling in the sense of the Maldacena-Shenker-Stanford bound on chaos. This elucidates the non-perturbative mechanism underlying the saturation of the bound via quantum contributions to the mean density of states, and it provides further support for this dynamical system as a dual to two-dimensional quantum gravity. In this way, we present first evidence of maximally fast scrambling in a quantum chaotic system with a well-defined classical Hamiltonian limit, without invoking any external mechanism such as (disorder) averaging.

nlin.CDCross-listedarXiv:2512.19869•Dec 24, 2025•0 citations

Krylov exponents and power spectra for maximal quantum chaos: an EFT approach

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A bstract We examine the effective field theory (EFT) of maximal chaos through the lens of Krylov complexity and the Universal Operator Growth Hypothesis. We test the relationship between two measures of quantum chaos: out-of-time-ordered correlators (OTOCs) and Krylov complexity. In the EFT, a shift symmetry of the hydrodynamic modes enforces the maximal Lyapunov exponent in OTOCs, λ L = 2 πT , while simultaneously constraining thermal two-point autocorrelators. We solve these constraints on the autocorrelator, and calculate the Lanczos coefficients and Krylov exponents for several examples, finding both λ K = λ L and λ K = λ L /2. This demonstrates that, within the EFT, the shift symmetry alone is insufficient to enforce maximal Krylov exponents even when the Lyapunov exponent is maximal. In particular, this result suggests a tension with the conjectured bound λ L ≤ λ K ≤ 2 πT . Finally, we identify autocorrelator solutions whose power spectra closely resemble the so-called thermal product formula seen in holographic systems.

arXiv:2508.05444•Journal of High Energy Physics•Apr 9, 2026•0 citations

Numerical Studies of Quantum Chaos in Various Dynamical Systems

Efim B. Rozenbaum

We study two classes of quantum phenomena associated with classical chaos in a variety of quantum models: (i) dynamical localization and its extension and generalization to interacting few- and many-body systems and (ii) quantum exponential divergences in high-order correlators and other diagnostics of quantum chaos. Dynamical localization (DL) is a subtle phenomenon related to Anderson localization. It hinges on quantum interference and is typically destroyed in presence of interactions. DL often manifests as a failure of a driven system to heat up, violating the foundations of statistical physics. Kicked rotor (KR) is a prototypical chaotic classical model that exhibits linear energy growth with time. The quantum kicked rotor (QKR) features DL instead: its energy saturates. Multiple attempts of many-body generalizations faced difficulties in preserving DL. Recently, DL was shown in a special integrable many-body model. We study non-integrable models of few- and many-body QKR-like systems and provide direct evidence that DL can persist there. In addition, we show how a novel related concept of localization landscape can be applied to study transport in rippled channels. Out-of-time-ordered correlator (OTOC) was proposed as an indicator of quantum chaos, since in the semiclassical limit, this correlator's possible exponential growth rate (CGR) resembles the classical Lyapunov exponent (LE). We show that the CGR in QKR is related, but distinct from the LE in KR. We also show a singularity in the OTOC at the Ehrenfest time tᴱ due to a delay in the onset of quantum interference. Next, we study scaling of OTOC beyond tᴱ. We then explore how the OTOC-based approach to quantum chaos relates to the random-matrix-theoretical description by introducing an operator we dub the Lyapunovian. Its level statistics is calculated for quantum stadium billiard, a seminal model of quantum chaos, and aligns perfectly with the Wigner-Dyson surmise. In the semiclassical limit, the Lyapunovian reduces to the matrix of uncorrelated finite-time Lyapunov exponents, connecting the CGR at early times, when the quantum effects are weak, to universal level repulsion that hinges on strong quantum interference. Finally, we consider quantum polygonal billiards: their classical counterparts are non-chaotic. We show exponential growth of the OTOCs in these systems, sharply contrasted with the classical behavior even before quantum interference develops.

•Jan 1, 2020•0 citations
We will investigate the notions of thermalization and chaos in the context of quantum field
theories. We will first attempt to quantify quantum information spreading through simple
lattice systems and then define thermalization as the spread of entanglement across the system.
We will then study the notion of operator growth and introduce our main player: the squared
commutator and its cousin the OTOC. The rate of growth of the OTOC, it turns out, is identical
to the rate of spread of entanglement. We will give a heuristic argument demonstrating this
fact. In order the compute the OTOC for quantum field theories we will introduce a contour
in the complex plane with two real time folds. After inserting external and interaction vertices
at appropriate places in the contour we draw the ensuing Feynman diagrams and do a full
pertubative computation of the squared commutator. We sum a special class of diagrams called
ladder diagrams which furnishes a recursion relation in the form of an integral equation. The
maximal eigenvalue of this equation is defined as a quantum Lyapunov exponent. We carry
out this computation for two representative models: a large-N matrix ∅⁴ and QED₃ with a
large number of fermionic flavours. In both the cases we compute the Lyapunov exponent as a
function of the free parapmeters of the theories.
We study the real time dynamics of Nf{N}_{f}Nf​ flavors of fermions coupled to a U(1)U(1)U(1) gauge field in 2+12+12+1 dimensions to leading order in a 1/Nf1/{N}_{f}1/Nf​ expansion. For large enough Nf{N}_{f}Nf​, this is an interacting conformal field theory and describes the low energy properties of the Dirac spin liquid. We focus on thermalization and the onset of many-body quantum chaos which can be diagnosed from the growth of initially anticommuting fermion field operators. We compute such anticommutators in this gauge theory to leading order in 1/Nf1/{N}_{f}1/Nf​. We find that the anticommutator grows exponentially in time and compute the quantum Lyapunov exponent. We briefly comment on chaos, locality, and gauge invariance.
Discretizing the λϕ4λϕ^4λϕ4 scalar field theory on a lattice yields a system of coupled anharmonic oscillators with quadratic and quartic potentials. We begin by analyzing the two coupled oscillators in the second quantization method to derive several analytic relations to the second-order perturbation, which are then employed to numerically calculate the thermal out-of-time-order correlator (OTOC), CT(t)C_T(t)CT​(t). We find that the function CT(t)C_T(t)CT​(t) exhibits exponential growth over a long time window in the early stages, with Lyapunov exponent λ∼T1/4λ\sim T^{1/4}λ∼T1/4, which diagnoses quantum chaos. We furthermore investigate the quantum chaos properties in a closed chain of N coupled anharmonic oscillators, which relates to the 1+1 dimensional interacting quantum scalar field theory. The results reveal an interesting property that the signatures of quantum chaos appear at low perturbative orders in the OTOC.
A bstract Discretizing the λϕ 4 scalar field theory on a lattice yields a system of coupled anharmonic oscillators with quadratic and quartic potentials. We begin by analyzing the two coupled oscillators in the second quantization method to derive several analytic relations to the second-order perturbation, which are then employed to numerically calculate the thermal out-of-time-order correlator (OTOC), C T ( t ). We find that the function C T ( t ) exhibits exponential growth over a long time window in the early stages, with Lyapunov exponent λ ~ T 1/4 , which diagnoses quantum chaos. We furthermore investigate the quantum chaos properties in a closed chain of N coupled anharmonic oscillators, which relates to the 1+1 dimensional interacting quantum scalar field theory. The results reveal an interesting property that the signatures of quantum chaos appear at low perturbative orders in the OTOC.
Out-of-Time-Ordered Commutators (OTOCs), representing a key diagnostic for scrambling as a facet of short-time quantum chaos, have attracted wide-ranging interest, from many-body physics to quantum gravity. By means of a suitable form of the Wigner-Moyal expansion, and invoking ensemble equivalence in statistical physics, we provide a consistent approach to the growth rate of the OTOC for many-body systems with chaotic classical limit where both the classical Lyapunov exponent and the quantum nature of the density of states enter. Applying this construction to quantized high-dimensional hyperbolic motion, i.e., a quantum chaotic system that exhibits gravity-like correlation functions in the late-time regime, we compute the OTOC growth rate ΛΛΛ as a function of the number of degrees of freedom, fff, and inverse temperature, βββ. We show that the scaled growth rate, Λ/fΛ/fΛ/f, can be described by a universal function of fβf βfβ and displays a cross-over from classical to quantum behavior as we increase fff and/or lower the temperature. In the deep quantum regime of infinite fff, we find maximally fast scrambling in the sense of the Maldacena-Shenker-Stanford bound on chaos. This elucidates the non-perturbative mechanism underlying the saturation of the bound via quantum contributions to the mean density of states, and it provides further support for this dynamical system as a dual to two-dimensional quantum gravity. In this way, we present first evidence of maximally fast scrambling in a quantum chaotic system with a well-defined classical Hamiltonian limit, without invoking any external mechanism such as (disorder) averaging.
A bstract We examine the effective field theory (EFT) of maximal chaos through the lens of Krylov complexity and the Universal Operator Growth Hypothesis. We test the relationship between two measures of quantum chaos: out-of-time-ordered correlators (OTOCs) and Krylov complexity. In the EFT, a shift symmetry of the hydrodynamic modes enforces the maximal Lyapunov exponent in OTOCs, λ L = 2 πT , while simultaneously constraining thermal two-point autocorrelators. We solve these constraints on the autocorrelator, and calculate the Lanczos coefficients and Krylov exponents for several examples, finding both λ K = λ L and λ K = λ L /2. This demonstrates that, within the EFT, the shift symmetry alone is insufficient to enforce maximal Krylov exponents even when the Lyapunov exponent is maximal. In particular, this result suggests a tension with the conjectured bound λ L ≤ λ K ≤ 2 πT . Finally, we identify autocorrelator solutions whose power spectra closely resemble the so-called thermal product formula seen in holographic systems.
We study two classes of quantum phenomena associated with classical chaos in a variety of quantum models: (i) dynamical localization and its extension and generalization to interacting few- and many-body systems and (ii) quantum exponential divergences in high-order correlators and other diagnostics of quantum chaos. Dynamical localization (DL) is a subtle phenomenon related to Anderson localization. It hinges on quantum interference and is typically destroyed in presence of interactions. DL often manifests as a failure of a driven system to heat up, violating the foundations of statistical physics. Kicked rotor (KR) is a prototypical chaotic classical model that exhibits linear energy growth with time. The quantum kicked rotor (QKR) features DL instead: its energy saturates. Multiple attempts of many-body generalizations faced difficulties in preserving DL. Recently, DL was shown in a special integrable many-body model. We study non-integrable models of few- and many-body QKR-like systems and provide direct evidence that DL can persist there. In addition, we show how a novel related concept of localization landscape can be applied to study transport in rippled channels. Out-of-time-ordered correlator (OTOC) was proposed as an indicator of quantum chaos, since in the semiclassical limit, this correlator's possible exponential growth rate (CGR) resembles the classical Lyapunov exponent (LE). We show that the CGR in QKR is related, but distinct from the LE in KR. We also show a singularity in the OTOC at the Ehrenfest time tᴱ due to a delay in the onset of quantum interference. Next, we study scaling of OTOC beyond tᴱ. We then explore how the OTOC-based approach to quantum chaos relates to the random-matrix-theoretical description by introducing an operator we dub the Lyapunovian. Its level statistics is calculated for quantum stadium billiard, a seminal model of quantum chaos, and aligns perfectly with the Wigner-Dyson surmise. In the semiclassical limit, the Lyapunovian reduces to the matrix of uncorrelated finite-time Lyapunov exponents, connecting the CGR at early times, when the quantum effects are weak, to universal level repulsion that hinges on strong quantum interference. Finally, we consider quantum polygonal billiards: their classical counterparts are non-chaotic. We show exponential growth of the OTOCs in these systems, sharply contrasted with the classical behavior even before quantum interference develops.