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Lee-Yang theory and large deviation statistics of interacting many-body systems

Aydin Deger

Published Jan 1, 2020• 0 citations
OpenAlex

Abstract

The collective behavior of large numbers of interacting particles may give rise to a phase transition. A continuing challenge is to identify the underlying principles of this phenomenon emerging in many important systems in nature and characterize the critical behavior of interacting many-body systems. In this thesis, we present a theoretical and methodological framework for predicting the phase properties of a macroscopic system based on the behavior of just a few of its constituents. To this end, we devise a direct pathway from the detection of partition function zeros by measuring or simulating fluctuating observables in systems of finite size to the characterization of criticality and large deviation statistics in interacting many-body systems. Our approach combines ideas and concepts from the finite-size scaling analysis with the Lee-Yang formalism and theories of high cumulants and large deviations, and it can be applied in a wide range of critical systems from physics, chemistry, and biology, both in theory and experiment. The thesis consists of four publications. In publications I and II, we report a novel method that makes it possible to extract the partition function zeros in interacting many-body systems of finite size solely from the fluctuations of thermodynamic observables without any prior knowledge of the partition function. To illustrate the feasibility of our approach, we use the Fisher zeros and their relation to the energy fluctuations as a tool for probing criticality in Ising models in two and three dimensions. In particular, we suggest an alternative way of extracting the universal critical exponents from measured fluctuations in finite-size systems away from the phase transition. In publications III and IV, we develop a scaling analysis of the partition function zeros to investigate the criticality in higher dimensions where the hyperscaling breaks down. We also show that even if the system does not exhibit a sharp phase transition, the partition function zeros carry important information about the large-deviation statistics of the system and its symmetry properties. To this end, we determine the rare magnetization fluctuations from the asymptotic behavior of the Lee-Yang zeros, i.e., from the Yang-Lee edge singularities. This finding may constitute a profound connection between Lee-Yang theory and large-deviation statistics.

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Phase transitions are typically accompanied by nonanalytic behaviors of the free energy, which can be explained by considering the zeros of the partition function in the complex plane of the control parameter and their approach to the critical value on the real axis as the system size is increased.Recent experiments have shown that partition function zeros are not just a theoretical concept.They can also be determined experimentally by measuring fluctuations of thermodynamic observables in systems of finite size.Motivated by this progress, we investigate here the partition function zeros for the Curie-Weiss model of spontaneous magnetization using our recently established cumulant method.Specifically, we extract the leading Fisher and Lee-Yang zeros of the Curie-Weiss model from the fluctuations of the energy and the magnetization in systems of finite size.We develop a finite-size scaling analysis of the partition function zeros, which is valid for mean-field models and which allows us to extract both the critical values of the control parameters and the critical exponents, even for small systems that are away from criticality.We also show that the Lee-Yang zeros carry important information about the rare magnetic fluctuations as they allow us to predict many essential features of the large-deviation statistics of the magnetization.This finding may constitute a profound connection between Lee-Yang theory and large-deviation statistics.

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Lee-Yang theory, high cumulants, and large-deviation statistics of the magnetization in the Ising model

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Experimental Determination of Dynamical Lee-Yang Zeros

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Statistical physics provides the concepts and methods to explain the phase behavior of interacting many-body systems. Investigations of Lee-Yang zeros-complex singularities of the free energy in systems of finite size-have led to a unified understanding of equilibrium phase transitions. The ideas of Lee and Yang, however, are not restricted to equilibrium phenomena. Recently, Lee-Yang zeros have been used to characterize nonequilibrium processes such as dynamical phase transitions in quantum systems after a quench or dynamic order-disorder transitions in glasses. Here, we experimentally realize a scheme for determining Lee-Yang zeros in such nonequilibrium settings. We extract the dynamical Lee-Yang zeros of a stochastic process involving Andreev tunneling between a normal-state island and two superconducting leads from measurements of the dynamical activity along a trajectory. From the short-time behavior of the Lee-Yang zeros, we predict the large-deviation statistics of the activity which is typically difficult to measure. Our method paves the way for further experiments on the statistical mechanics of many-body systems out of equilibrium.

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Lee-Yang theory is central to the analysis of thermal phase transitions. However, the underlying mechanism of the theory and the nature of Lee-Yang zeros in quantum many-body systems remains elusive. Here, we develop a unified framework for understanding quantum phase transitions from fidelity zeros induced by symmetry breaking. These zeros, arising from transitions between symmetry sectors, obey the Lee-Yang theorem and give rise to fidelity edges near critical points. Quantum criticality is further characterized through the finite-size scaling of fidelity zeros. As concrete examples, we analytically and numerically investigate fidelity zeros in one- and two-dimensional ferromagnetic Ising models under a complex magnetic field. Our results provide new insights into the mechanism of Lee-Yang theory and open avenues for exploring unexplored landscapes of phase transitions in quantum many-body systems.

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Probing Yang–Lee edge singularity by central spin decoherence

Bo-Bo Wei

Yang-Lee edge singularities are the branch point of free energy on the complex plane of physical parameters and have been shown to be the simplest universality class of phase transitions.However, Yang-Lee edge singularities have not been regarded as experimentally observable since they occur at complex physical parameters which are unphysical.A recent discovery regarding the relation between partition functions and probe spin coherence makes it experimentally feasible to access the complex plane of physical parameters.However, how to extract the critical point and the critical exponent of Yang-Lee edge singularities in many-body systems, which occurs only at the thermodynamic limit, has still been elusive.Here we show that the quantum coherence of a probe spin coupled to finite-size Ising-type spin systems presents universal scaling behavior near the Yang-Lee edge singularity.The finite-size scaling behavior of the quantum coherence of the probe spin predicts that one can extract the critical point and the critical exponent of the Yang-Lee edge singularity of an Ising-type spin system in the thermodynamic limit from the spin coherence measurement of the probe spin coupled to finite-size Ising-type spin systems.This finding provides a practical approach to studying the nature of Yang-Lee edge singularities of many-body systems.In 1952, Yang and Lee [1, 2] initiated the examination of phase transitions by studying the partition function zeros, termed Lee-Yang zeros, on the complex plane of a magnetic field h (or fugacity z for fluids).They found that for a system above its critical temperature T c , the partition function must be nonzero throughout some neighborhood of the real axis of the magnetic field within a gap determined by two edges at  ( ) h T YL .Therefore the free energy is an analytic function of the real magnetic field.On the other hand, below the critical temperature T c , the Lee-Yang zeros will come arbitrarily to the real axis as the thermodynamic limit is taken, destroying the analyticity of the free energy in h for those real fields at which the Lee-Yang zeros accumulate.Kortman and Griffiths [3] pointed out that the edges of Lee-Yang zeros of a many-body system in the thermodynamic limit are singularity points, termed Yang-Lee edge singularities [4].Fisher [4] proposed that the Yang-Lee edge singularity could be considered as a new second order phase transition point with associated critical exponents.Renormalization group analyses [4] show that the Yang-Lee edge singularity is associated with an j i 3 theory and the crossover dimensionality of the Yang-Lee edge singularity is d c = 6.Later, the investigation of the Yang-Lee edge singularity has been extended to many other models, such as the classical nvector model [5], the quantum Heisenberg model [5], the spherical model [6], the quantum one-dimensional (1D) transverse Ising model [7], the hierarchical model [8], branched polymers [9], the directed-site animalsenumeration problem [10], Ising models on fractal lattices [11], Ising systems with correlated disorder [12], fluid models with repulsive-core interactions [13], the antiferromagnetic Ising model [14] etc.A comprehensive review of the study of Yang-Lee edge singularities can be found in [15, 16].Recently, Kibble-Zurek scaling was shown to appear at the Yang-Lee edge singularity [17], which supports that the Yang-Lee edge singularity is similar to conventional second order phase transitions.Yang-Lee edge singularity occurs in the ferromagnetic Ising models above its critical temperatures in a purely imaginary magnetic field  h i (figure 1).For  > ( ) h h T YL , the partition function acquires zeros, which becomes dense on the line with > ( ) Ih h T YL .The density of Lee-Yang zeros  ( ) g T h , in the thermodynamic limit behaves as  ~ -s ( ) | ( )| g T h h h T , YL when   ( ) h h T YL from above, with σ being the universal critical

arXiv:1611.08074•New Journal of Physics•Aug 8, 2017•24 citations
The collective behavior of large numbers of interacting particles may give rise to a phase transition. A continuing challenge is to identify the underlying principles of this phenomenon emerging in many important systems in nature and characterize the critical behavior of interacting many-body systems. In this thesis, we present a theoretical and methodological framework for predicting the phase properties of a macroscopic system based on the behavior of just a few of its constituents. To this end, we devise a direct pathway from the detection of partition function zeros by measuring or simulating fluctuating observables in systems of finite size to the characterization of criticality and large deviation statistics in interacting many-body systems. Our approach combines ideas and concepts from the finite-size scaling analysis with the Lee-Yang formalism and theories of high cumulants and large deviations, and it can be applied in a wide range of critical systems from physics, chemistry, and biology, both in theory and experiment. The thesis consists of four publications. In publications I and II, we report a novel method that makes it possible to extract the partition function zeros in interacting many-body systems of finite size solely from the fluctuations of thermodynamic observables without any prior knowledge of the partition function. To illustrate the feasibility of our approach, we use the Fisher zeros and their relation to the energy fluctuations as a tool for probing criticality in Ising models in two and three dimensions. In particular, we suggest an alternative way of extracting the universal critical exponents from measured fluctuations in finite-size systems away from the phase transition. In publications III and IV, we develop a scaling analysis of the partition function zeros to investigate the criticality in higher dimensions where the hyperscaling breaks down. We also show that even if the system does not exhibit a sharp phase transition, the partition function zeros carry important information about the large-deviation statistics of the system and its symmetry properties. To this end, we determine the rare magnetization fluctuations from the asymptotic behavior of the Lee-Yang zeros, i.e., from the Yang-Lee edge singularities. This finding may constitute a profound connection between Lee-Yang theory and large-deviation statistics.
Phase transitions are typically accompanied by nonanalytic behaviors of the free energy, which can be explained by considering the zeros of the partition function in the complex plane of the control parameter and their approach to the critical value on the real axis as the system size is increased.Recent experiments have shown that partition function zeros are not just a theoretical concept.They can also be determined experimentally by measuring fluctuations of thermodynamic observables in systems of finite size.Motivated by this progress, we investigate here the partition function zeros for the Curie-Weiss model of spontaneous magnetization using our recently established cumulant method.Specifically, we extract the leading Fisher and Lee-Yang zeros of the Curie-Weiss model from the fluctuations of the energy and the magnetization in systems of finite size.We develop a finite-size scaling analysis of the partition function zeros, which is valid for mean-field models and which allows us to extract both the critical values of the control parameters and the critical exponents, even for small systems that are away from criticality.We also show that the Lee-Yang zeros carry important information about the rare magnetic fluctuations as they allow us to predict many essential features of the large-deviation statistics of the magnetization.This finding may constitute a profound connection between Lee-Yang theory and large-deviation statistics.
Determining the phase diagram of interacting quantum many-body systems is an important task for a wide range of problems such as the understanding and design of quantum materials. For classical equilibrium systems, the Lee-Yang formalism provides a rigorous foundation of phase transitions, and these ideas have also been extended to the quantum realm. Here, we develop a Lee-Yang theory of quantum phase transitions that can include thermal fluctuations caused by a finite temperature, and it thereby provides a link between the classical Lee-Yang formalism and recent theories of phase transitions at zero temperature. Our methodology exploits analytic properties of the moment generating function of the order parameter in systems of finite size, and it can be implemented in combination with tensor-network calculations. Specifically, the onset of a symmetry-broken phase is signaled by the zeros of the moment generating function approaching the origin in the complex plane of a counting field that couples to the order parameter. Moreover, the zeros can be obtained by measuring or calculating the high cumulants of the order parameter. We determine the phase diagram of the two-dimensional quantum Ising model and thereby demonstrate the potential of our method to predict the critical behavior of two-dimensional quantum systems at finite temperatures.
Statistical physics provides the concepts and methods to explain the phase behavior of interacting many-body systems. Investigations of Lee-Yang zeros-complex singularities of the free energy in systems of finite size-have led to a unified understanding of equilibrium phase transitions. The ideas of Lee and Yang, however, are not restricted to equilibrium phenomena. Recently, Lee-Yang zeros have been used to characterize nonequilibrium processes such as dynamical phase transitions in quantum systems after a quench or dynamic order-disorder transitions in glasses. Here, we experimentally realize a scheme for determining Lee-Yang zeros in such nonequilibrium settings. We extract the dynamical Lee-Yang zeros of a stochastic process involving Andreev tunneling between a normal-state island and two superconducting leads from measurements of the dynamical activity along a trajectory. From the short-time behavior of the Lee-Yang zeros, we predict the large-deviation statistics of the activity which is typically difficult to measure. Our method paves the way for further experiments on the statistical mechanics of many-body systems out of equilibrium.
Lee-Yang theory is central to the analysis of thermal phase transitions. However, the underlying mechanism of the theory and the nature of Lee-Yang zeros in quantum many-body systems remains elusive. Here, we develop a unified framework for understanding quantum phase transitions from fidelity zeros induced by symmetry breaking. These zeros, arising from transitions between symmetry sectors, obey the Lee-Yang theorem and give rise to fidelity edges near critical points. Quantum criticality is further characterized through the finite-size scaling of fidelity zeros. As concrete examples, we analytically and numerically investigate fidelity zeros in one- and two-dimensional ferromagnetic Ising models under a complex magnetic field. Our results provide new insights into the mechanism of Lee-Yang theory and open avenues for exploring unexplored landscapes of phase transitions in quantum many-body systems.
Yang-Lee edge singularities are the branch point of free energy on the complex plane of physical parameters and have been shown to be the simplest universality class of phase transitions.However, Yang-Lee edge singularities have not been regarded as experimentally observable since they occur at complex physical parameters which are unphysical.A recent discovery regarding the relation between partition functions and probe spin coherence makes it experimentally feasible to access the complex plane of physical parameters.However, how to extract the critical point and the critical exponent of Yang-Lee edge singularities in many-body systems, which occurs only at the thermodynamic limit, has still been elusive.Here we show that the quantum coherence of a probe spin coupled to finite-size Ising-type spin systems presents universal scaling behavior near the Yang-Lee edge singularity.The finite-size scaling behavior of the quantum coherence of the probe spin predicts that one can extract the critical point and the critical exponent of the Yang-Lee edge singularity of an Ising-type spin system in the thermodynamic limit from the spin coherence measurement of the probe spin coupled to finite-size Ising-type spin systems.This finding provides a practical approach to studying the nature of Yang-Lee edge singularities of many-body systems.In 1952, Yang and Lee [1, 2] initiated the examination of phase transitions by studying the partition function zeros, termed Lee-Yang zeros, on the complex plane of a magnetic field h (or fugacity z for fluids).They found that for a system above its critical temperature T c , the partition function must be nonzero throughout some neighborhood of the real axis of the magnetic field within a gap determined by two edges at  ( ) h T YL .Therefore the free energy is an analytic function of the real magnetic field.On the other hand, below the critical temperature T c , the Lee-Yang zeros will come arbitrarily to the real axis as the thermodynamic limit is taken, destroying the analyticity of the free energy in h for those real fields at which the Lee-Yang zeros accumulate.Kortman and Griffiths [3] pointed out that the edges of Lee-Yang zeros of a many-body system in the thermodynamic limit are singularity points, termed Yang-Lee edge singularities [4].Fisher [4] proposed that the Yang-Lee edge singularity could be considered as a new second order phase transition point with associated critical exponents.Renormalization group analyses [4] show that the Yang-Lee edge singularity is associated with an j i 3 theory and the crossover dimensionality of the Yang-Lee edge singularity is d c = 6.Later, the investigation of the Yang-Lee edge singularity has been extended to many other models, such as the classical nvector model [5], the quantum Heisenberg model [5], the spherical model [6], the quantum one-dimensional (1D) transverse Ising model [7], the hierarchical model [8], branched polymers [9], the directed-site animalsenumeration problem [10], Ising models on fractal lattices [11], Ising systems with correlated disorder [12], fluid models with repulsive-core interactions [13], the antiferromagnetic Ising model [14] etc.A comprehensive review of the study of Yang-Lee edge singularities can be found in [15, 16].Recently, Kibble-Zurek scaling was shown to appear at the Yang-Lee edge singularity [17], which supports that the Yang-Lee edge singularity is similar to conventional second order phase transitions.Yang-Lee edge singularity occurs in the ferromagnetic Ising models above its critical temperatures in a purely imaginary magnetic field  h i (figure 1).For  > ( ) h h T YL , the partition function acquires zeros, which becomes dense on the line with > ( ) Ih h T YL .The density of Lee-Yang zeros  ( ) g T h , in the thermodynamic limit behaves as  ~ -s ( ) | ( )| g T h h h T , YL when   ( ) h h T YL from above, with σ being the universal critical