Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

Non-Fermi Liquids as Ersatz Fermi Liquids: General Constraints on Compressible Metals

Dominic V. Else, Ryan Thorngren, T. Senthil

Published Jan 1, 2021• 80 citations
OpenAlex

Abstract

A system with charge conservation and lattice translation symmetry has a well-defined filling ν, which is a real number representing the average charge per unit cell. We show that if ν is fractional (i.e., not an integer), this imposes very strong constraints on the low-energy theory of the system and give a framework to understand such constraints in great generality, vastly generalizing the Luttinger and Lieb-Schultz-Mattis theorems. The most powerful constraint comes about if ν is continuously tunable (i.e., the system is charge compressible), in which case, we show that the low-energy theory must have a very large emergent symmetry group—larger than any compact Lie group. An example is the Fermi surface of a Fermi liquid, where the charge at every point on the Fermi surface is conserved. We expect that in many, if not all, cases, even exotic non-Fermi liquids will have the same emergent symmetry group as a Fermi liquid, even though they could have very different dynamics. We call a system with this property an ersatz Fermi liquid. We show that ersatz Fermi liquids share a number of properties in common with Fermi liquids, including Luttinger's theorem (which is thus extended to a large class of non-Fermi liquids) and periodic "quantum oscillations" in the response to an applied magnetic field. We also establish versions of Luttinger's theorem for the composite Fermi liquid in quantum Hall systems and for spinon Fermi surfaces in Mott insulators. Our work makes a connection between filling constraints and the theory of symmetry-protected topological phases, in particular through the concept of "'t Hooft anomalies."Received 17 August 2020Revised 22 December 2020Accepted 21 January 2021DOI:https://doi.org/10.1103/PhysRevX.11.021005Published by the American Physical Society under the terms of the Creative Commons Attribution 4.0 International license. Further distribution of this work must maintain attribution to the author(s) and the published article's title, journal citation, and DOI.Published by the American Physical SocietyPhysics Subject Headings (PhySH)Research AreasAnomaliesFermi surfacePhysical SystemsStrongly correlated systemsTechniquesFermi liquid theoryNon-Fermi-liquid theorySymmetries in condensed matterCondensed Matter & Materials Physics

Related papers

Non-Fermi Liquids as Ersatz Fermi Liquids: General Constraints on Compressible Metals

Dominic V. Else, Ryan Thorngren, T. Senthil

A system with charge conservation and lattice translation symmetry has a well-defined filling ν, which is a real number representing the average charge per unit cell.We show that if ν is fractional (i.e., not an integer), this imposes very strong constraints on the low-energy theory of the system and give a framework to understand such constraints in great generality, vastly generalizing the Luttinger and Lieb-Schultz-Mattis theorems.The most powerful constraint comes about if ν is continuously tunable (i.e., the system is charge compressible), in which case, we show that the low-energy theory must have a very large emergent symmetry group-larger than any compact Lie group.An example is the Fermi surface of a Fermi liquid, where the charge at every point on the Fermi surface is conserved.We expect that in many, if not all, cases, even exotic non-Fermi liquids will have the same emergent symmetry group as a Fermi liquid, even though they could have very different dynamics.We call a system with this property an ersatz Fermi liquid.We show that ersatz Fermi liquids share a number of properties in common with Fermi liquids, including Luttinger's theorem (which is thus extended to a large class of non-Fermi liquids) and periodic "quantum oscillations" in the response to an applied magnetic field.We also establish versions of Luttinger's theorem for the composite Fermi liquid in quantum Hall systems and for spinon Fermi surfaces in Mott insulators.Our work makes a connection between filling constraints and the theory of symmetry-protected topological phases, in particular through the concept of "'t Hooft anomalies."

arXiv:2007.07896•Physical Review X•Apr 6, 2021•90 citations

Fermion liquids as quantum Hall liquids in phase space: A unified approach for anomalies and responses

Jaychandran Padayasi, Ken K. W., Kun Yang

The discovery of many strongly correlated metallic phases has inspired different routes to generalize or go beyond the celebrated Landau Fermi liquid theory. To this end, from universal consideration of symmetries and anomalies, Else, Thorngren, and Senthil (ETS) have introduced a class of theories called ersatz Fermi liquids which possess a Fermi surface and satisfy a generalized Luttinger's theorem. In this work, we view all such fermion liquids obeying the Luttinger theorem as incompressible quantum Hall liquids in higher-dimensional phase space and use it as the starting point to derive their effective low-energy field theory. The noncommutativity of phase space motivates us to use the Seiberg-Witten map to derive the field theory in an ordinary (commutative) space and naturally leads to terms that correspond to the correct topological Chern-Simons action postulated by ETS in one, two, and three dimensions. Additionally, our approach also reproduces all the nontopological terms that characterize important contributions to the response, including the semiclassical equations of motion. Finally, our derivations of Chern-Simons terms from the Seiberg-Witten map also verify a longstanding conjecture in noncommutative field theory.

arXiv:2501.08379•Physical review. B./Physical review. B•Mar 17, 2025•1 citation

Strange Metals as Ersatz Fermi Liquids

Dominic V. Else, T. Senthil

A long-standing mystery of fundamental importance in correlated electron physics is to understand strange non-Fermi liquid metals that are seen in diverse quantum materials. A striking experimental feature of these metals is a resistivity that is linear in temperature (T). In this Letter we ask what it takes to obtain such non-Fermi liquid physics down to zero temperature in a translation invariant metal. If in addition the full frequency (ω) dependent conductivity satisfies ω/T scaling, we argue that the T-linear resistivity must come from the intrinsic physics of the low energy fixed point. Combining with earlier arguments that compressible translation invariant metals are "ersatz Fermi liquids" with an infinite number of emergent conserved quantities, we obtain powerful and practical conclusions. We show that there is necessarily a diverging susceptibility for an operator that is odd under inversion and time reversal symmetries, and has zero crystal momentum. We discuss a few other experimental consequences of our arguments, as well as potential loopholes, which necessarily imply other exotic phenomena.

arXiv:2010.10523•Physical Review Letters•Aug 17, 2021•55 citations

Fermi surfaces and gauge-gravity duality

Liza Huijse, Subir Sachdev A

We give a unified overview of the zero temperature phases of compressible quantum matter: i.e., phases in which the expectation value of a globally conserved U(1) density, $\mathcal{Q}$, varies smoothly as a function of parameters. Provided the global U(1) and translational symmetries are unbroken, such phases are expected to have Fermi surfaces, and the Luttinger theorem relates the volumes enclosed by these Fermi surfaces to $⟨\mathcal{Q}⟩$. We survey models of interacting bosons and/or fermions and/or gauge fields which realize such phases. Some phases have Fermi surfaces with the singularities of Landau's Fermi liquid theory, while other Fermi surfaces have non-Fermi liquid singularities. Compressible phases found in models applicable to condensed-matter systems are argued to also be present in models obtained by applying chemical potentials (and other deformations allowed by the residual symmetry at nonzero chemical potential) to the paradigmatic supersymmetric gauge theories underlying gauge-gravity duality: the Aharony-Bergman-Jafferis-Maldacena model in spatial dimension $d=2$, and the $\mathcal{N}=4$ super Yang-Mills theory in $d=3$.

arXiv:1104.5022•Physical review. D. Particles, fields, gravitation, and cosmology/Physical review. D. Particles and fields•Jul 5, 2011•82 citations

Collisionless dynamics of general non-Fermi liquids from hydrodynamics of emergent conserved quantities

Dominic V. Else

Given the considerable theoretical challenges in understanding strongly coupled metals and non-Fermi liquids, it is valuable to have a framework to understand properties of metals that are universal, in the sense that they must hold in any metal. It has previously been argued that an infinite-dimensional emergent symmetry group is such a property, at least for clean, compressible metals. In this paper, we will show that such an emergent symmetry group has very strong implications for the dynamics of the metal. Specifically, we show that consideration of the hydrodynamics of the associated infinitely many emergent conserved quantities automatically recovers the collisionless Boltzmann equation that governs the dynamics of a Fermi liquid. Therefore the hydrodynamic prediction is that in the low-temperature, collisionless regime where the emergent conservation laws hold, the dynamics and response to external fields of a general spinless metal will be identical to a Fermi liquid. We discuss some potential limitations to this general statement, including the possibility of nonhydrodynamic modes. We also report some interesting differences in the case of spinful metals.

arXiv:2301.10775•Physical review. B./Physical review. B•Jul 6, 2023•12 citations

Unified non-Fermi liquid and superconductivity in a model of strongly-correlated systems

Yi Zhang

We study a model of strongly-correlated systems that incorporates phases such as Fermi liquids, non-Fermi liquids, and superconductivity, in addition to potential intertwined orders. The model describes Fermi surfaces of spinful electron gas or electron liquid coupled to bosons via an intermediate gauge field. Effectively, the coupling imposes constraints and interactions between the fermion spin and the local boson density. This grants the bosons the meaning as the Schwinger boson of the magnetic order and allows us to probe a larger phase space, rather than around the quantum critical point. We design the initial model so that after the boson and gauge fields are integrated out exactly, the resulting fermion-only effective theory only consists of several local interactions, allowing controlled weak-coupling interpretation for certain parameter regions. Consequently, we find a non-Fermi liquid whose degrees of freedom in the effective theory take the form of an \emph{emergent} Fermi surface that has a different Luttinger volume from the original fermions, therefore explicitly violates the Luttinger theorem. Further, this allows a $d$-wave superconducting instability if the effective interacting induced by boson coupling is in the relevant pairing channel. When the emergent Fermi surface undergoes a Lifshitz transition, the carrier type changes. In addition, we attribute the Mott insulating behavior in the strong coupling limit to the loss of emergent Fermi surface and argue the possibility of coexisting magnetic order. Our effective theory also suggests the possibility of charge density waves as a consequence of \emph{effective} strong repulsion and is independent of the Fermi-surface-nesting scenario. We discuss the possible optimal conditions for higher superconducting transition temperature and potential relevances and implications for realistic materials.

arXiv:1711.03981•Nov 10, 2017•0 citations
A system with charge conservation and lattice translation symmetry has a well-defined filling ν, which is a real number representing the average charge per unit cell. We show that if ν is fractional (i.e., not an integer), this imposes very strong constraints on the low-energy theory of the system and give a framework to understand such constraints in great generality, vastly generalizing the Luttinger and Lieb-Schultz-Mattis theorems. The most powerful constraint comes about if ν is continuously tunable (i.e., the system is charge compressible), in which case, we show that the low-energy theory must have a very large emergent symmetry group—larger than any compact Lie group. An example is the Fermi surface of a Fermi liquid, where the charge at every point on the Fermi surface is conserved. We expect that in many, if not all, cases, even exotic non-Fermi liquids will have the same emergent symmetry group as a Fermi liquid, even though they could have very different dynamics. We call a system with this property an ersatz Fermi liquid. We show that ersatz Fermi liquids share a number of properties in common with Fermi liquids, including Luttinger's theorem (which is thus extended to a large class of non-Fermi liquids) and periodic "quantum oscillations" in the response to an applied magnetic field. We also establish versions of Luttinger's theorem for the composite Fermi liquid in quantum Hall systems and for spinon Fermi surfaces in Mott insulators. Our work makes a connection between filling constraints and the theory of symmetry-protected topological phases, in particular through the concept of "'t Hooft anomalies."Received 17 August 2020Revised 22 December 2020Accepted 21 January 2021DOI:https://doi.org/10.1103/PhysRevX.11.021005Published by the American Physical Society under the terms of the Creative Commons Attribution 4.0 International license. Further distribution of this work must maintain attribution to the author(s) and the published article's title, journal citation, and DOI.Published by the American Physical SocietyPhysics Subject Headings (PhySH)Research AreasAnomaliesFermi surfacePhysical SystemsStrongly correlated systemsTechniquesFermi liquid theoryNon-Fermi-liquid theorySymmetries in condensed matterCondensed Matter & Materials Physics
A system with charge conservation and lattice translation symmetry has a well-defined filling ν, which is a real number representing the average charge per unit cell.We show that if ν is fractional (i.e., not an integer), this imposes very strong constraints on the low-energy theory of the system and give a framework to understand such constraints in great generality, vastly generalizing the Luttinger and Lieb-Schultz-Mattis theorems.The most powerful constraint comes about if ν is continuously tunable (i.e., the system is charge compressible), in which case, we show that the low-energy theory must have a very large emergent symmetry group-larger than any compact Lie group.An example is the Fermi surface of a Fermi liquid, where the charge at every point on the Fermi surface is conserved.We expect that in many, if not all, cases, even exotic non-Fermi liquids will have the same emergent symmetry group as a Fermi liquid, even though they could have very different dynamics.We call a system with this property an ersatz Fermi liquid.We show that ersatz Fermi liquids share a number of properties in common with Fermi liquids, including Luttinger's theorem (which is thus extended to a large class of non-Fermi liquids) and periodic "quantum oscillations" in the response to an applied magnetic field.We also establish versions of Luttinger's theorem for the composite Fermi liquid in quantum Hall systems and for spinon Fermi surfaces in Mott insulators.Our work makes a connection between filling constraints and the theory of symmetry-protected topological phases, in particular through the concept of "'t Hooft anomalies."
The discovery of many strongly correlated metallic phases has inspired different routes to generalize or go beyond the celebrated Landau Fermi liquid theory. To this end, from universal consideration of symmetries and anomalies, Else, Thorngren, and Senthil (ETS) have introduced a class of theories called ersatz Fermi liquids which possess a Fermi surface and satisfy a generalized Luttinger's theorem. In this work, we view all such fermion liquids obeying the Luttinger theorem as incompressible quantum Hall liquids in higher-dimensional phase space and use it as the starting point to derive their effective low-energy field theory. The noncommutativity of phase space motivates us to use the Seiberg-Witten map to derive the field theory in an ordinary (commutative) space and naturally leads to terms that correspond to the correct topological Chern-Simons action postulated by ETS in one, two, and three dimensions. Additionally, our approach also reproduces all the nontopological terms that characterize important contributions to the response, including the semiclassical equations of motion. Finally, our derivations of Chern-Simons terms from the Seiberg-Witten map also verify a longstanding conjecture in noncommutative field theory.
A long-standing mystery of fundamental importance in correlated electron physics is to understand strange non-Fermi liquid metals that are seen in diverse quantum materials. A striking experimental feature of these metals is a resistivity that is linear in temperature (T). In this Letter we ask what it takes to obtain such non-Fermi liquid physics down to zero temperature in a translation invariant metal. If in addition the full frequency (ω) dependent conductivity satisfies ω/T scaling, we argue that the T-linear resistivity must come from the intrinsic physics of the low energy fixed point. Combining with earlier arguments that compressible translation invariant metals are "ersatz Fermi liquids" with an infinite number of emergent conserved quantities, we obtain powerful and practical conclusions. We show that there is necessarily a diverging susceptibility for an operator that is odd under inversion and time reversal symmetries, and has zero crystal momentum. We discuss a few other experimental consequences of our arguments, as well as potential loopholes, which necessarily imply other exotic phenomena.
We give a unified overview of the zero temperature phases of compressible quantum matter: i.e., phases in which the expectation value of a globally conserved U(1) density, Q\mathcal{Q}Q, varies smoothly as a function of parameters. Provided the global U(1) and translational symmetries are unbroken, such phases are expected to have Fermi surfaces, and the Luttinger theorem relates the volumes enclosed by these Fermi surfaces to ⟨Q⟩⟨\mathcal{Q}⟩⟨Q⟩. We survey models of interacting bosons and/or fermions and/or gauge fields which realize such phases. Some phases have Fermi surfaces with the singularities of Landau's Fermi liquid theory, while other Fermi surfaces have non-Fermi liquid singularities. Compressible phases found in models applicable to condensed-matter systems are argued to also be present in models obtained by applying chemical potentials (and other deformations allowed by the residual symmetry at nonzero chemical potential) to the paradigmatic supersymmetric gauge theories underlying gauge-gravity duality: the Aharony-Bergman-Jafferis-Maldacena model in spatial dimension d=2d=2d=2, and the N=4\mathcal{N}=4N=4 super Yang-Mills theory in d=3d=3d=3.
Given the considerable theoretical challenges in understanding strongly coupled metals and non-Fermi liquids, it is valuable to have a framework to understand properties of metals that are universal, in the sense that they must hold in any metal. It has previously been argued that an infinite-dimensional emergent symmetry group is such a property, at least for clean, compressible metals. In this paper, we will show that such an emergent symmetry group has very strong implications for the dynamics of the metal. Specifically, we show that consideration of the hydrodynamics of the associated infinitely many emergent conserved quantities automatically recovers the collisionless Boltzmann equation that governs the dynamics of a Fermi liquid. Therefore the hydrodynamic prediction is that in the low-temperature, collisionless regime where the emergent conservation laws hold, the dynamics and response to external fields of a general spinless metal will be identical to a Fermi liquid. We discuss some potential limitations to this general statement, including the possibility of nonhydrodynamic modes. We also report some interesting differences in the case of spinful metals.
We study a model of strongly-correlated systems that incorporates phases such as Fermi liquids, non-Fermi liquids, and superconductivity, in addition to potential intertwined orders. The model describes Fermi surfaces of spinful electron gas or electron liquid coupled to bosons via an intermediate gauge field. Effectively, the coupling imposes constraints and interactions between the fermion spin and the local boson density. This grants the bosons the meaning as the Schwinger boson of the magnetic order and allows us to probe a larger phase space, rather than around the quantum critical point. We design the initial model so that after the boson and gauge fields are integrated out exactly, the resulting fermion-only effective theory only consists of several local interactions, allowing controlled weak-coupling interpretation for certain parameter regions. Consequently, we find a non-Fermi liquid whose degrees of freedom in the effective theory take the form of an \emph{emergent} Fermi surface that has a different Luttinger volume from the original fermions, therefore explicitly violates the Luttinger theorem. Further, this allows a ddd-wave superconducting instability if the effective interacting induced by boson coupling is in the relevant pairing channel. When the emergent Fermi surface undergoes a Lifshitz transition, the carrier type changes. In addition, we attribute the Mott insulating behavior in the strong coupling limit to the loss of emergent Fermi surface and argue the possibility of coexisting magnetic order. Our effective theory also suggests the possibility of charge density waves as a consequence of \emph{effective} strong repulsion and is independent of the Fermi-surface-nesting scenario. We discuss the possible optimal conditions for higher superconducting transition temperature and potential relevances and implications for realistic materials.