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First-order phase transitions in one-dimensional steady states

Peter F. Arndt, Thomas Heinzel, V. Rittenberg

Published Jan 1, 1997• 57 citations
OpenAlex

Abstract

The steady states of the two-species (positive and negative particles) asymmetric exclusion model of Evans, Foster, Godrèche and Mukamel are studied using Monte Carlo simulations. We show that mean-field theory does not give the correct phase diagram. On the first-order phase transition line which separates the CP-symmetric phase from the broken phase, the density profiles can be understood through an unexpected pattern of shocks. In the broken phase the free energy functional is not a convex function but looks like a standard Ginzburg-Landau picture. If a symmetry breaking term is introduced in the boundaries the Ginzburg-Landau picture remains and one obtains spinodal points. The spectrum of the hamiltonian associated with the master equation was studied using numerical diagonalization. There are massless excitations on the firstorder phase transition line with a dynamical critical exponent z = 2 as expected from the existence of shocks and at the spinodal points where we find z = 1. It is for the first time that this value which characterizes conformal invariant equilibrium problems appears in stochastic processes. cond-mat/9706114

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It is shown that a trilinear symmetry breaking which destroys the equivalence of the states in a continuum generalization of the $p$-state Potts model yields first-order phase transitions for all $p>1$, in contrast to the results of the symmetric theory where there is a second-order transition for $p<2$ and a first-order transition for $p>2$, in $d=6\ensuremath{-}\ensuremath{\epsilon}$ dimensions, and in spite of mean-field---theory predictions. A calculation in renormalized perturbation theory, to one-loop order, on a three-trilinear-coupling theory yields two new accessible and partly stable asymmetric fixed points beyond the symmetric one, except for the three-state Potts model, one for ${2.2}^{\ensuremath{-}}\ensuremath{\le}p<\ensuremath{\infty}$ and the other for $1<p<\frac{13}{3}$. There is a fixed-point runaway for the first one when $p<{2.2}^{\ensuremath{-}}$ and for the second when $p>\frac{13}{3}$, which are interpreted as the usual first-order transitions. For the indicated ranges of $p$ the transitions are of first order near a spinodal point, with uniaxial ordering in the first case and transverse ordering in the second. Critical exponents that could describe the approach to the spinodal points are explicitly calculated.

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Equilibrium critical phenomena

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To set the stage for our subsequent thorough discussion of dynamic critical phenomena, we first review the theoretical description of second-order equilibrium phase transitions. (Readers already well acquainted with this material may readily move on to Chapter 2.) To this end, we compare the critical exponents following from the van-der-Waals equation of state for weakly interacting gases with the results from the Curie–Weiss mean-field approximation for the ferromagnetic Ising model. We then provide a unifying description in terms of Landau–Ginzburg theory, i.e., a long-wavelength expansion of the effective free energy with respect to the order parameter. The Gaussian model is analyzed, and a quantitative criterion is established that defines the circumstances when non-linear fluctuations need to be taken into account properly. Thereby we identify d c = 4 as the upper critical dimension for generic continuous phase transitions in thermal equilibrium. The most characteristic feature of a critical point turns out to be the divergence of the correlation length that renders microscopic details oblivious. As a consequence, not only the correlation functions, but remarkably the thermodynamics as well of a critical system are governed by an emergent unusual symmetry: scale invariance. A simple scaling ansatz is capable of linking different critical exponents; as an application, we introduce the basic elements of finite-size scaling. Finally, a brief sketch of Wilson's momentum shell renormalization group method is presented, intended as a pedagogical preview of the fundamental RG ideas. Exploiting the scale invariance properties at the critical point, the scaling forms of the free energy and the order parameter correlation function are derived.

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Quantum phase transitions beyond Landau-Ginzburg theory in one-dimensional space revisited

Christopher Mudry, Akira Furusaki, Takahiro Morimoto +1 more

The phase diagram of the quantum spin-$\frac{1}{2}$ antiferromagnetic ${J}_{1}^{\phantom{\rule{0.16em}{0ex}}}\text{\ensuremath{-}}{J}_{2}^{\phantom{\rule{0.16em}{0ex}}}$ XXZ chain was obtained by Haldane using bosonization techniques [Haldane, Phys. Rev. B 25, 4925 (1982); Phys. Rev. B 26, 5257 (1982)]. It supports three distinct phases for $0\ensuremath{\le}{J}_{2}^{\phantom{\rule{0.16em}{0ex}}}/{J}_{1}^{\phantom{\rule{0.16em}{0ex}}}<\frac{1}{2}$, i.e., a gapless algebraic spin-liquid phase, a gapped long-range ordered Neel phase, and a gapped long-range ordered dimer phase. Even though the Neel and dimer phases are not related hierarchically by a pattern of symmetry breaking, it was shown that they meet along a line of quantum critical points with a U(1) symmetry and central charge $c=1$. Here, we extend the analysis made by Haldane on the quantum spin-$\frac{1}{2}$ antiferromagnetic ${J}_{1}^{\phantom{\rule{0.16em}{0ex}}}\text{\ensuremath{-}}{J}_{2}^{\phantom{\rule{0.16em}{0ex}}}$ XYZ chain using both bosonization and numerical techniques. We show that there are three Neel phases and the dimer phase that are separated from each other by six planes of phase boundaries realizing Gaussian criticality when $0\ensuremath{\le}{J}_{2}^{\phantom{\rule{0.16em}{0ex}}}/{J}_{1}^{\phantom{\rule{0.16em}{0ex}}}<\frac{1}{2}$. We also show that each long-range ordered phase harbors topological point defects (domain walls) that are dual to those across the phase boundary in that a defect in one ordered phase locally binds the other type of order around its core. By using the bosonization approach, we identify the critical theory that describes simultaneous proliferation of these dual point defects, and show that it supports an emergent U(1) symmetry that originates from the discrete symmetries of the XYZ model. To confirm this numerically, we perform exact diagonalization and density-matrix renormalization-group calculations and show that the critical theory is characterized by the central charge $c=1$ with critical exponents that are consistent with those obtained from the bosonization approach. Furthermore, we generalize the field-theoretic description of direct continuous phase transition to higher dimensions, especially in $d=3$, by using a nonlinear sigma model (NLSM) with a topological term. In particular, we propose the $\ensuremath{\pi}$-flux phase on the cubic lattice with local quartic interactions as a platform for direct continuous phase transition and deconfined criticality. We discuss possible phase diagrams for the $\ensuremath{\pi}$-flux phase on the cubic lattice with these quartic interactions from the renormalization flow of NLSMs.

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Exact Analysis of Two-Species Totally Asymmetric Exclusion Process with Open Boundary Condition

Chikashi Arita

In recent years, one-dimensional driven diffusion models consisting of particles on a lattice have been studied. The most famous topics of these models are solvability and phase transitions. For example, the exact stationary-state solution of the asymmetric exclusion process (ASEP) with an open boundary condition can be obtained as a matrix product form and its physical quantities exhibit boundary-induced phase transitions in the thermodynamic limit. There are three regimes, namely, maximal-current (MC) phase, low-density (LD) phase and high-density (HD) phase in the phase diagram. The two-species models or three-state models are also interesting. The stationary-state solutions of the two-species totally asymmetric exclusion process (TASEP) with a periodic boundary condition and an open boundary condition can be obtained as matrix product forms. The model in ref. 6 exhibits two phases in which symmetry breaks spontaneously. Furthermore, the model in ref. 7 exhibits phase separation. In this note, the two-species TASEP with a new open boundary condition different from the condition in ref. 6 is introduced and we obtain the stationary-state solution exactly as a matrix product form and calculate the physical quantities in the thermodynamic limit. Let us consider a stochastic process on an L-site chain with two-species particles. We note j 1⁄4 0 if site j is empty, j 1⁄4 1 if site j is occupied by the first-class particle and j 1⁄4 2 if site j is occupied by the second-class particle. The exchange rule in the bulk of the chain is expressed as 10 ! 01 with a rate 1; ð1Þ 20 ! 02 with a rate 1; ð2Þ 12 ! 21 with a rate 1: ð3Þ

Journal of the Physical Society of Japan•Jun 8, 2006•16 citations
The steady states of the two-species (positive and negative particles) asymmetric exclusion model of Evans, Foster, Godrèche and Mukamel are studied using Monte Carlo simulations. We show that mean-field theory does not give the correct phase diagram. On the first-order phase transition line which separates the CP-symmetric phase from the broken phase, the density profiles can be understood through an unexpected pattern of shocks. In the broken phase the free energy functional is not a convex function but looks like a standard Ginzburg-Landau picture. If a symmetry breaking term is introduced in the boundaries the Ginzburg-Landau picture remains and one obtains spinodal points. The spectrum of the hamiltonian associated with the master equation was studied using numerical diagonalization. There are massless excitations on the firstorder phase transition line with a dynamical critical exponent z = 2 as expected from the existence of shocks and at the spinodal points where we find z = 1. It is for the first time that this value which characterizes conformal invariant equilibrium problems appears in stochastic processes. cond-mat/9706114
A one-dimensional stochastic exclusion process with two species of particles, + and -, is studied where density of each species can fluctuate but the total particle density is conserved. From the exact stationary state weights we show that, in the limiting case where density of negative particles vanishes, the system undergoes a phase separation transition where a macroscopic domain of vacancies form in front of a single surviving negative particle. We also show that the phase-separated state is associated with a diverging correlation length for any density and that the critical exponents characterizing the behavior in this region are different from those at the transition line. The static and the dynamical critical exponents are obtained from the exact solution and numerical simulations, respectively.
The applicability of the concepts of finite-size scaling and universality to nonequilibrium phase transitions is considered in the framework of the one-dimensional totally asymmetric simple-exclusion process with open boundaries. In the thermodynamic limit there are boundary-induced transitions both of the first and second order between steady-state phases of the model. We derive finite-size scaling expressions for the current near the continuous phase transition and for the local density near the first-order transition under different stochastic dynamics and compare them to establish the existence of universal functions. Next we study numerically the finite-size behavior of the Lee-Yang zeros of the normalization factor for the different steady-state probabilities.
It is shown that a trilinear symmetry breaking which destroys the equivalence of the states in a continuum generalization of the ppp-state Potts model yields first-order phase transitions for all p>1p>1p>1, in contrast to the results of the symmetric theory where there is a second-order transition for p<2p<2p<2 and a first-order transition for p>2p>2p>2, in $d=6\ensuremath{-}\ensuremath{\epsilon}$ dimensions, and in spite of mean-field---theory predictions. A calculation in renormalized perturbation theory, to one-loop order, on a three-trilinear-coupling theory yields two new accessible and partly stable asymmetric fixed points beyond the symmetric one, except for the three-state Potts model, one for ${2.2}^{\ensuremath{-}}\ensuremath{\le}p<\ensuremath{\infty}$ and the other for 1<p<1331<p<\frac{13}{3}1<p<313​. There is a fixed-point runaway for the first one when $p<{2.2}^{\ensuremath{-}}$ and for the second when p>133p>\frac{13}{3}p>313​, which are interpreted as the usual first-order transitions. For the indicated ranges of ppp the transitions are of first order near a spinodal point, with uniaxial ordering in the first case and transverse ordering in the second. Critical exponents that could describe the approach to the spinodal points are explicitly calculated.
To set the stage for our subsequent thorough discussion of dynamic critical phenomena, we first review the theoretical description of second-order equilibrium phase transitions. (Readers already well acquainted with this material may readily move on to Chapter 2.) To this end, we compare the critical exponents following from the van-der-Waals equation of state for weakly interacting gases with the results from the Curie–Weiss mean-field approximation for the ferromagnetic Ising model. We then provide a unifying description in terms of Landau–Ginzburg theory, i.e., a long-wavelength expansion of the effective free energy with respect to the order parameter. The Gaussian model is analyzed, and a quantitative criterion is established that defines the circumstances when non-linear fluctuations need to be taken into account properly. Thereby we identify d c = 4 as the upper critical dimension for generic continuous phase transitions in thermal equilibrium. The most characteristic feature of a critical point turns out to be the divergence of the correlation length that renders microscopic details oblivious. As a consequence, not only the correlation functions, but remarkably the thermodynamics as well of a critical system are governed by an emergent unusual symmetry: scale invariance. A simple scaling ansatz is capable of linking different critical exponents; as an application, we introduce the basic elements of finite-size scaling. Finally, a brief sketch of Wilson's momentum shell renormalization group method is presented, intended as a pedagogical preview of the fundamental RG ideas. Exploiting the scale invariance properties at the critical point, the scaling forms of the free energy and the order parameter correlation function are derived.
The phase diagram of the quantum spin-12\frac{1}{2}21​ antiferromagnetic ${J}_{1}^{\phantom{\rule{0.16em}{0ex}}}\text{\ensuremath{-}}{J}_{2}^{\phantom{\rule{0.16em}{0ex}}}$ XXZ chain was obtained by Haldane using bosonization techniques [Haldane, Phys. Rev. B 25, 4925 (1982); Phys. Rev. B 26, 5257 (1982)]. It supports three distinct phases for $0\ensuremath{\le}{J}_{2}^{\phantom{\rule{0.16em}{0ex}}}/{J}_{1}^{\phantom{\rule{0.16em}{0ex}}}<\frac{1}{2}$, i.e., a gapless algebraic spin-liquid phase, a gapped long-range ordered Neel phase, and a gapped long-range ordered dimer phase. Even though the Neel and dimer phases are not related hierarchically by a pattern of symmetry breaking, it was shown that they meet along a line of quantum critical points with a U(1) symmetry and central charge c=1c=1c=1. Here, we extend the analysis made by Haldane on the quantum spin-12\frac{1}{2}21​ antiferromagnetic ${J}_{1}^{\phantom{\rule{0.16em}{0ex}}}\text{\ensuremath{-}}{J}_{2}^{\phantom{\rule{0.16em}{0ex}}}$ XYZ chain using both bosonization and numerical techniques. We show that there are three Neel phases and the dimer phase that are separated from each other by six planes of phase boundaries realizing Gaussian criticality when $0\ensuremath{\le}{J}_{2}^{\phantom{\rule{0.16em}{0ex}}}/{J}_{1}^{\phantom{\rule{0.16em}{0ex}}}<\frac{1}{2}$. We also show that each long-range ordered phase harbors topological point defects (domain walls) that are dual to those across the phase boundary in that a defect in one ordered phase locally binds the other type of order around its core. By using the bosonization approach, we identify the critical theory that describes simultaneous proliferation of these dual point defects, and show that it supports an emergent U(1) symmetry that originates from the discrete symmetries of the XYZ model. To confirm this numerically, we perform exact diagonalization and density-matrix renormalization-group calculations and show that the critical theory is characterized by the central charge c=1c=1c=1 with critical exponents that are consistent with those obtained from the bosonization approach. Furthermore, we generalize the field-theoretic description of direct continuous phase transition to higher dimensions, especially in d=3d=3d=3, by using a nonlinear sigma model (NLSM) with a topological term. In particular, we propose the $\ensuremath{\pi}$-flux phase on the cubic lattice with local quartic interactions as a platform for direct continuous phase transition and deconfined criticality. We discuss possible phase diagrams for the $\ensuremath{\pi}$-flux phase on the cubic lattice with these quartic interactions from the renormalization flow of NLSMs.
In recent years, one-dimensional driven diffusion models consisting of particles on a lattice have been studied. The most famous topics of these models are solvability and phase transitions. For example, the exact stationary-state solution of the asymmetric exclusion process (ASEP) with an open boundary condition can be obtained as a matrix product form and its physical quantities exhibit boundary-induced phase transitions in the thermodynamic limit. There are three regimes, namely, maximal-current (MC) phase, low-density (LD) phase and high-density (HD) phase in the phase diagram. The two-species models or three-state models are also interesting. The stationary-state solutions of the two-species totally asymmetric exclusion process (TASEP) with a periodic boundary condition and an open boundary condition can be obtained as matrix product forms. The model in ref. 6 exhibits two phases in which symmetry breaks spontaneously. Furthermore, the model in ref. 7 exhibits phase separation. In this note, the two-species TASEP with a new open boundary condition different from the condition in ref. 6 is introduced and we obtain the stationary-state solution exactly as a matrix product form and calculate the physical quantities in the thermodynamic limit. Let us consider a stochastic process on an L-site chain with two-species particles. We note j 1⁄4 0 if site j is empty, j 1⁄4 1 if site j is occupied by the first-class particle and j 1⁄4 2 if site j is occupied by the second-class particle. The exchange rule in the bulk of the chain is expressed as 10 ! 01 with a rate 1; ð1Þ 20 ! 02 with a rate 1; ð2Þ 12 ! 21 with a rate 1: ð3Þ